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Huatai Securities Co., Ltd — Investor Relations & Filings

Ticker · 601688 ISIN · CNE100001YQ9 LEI · 3003009ABT0UCWO79Q77 Shanghai Stock Exchange Financial and insurance activities
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Filings indexed 2,413 across all filing types
Latest filing 2025-09-22 Share Issue/Capital Cha…
Country CN China
Listing Shanghai Stock Exchange 601688

About Huatai Securities Co., Ltd

https://www.htsc.com.cn/

Huatai Securities is a leading technology-driven and integrated securities group offering a comprehensive suite of financial services. The company serves a substantial client base, including individual, corporate, and institutional clients, through its core business segments: wealth management, institutional services, investment management, and international business. The firm operates a prominent securities brokerage business and leverages a leading digital platform to deliver its services, supported by a highly collaborative, full-service business model.

Recent filings

Filing Released Lang Actions
华泰证券股份有限公司关于完成注册资本工商变更登记及公司《章程》变更的公告
Share Issue/Capital Change Classification · 95% confidence The document is an announcement from Huatai Securities regarding the completion of a registered capital change and corresponding amendments to the company's Articles of Association. It details the approval and completion of a share repurchase and cancellation of restricted A shares, the reduction in registered capital, and the filing of these changes with the market supervision authority. The document includes a comparison table of the original and amended Articles of Association clauses. The document is relatively short (1279 characters) and primarily serves as a formal announcement of corporate actions related to capital changes and governance documents. It does not contain detailed financial statements or comprehensive financial analysis. Therefore, it is best classified as a Share Issue/Capital Change announcement (SHA), which covers announcements regarding new share issues, stock splits, or other capital changes such as share repurchases and capital reduction.
2025-09-22 Chinese
华泰证券股份有限公司关于为间接全资子公司发行中期票据提供担保的公告
Capital/Financing Update Classification · 95% confidence The document is a formal announcement by Huatai Securities regarding the provision of a guarantee for medium-term notes issued by its indirect wholly-owned subsidiary. It details the guarantee amount, the subsidiary's financial status, the terms of the guarantee, and internal decision-making procedures. The document is an announcement about a financing guarantee related to bond issuance, not a full financial report or earnings release. It does not contain comprehensive financial statements or detailed financial analysis but focuses on the guarantee and financing update. Therefore, it fits best under the category of Capital/Financing Update (CAP). The document length is 3270 characters, which is consistent with an announcement rather than a full report.
2025-09-22 Chinese
ARTICLES OF ASSOCIATION
Report Publication Announcement Classification · 100% confidence The document is a short announcement (under 5,000 characters) from Huatai Securities Co., Ltd. regarding the publication of their 'Articles of Association'. It provides a link to the document and states it has been submitted to the National Storage Mechanism. Per the 'Menu vs Meal' rule, this is an announcement of a report/document rather than the document itself, making it a Report Publication Announcement (RPA).
2025-09-22 English
NOTICE OF NOTES LISTING
Report Publication Announcement Classification · 100% confidence The document is a short announcement (under 5,000 characters) from the London Stock Exchange's RNS service. It explicitly states that a 'Notice of Notes Listing' has been published and provides a link to the external PDF document. Following the 'Menu vs Meal' rule, this is a notification of a report/document publication rather than the document itself, making it a Report Publication Announcement (RPA).
2025-09-22 English
COMPLETION OF THE CHANGE OF REGISTERED CAPITAL
Regulatory Filings Classification · 98% confidence The document is a short announcement (under 2,000 characters) from Huatai Securities Co., Ltd. regarding the completion of a change in registered capital and amendments to the Articles of Association. It explicitly directs the reader to an external PDF link for the actual details of the announcement and mentions submission to the National Storage Mechanism. Per the 'Menu vs Meal' rule, this is an announcement of a report/filing rather than the document itself, making it a Report Publication Announcement (RPA).
2025-09-22 English
华泰证券H股公告（翌日披露报表）
Transaction in Own Shares Classification · 100% confidence The document is a detailed disclosure report about changes in issued shares and treasury shares, including share repurchases and cancellations, as required by the Hong Kong Stock Exchange Listing Rules (Main Board and GEM). It includes specific data on share counts, repurchase prices, dates, and confirmations of compliance with listing rules. The document is not a financial report, earnings release, or management discussion, but a regulatory disclosure about share capital changes and share repurchases. This fits the category of Transaction in Own Shares (POS), which covers reports of the company buying back or selling its own shares. The document length is substantial and contains detailed transactional data, not just an announcement or certification, so it is not Regulatory Filings (RNS) or Report Publication Announcement (RPA).
2025-09-11 Chinese

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