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Founder Securities Co.,Ltd. — Investor Relations & Filings

Ticker · 601901 ISIN · CNE1000015Y8 LEI · 300300DSN6TINPUMGY45 Shanghai Stock Exchange Financial and insurance activities
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Filings indexed 1,860 across all filing types
Latest filing 2017-11-08 Delisting Announcement
Country CN China
Listing Shanghai Stock Exchange 601901

About Founder Securities Co.,Ltd.

https://www.foundersc.com/

Founder Securities Co., Ltd. provides a comprehensive range of financial services. Core business activities include brokerage, investment banking, asset management, and investment consulting. The company also engages in futures brokerage, proprietary trading, and alternative investment services. It serves a diverse client base ranging from individual retail investors to large institutional entities. Key products include wealth management solutions, equity and debt underwriting, and specialized investment research. The firm focuses on leveraging its extensive branch network and digital platforms to deliver integrated financial solutions. It maintains a strong emphasis on risk management and technological innovation to support its capital market operations and advisory services.

Recent filings

Filing Released Lang Actions
2016年非公开发行证券公司短期公司债券（第一期）本息兑付和摘牌公告
Delisting Announcement Classification · 100% confidence The document is an announcement from 方正证券股份有限公司 regarding the repayment and delisting of a specific bond (2016年非公开发行证券公司短期公司债券（第一期）). It details the bond's repayment date, interest payment, bond delisting date, and related procedural information. The document is relatively short (3177 characters) and focuses on the bond's capital and interest repayment and the bond's removal from the exchange. It is not a full financial report, audit, or earnings release, nor is it a management or investor presentation. The key phrase '债券摘牌公告' (bond delisting announcement) and the detailed dates for bond delisting indicate this is a Delisting Announcement. Therefore, the appropriate classification is DLST (Delisting Announcement).
2017-11-08 Chinese
2017年10月财务数据简报
Fund Information / Factsheet Classification · 90% confidence The document is a financial data brief for October 2017 from 方正证券股份有限公司 (Founder Securities Co., Ltd.). It contains key financial figures such as operating income, net profit, and net assets for the parent company and subsidiaries. The data is unaudited and non-consolidated, and the document is relatively short (659 characters). It is a summary financial data announcement rather than a full interim or annual report. The document does not contain comprehensive financial statements or detailed analysis typical of an Interim/Quarterly Report (IR) or Annual Report (10-K). It is more aligned with a brief financial update or factsheet. Given the short length and summary nature, the best fit is Fund Information / Factsheet (FS).
2017-11-06 Chinese
关于购买办公用物业的公告
Capital/Financing Update Classification · 95% confidence The document is an announcement by 方正证券股份有限公司 regarding the purchase of office property. It details the transaction overview, parties involved, property specifics, and the impact on the company. There is no financial data, no report or financial statements, and no mention of regulatory filings or certifications. The document is a formal announcement of a capital expenditure transaction related to property acquisition, which fits best under Capital/Financing Update (CAP) as it involves company financing activities and capital use. The document length is short and it is not a report publication announcement or regulatory filing. Therefore, the classification is CAP with high confidence.
2017-10-30 Chinese
关于出售公司及民族证券部分自有物业的公告
Capital/Financing Update Classification · 95% confidence The document is an announcement by 方正证券股份有限公司 regarding the sale of company-owned and subsidiary-owned properties. It details the properties involved, their assessed values, the transaction method, and the expected impact on the company's financials. The document explicitly states that the sale does not constitute a major asset restructuring and that the transaction is within the board's authority without requiring shareholder approval. There is no presentation of financial statements or detailed financial performance data, but rather a disclosure of a capital transaction involving asset sales. This fits the definition of a Capital/Financing Update (CAP), as it updates on company asset sales and related capital structure changes. The document is not a full financial report, audit, or earnings release, nor is it a regulatory filing or announcement of a report publication. Therefore, the appropriate classification is CAP with high confidence.
2017-10-30 Chinese
合规管理办法
Governance Information Classification · 95% confidence The document is titled '合规管理办法' (Compliance Management Measures) and is issued by 方正证券股份有限公司 (Founder Securities Co., Ltd.). It details the company's internal compliance management system, governance structure, responsibilities of compliance officers, and procedures for compliance risk management. The content is focused on internal governance, compliance policies, roles of board and management in compliance, and regulatory adherence. There are no financial statements, earnings data, or shareholder voting results. The document is a detailed governance and compliance manual rather than a report of financial results or an announcement. Therefore, it fits best under Governance Information (CGR), which covers reports detailing the company's internal rules, board structure, and governance practices.
2017-10-30 Chinese
第三届董事会第十一次会议决议公告
Board/Management Information Classification · 95% confidence The document is a detailed announcement of resolutions passed at the 11th meeting of the 3rd Board of Directors of 方正证券股份有限公司 (Founder Securities Co., Ltd.) held on October 30, 2017. It includes approvals of various proposals such as the 2017 Q3 report, amendments to the company charter and board rules, appointment of audit firms and senior management, and authorization for debt financing issuance. The document contains voting results and detailed descriptions of board decisions, including governance and compliance matters. It is not the full quarterly report itself but a board meeting resolution announcement referencing the report and other matters. The document is lengthy (15,000 characters) and contains substantive content about board decisions and management changes. This fits the category of Board/Management Information (MANG), as it announces board meeting resolutions, management appointments, and governance changes. It is not an Annual Report, Interim Report, or Earnings Release, nor is it a simple announcement of a report publication. Therefore, the correct classification is MANG with high confidence.
2017-10-30 Chinese

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