Skip to main content
Huatai Securities Co., Ltd logo

Huatai Securities Co., Ltd — Investor Relations & Filings

Ticker · 601688 ISIN · CNE100001YQ9 LEI · 3003009ABT0UCWO79Q77 Shanghai Stock Exchange Financial and insurance activities
Open in API
Filings indexed 2,413 across all filing types
Latest filing 2025-10-28 Declaration of Voting R…
Country CN China
Listing Shanghai Stock Exchange 601688

About Huatai Securities Co., Ltd

https://www.htsc.com.cn/

Huatai Securities is a leading technology-driven and integrated securities group offering a comprehensive suite of financial services. The company serves a substantial client base, including individual, corporate, and institutional clients, through its core business segments: wealth management, institutional services, investment management, and international business. The firm operates a prominent securities brokerage business and leverages a leading digital platform to deliver its services, supported by a highly collaborative, full-service business model.

Recent filings

Filing Released Lang Actions
华泰证券股份有限公司2025年第二次H股类别股东会决议公告
Declaration of Voting Results & Voting Rights Announcements Classification · 100% confidence The document is an announcement of the resolutions from the 2025 second H-share class shareholders meeting of Huatai Securities Co., Ltd. It details the meeting date, attendance, voting results on various proposals, and legal witness statements confirming the legality of the meeting and voting process. The content focuses on the declaration of voting results from a shareholders meeting, including approval of amendments to company bylaws and meeting rules. There is no financial data or report content, but rather the official voting outcomes and legal confirmations. This matches the category for Declaration of Voting Results & Voting Rights Announcements (DVA). The document length is short (2159 characters) and it is clearly a voting results announcement, not a full report or presentation.
2025-10-28 Chinese
华泰证券股份有限公司章程（2025年第二次修订）
Governance Information Classification · 95% confidence The document is a detailed corporate charter or articles of association for Huatai Securities Co., Ltd., including chapters on general provisions, business scope, shares issuance and management, shareholders and shareholders' meetings, board of directors, senior management, compliance and risk management, financial accounting, profit distribution, audit, notices and announcements, mergers, splits, capital increases and decreases, dissolution and liquidation, and amendments to the charter. It references Chinese company law, securities law, regulatory approvals, and stock exchange listing rules. The content is about the company's governance structure, shareholder rights, share issuance and transfer rules, board and management roles, and compliance obligations. It is a governance document that sets out the internal rules and regulations of the company rather than a financial report, earnings release, or announcement. It is not a report publication announcement or a short notice but a substantive governance document. Therefore, the most appropriate classification is Governance Information (CGR).
2025-10-28 Chinese
北京市金杜律师事务所关于华泰证券股份有限公司2025年第二次H股类别股东会之法律意见书
Regulatory Filings Classification · 95% confidence The document is a legal opinion letter issued by a law firm regarding the convening, attendance, and voting procedures of a specific H-share class shareholders' meeting of Huatai Securities Co., Ltd. It details the legal compliance of the meeting's procedures, attendees' qualifications, and voting results. The document references the meeting date, agenda, and voting outcomes but does not contain financial statements or management discussion of financial results. It is not an announcement of voting results per se but a legal opinion on the meeting's procedural legality. This type of document fits best under Regulatory Filings (RNS) as it is a compliance/legal opinion related to a shareholders' meeting rather than the meeting materials themselves (AGM-R), voting results announcement (DVA), or other categories. The document length is about 4944 characters, which is substantial and contains detailed legal content, not just a brief announcement or certification. Therefore, the classification is Regulatory Filings (RNS) with high confidence.
2025-10-28 Chinese
华泰证券股份有限公司董事会议事规则（2025年修订）
Governance Information Classification · 100% confidence The document is titled "华泰证券股份有限公司董事会议事规则 (2025 年修订)" which translates to "Rules of Procedure for the Board of Directors of Huatai Securities Co., Ltd. (2025 Revision)". The content details the procedures, rules, and governance practices for board meetings, including meeting types, proposal procedures, voting, record keeping, and responsibilities of directors. There is no financial data, earnings information, or regulatory filing announcements. The document focuses on internal governance rules and board management practices. Therefore, it fits the category of Governance Information (CGR). The document length is 5477 characters, which is sufficient for a detailed governance report rather than a brief announcement or notice.
2025-10-28 Chinese
POLL RESULTS OF 2025 SECOND HCM
Declaration of Voting Results & Voting Rights Announcements Classification · 100% confidence The document is titled 'POLL RESULTS OF THE 2025 SECOND H SHARE CLASS MEETING' and provides detailed voting results, attendance figures, and legal certification for resolutions passed at a shareholder meeting. This aligns perfectly with the definition of a Declaration of Voting Results & Voting Rights Announcements (DVA).
2025-10-28 English
ARTICLES OF ASSOCIATION
Governance Information Classification · 100% confidence The document is titled 'ARTICLES OF ASSOCIATION' for Huatai Securities Co., Ltd. It outlines the company's internal governance structure, share issuance, board responsibilities, and operational scope. This type of document is a foundational corporate governance document that defines the rules of the company, which falls under the category of Governance Information.
2025-10-28 English

Browse filings by year

17 years

Report missing filing

Can't find a specific document? Let us know and we'll add it within 24 hours.

We will notify you once the filing is added.
Report sent
Thank you. We will check the data and update it shortly.