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COMPLII FINTECH SOLUTIONS LTD — Investor Relations & Filings

Ticker · CF1 ISIN · AU0000127011 ASX Telecommunications, computer programming, consultancy, computing infrastructure, and other information service activities
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Filings indexed 1,268 across all filing types
Latest filing 2021-12-12 Share Issue/Capital Cha…
Country AU Australia
Listing ASX CF1

About COMPLII FINTECH SOLUTIONS LTD

https://complii.com.au/

Complii Fintech Solutions Ltd offers a modular, cloud-based platform designed to automate compliance and operational workflows for financial intermediaries and corporate entities. The technology suite provides end-to-end solutions for managing regulatory obligations, risk assessment, and capital raising activities. Core functionalities include automated compliance monitoring, client relationship management, and electronic bidding for equity capital markets. The platform integrates various modules to streamline the lifecycle of corporate actions, from initial capital raising to ongoing registry management. By digitizing manual processes, the system facilitates efficient communication between advisors, compliance officers, and investors while maintaining a comprehensive audit trail for regulatory reporting.

Recent filings

Filing Released Lang Actions
Application for quotation of securities - CF1 8 pages 29.1KB
Share Issue/Capital Change Classification · 100% confidence The document is titled 'Application for quotation of +securities' and details the application process for securities to be quoted on the ASX. It includes information about the entity, the securities to be quoted, issue dates, and issued capital following quotation. There is no financial performance data, management discussion, or audit information. The document is an official announcement related to the listing or quotation of securities rather than a financial report or earnings release. This fits the category of Share Issue/Capital Change (SHA), which covers announcements regarding new share issues or capital changes such as securities quotation.
2021-12-12 English
Release from escrow 1 page 78.5KB
Share Issue/Capital Change Classification · 95% confidence The document is an ASX announcement dated 3 December 2021 regarding the release from escrow of certain unquoted securities, including shares and options. It references ASX Listing Rule 3.10A, which relates to the release of securities from escrow. The document is short (1365 characters) and is an announcement of a capital-related event (release of shares/options from escrow) rather than a detailed financial report or a full capital change filing. It does not contain financial statements or detailed analysis, nor is it a report publication announcement. The content fits best under the category of Share Issue/Capital Change announcements, as it deals with changes in the status of shares/options and their availability for trading.
2021-12-02 English
Change of Director's Interest Notice 2 pages 121.0KB
Director's Dealing Classification · 100% confidence The document is titled 'Appendix 3Y Change of Director’s Interest Notice' and references ASX listing rule 3.19A.2 and section 205G of the Corporations Act. It details changes in a director's relevant interests in securities, including the number of shares and options held before and after the change, the nature of the indirect interest, and the date of change. This type of document is a formal notification of personal share transactions by a company director, commonly known as a director's dealing report. It does not contain financial performance data, management discussion, or other report content. Therefore, it fits the category of Director's Dealing (DIRS). The document length is 4392 characters, which is consistent with a detailed director's dealing notice rather than a brief announcement or a full report.
2021-12-02 English
Change in substantial holding 3 pages 220.0KB
Major Shareholding Notification Classification · 100% confidence The document is a Form 604 Notice of change of interests of substantial holder under the Corporations Act 2001 Section 671B. It details changes in voting power and relevant interests of a substantial shareholder, including dilution following a share issue. This type of filing is a notification of changes in significant share ownership levels, which matches the definition of Major Shareholding Notification (MRQ). The document is not a financial report, earnings release, or management report, but a regulatory disclosure about shareholding changes.
2021-12-01 English
Change of Director's Interest Notice 2 pages 121.1KB
Director's Dealing Classification · 100% confidence The document is titled 'Appendix 3Y Change of Director’s Interest Notice' and references ASX listing rule 3.19A.2 and section 205G of the Corporations Act. It details changes in a director's relevant interests in securities, including the number of shares held before and after the change, nature of the change, and other related information. This type of document is a report of personal share transactions by company directors and executives, commonly known as insider trades. It is not an annual report, earnings release, or any other financial report. Therefore, the appropriate classification is Director's Dealing (DIRS). The document length and content fully support this classification with high confidence.
2021-11-25 English
Change of Director's Interest Notice 2 pages 907.6KB
Director's Dealing Classification · 100% confidence The document is titled 'Appendix 3Y Change of Director’s Interest Notice' and references ASX listing rule 3.19A.2 and section 205G of the Corporations Act. It details changes in a director's relevant interests in securities, including the number of shares and options held before and after the change, nature of the change (on-market purchase), and other related information. The document is a formal notification of a director's personal share transactions. It does not contain financial statements, earnings data, or management discussion. It is not an announcement of a report but a specific insider trading disclosure. Therefore, it fits the category of Director's Dealing (DIRS). The document length is 4291 characters, consistent with a detailed insider transaction notice rather than a full report or announcement.
2021-11-15 English

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