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Founder Securities Co.,Ltd. — Investor Relations & Filings

Ticker · 601901 ISIN · CNE1000015Y8 LEI · 300300DSN6TINPUMGY45 Shanghai Stock Exchange Financial and insurance activities
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Filings indexed 1,860 across all filing types
Latest filing 2018-03-30 Audit Report / Informat…
Country CN China
Listing Shanghai Stock Exchange 601901

About Founder Securities Co.,Ltd.

https://www.foundersc.com/

Founder Securities Co., Ltd. provides a comprehensive range of financial services. Core business activities include brokerage, investment banking, asset management, and investment consulting. The company also engages in futures brokerage, proprietary trading, and alternative investment services. It serves a diverse client base ranging from individual retail investors to large institutional entities. Key products include wealth management solutions, equity and debt underwriting, and specialized investment research. The firm focuses on leveraging its extensive branch network and digital platforms to deliver integrated financial solutions. It maintains a strong emphasis on risk management and technological innovation to support its capital market operations and advisory services.

Recent filings

Filing Released Lang Actions
2017年度非经营性资金占用及其他关联资金往来的专项说明
Audit Report / Information Classification · 95% confidence The document is titled as a "专项说明" (special explanation) regarding non-operating fund occupation and other related party fund transactions for the year 2017 of 方正证券股份有限公司 (Founder Securities Co., Ltd.). It includes an audit opinion from ShineWing Certified Public Accountants dated March 30, 2018, referencing the 2017 financial statements audit with an unqualified opinion. The document complies with regulatory requirements from the China Securities Regulatory Commission and Shanghai Stock Exchange regarding disclosure of non-operating fund occupation and related party transactions. It contains detailed tables summarizing these transactions and the auditor's confirmation that the data is consistent with the audited financial statements. This document is a standalone audit-related report focusing on a specific regulatory disclosure about non-operating fund occupation and related party transactions, not a full annual report or general audit report. It is not a mere announcement or certification but contains substantive audited data and auditor's opinion on this specific matter. Therefore, it fits the category of Audit Report / Information (AR). FY 2017
2018-03-30 Chinese
董事会审计委员会2017年度履职报告
Audit Report / Information Classification · 95% confidence The document is titled as the "Board Audit Committee 2017 Annual Performance Report" of 方正证券股份有限公司 (Founder Securities Co., Ltd.). It details the audit committee members, meetings held in 2017, their activities including review and supervision of the 2016 annual audit report, internal control evaluations, and audit work guidance. The document is a detailed report on the audit committee's duties and activities for the year 2017, focusing on audit and internal control oversight rather than the full annual report itself. It is not a standalone audit report by an external auditor but a committee's performance report related to audit functions. This fits best under the category of Audit Report / Information (AR), which includes audit reports, applied accounting principles, and results of internal or regulatory stress tests, excluding full annual reports. The document length is 3519 characters, which is relatively short but contains substantive content about audit committee activities and audit oversight, not merely an announcement or certification. Therefore, the classification is AR with high confidence. FY 2017
2018-03-30 Chinese
2017年年度报告
Annual Report Classification · 100% confidence The document is titled '2017 年年度报告' which translates to '2017 Annual Report'. It is issued by 方正证券股份有限公司 (Founder Securities Co., Ltd.) and covers the fiscal period from January 1, 2017 to December 31, 2017. The document contains detailed financial data, including consolidated and parent company financial statements, financial indicators, business overview, governance, and other comprehensive information typical of a full annual report. It also includes an auditor's report with an unqualified opinion, which is standard in annual reports. The length of the document (15,000 characters) and the detailed financial content confirm it is the full annual report, not just an announcement or summary. Therefore, the appropriate classification is Annual Report (10-K). FY 2017
2018-03-30 Chinese
独立董事关于方正证券股份有限公司第三届董事会第十四次会议审议事项的独立意见
Board/Management Information Classification · 95% confidence The document is an independent opinion report from independent directors of 方正证券股份有限公司 regarding various matters discussed at the company's 14th board meeting of the third session. It covers opinions on the 2017 profit distribution plan, related party transactions, internal control evaluation, board performance and remuneration, and appointment of audit institutions. The content is detailed and specific to governance, internal controls, and audit-related opinions, but it is not a full audit report or annual report. It is a formal independent directors' opinion document related to board meeting deliberations, which aligns with Board/Management Information filings. The document length is 2042 characters, which is relatively short but contains substantive independent opinions rather than just announcements or certifications. Therefore, the best fitting category is Board/Management Information (MANG).
2018-03-30 Chinese
2017年度社会责任报告
Environmental & Social Information Classification · 95% confidence The document is titled "2017 年度社会责任报告" which translates to "2017 Annual Social Responsibility Report". It extensively discusses the company's social responsibility initiatives, governance, investor relations, employee welfare, compliance, anti-money laundering efforts, and community engagement including poverty alleviation. The content focuses on Environmental, Social, and Governance (ESG) factors and the company's social impact rather than financial performance or regulatory filings. There is no indication that this is an annual financial report (10-K), audit report, or any other financial or regulatory filing. The length and detail confirm it is a full report, not a brief announcement. Therefore, the document fits the category of Environmental & Social Information (SR).
2018-03-30 Chinese
日常关联交易公告
Regulatory Filings Classification · 95% confidence The document is a detailed announcement regarding the company's daily related party transactions for the year 2017 and the estimated transactions for 2018. It includes information about the approval process by the board, the amounts involved, the related parties, the framework agreement terms, and independent directors' opinions. The document is not a full financial report but a specific announcement about related party transactions, which is a regulatory disclosure. It does not contain comprehensive financial statements or management discussion and analysis. The document length is 3347 characters, which is relatively short and focused on a specific topic. Therefore, it fits best under Regulatory Filings (RNS), which is the fallback category for miscellaneous regulatory announcements that do not fit other specific categories.
2018-03-30 Chinese

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