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COMPLII FINTECH SOLUTIONS LTD — Investor Relations & Filings

Ticker · CF1 ISIN · AU0000127011 ASX Telecommunications, computer programming, consultancy, computing infrastructure, and other information service activities
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Filings indexed 1,268 across all filing types
Latest filing 2021-11-02 Regulatory Filings
Country AU Australia
Listing ASX CF1

About COMPLII FINTECH SOLUTIONS LTD

https://complii.com.au/

Complii Fintech Solutions Ltd offers a modular, cloud-based platform designed to automate compliance and operational workflows for financial intermediaries and corporate entities. The technology suite provides end-to-end solutions for managing regulatory obligations, risk assessment, and capital raising activities. Core functionalities include automated compliance monitoring, client relationship management, and electronic bidding for equity capital markets. The platform integrates various modules to streamline the lifecycle of corporate actions, from initial capital raising to ongoing registry management. By digitizing manual processes, the system facilitates efficient communication between advisors, compliance officers, and investors while maintaining a comprehensive audit trail for regulatory reporting.

Recent filings

Filing Released Lang Actions
Application for quotation of securities - CF1 7 pages 30.7KB
Regulatory Filings Classification · 95% confidence The document is an application for quotation of securities on the ASX by Complii Fintech Solutions Ltd. It details the number and types of securities to be quoted, issue dates, consideration for issuance, escrow details, and issued capital following quotation. It references previous announcements and Appendix 3B filings related to the securities issuance. The document is regulatory in nature, focused on the listing and quotation of securities rather than financial performance, management changes, or shareholder votes. It does not contain financial statements or earnings data, nor is it a report or presentation. This fits the category of a Regulatory Filing (RNS), which covers general regulatory announcements and compliance documents that do not fit other specific categories.
2021-11-02 English
Appendix 3G 18 pages 198.2KB
Regulatory Filings Classification · 95% confidence The document is an Appendix 3G form filed with the ASX, which is a notification of the issue, conversion, or payment up of unquoted equity securities. It includes detailed information about the securities issued as part of a transaction previously announced, dates of issuance, and references to prior announcements. The content is regulatory in nature, focused on notifying the market and ASX about securities issuance events rather than providing financial statements or management commentary. It is not an annual report, earnings release, or management discussion. It is a specific regulatory filing related to capital changes but does not itself constitute a capital/financing update announcement or a share issue announcement in the typical sense of a new share issue announcement (Appendix 3B is referenced as the original announcement). Given the detailed regulatory form nature and the ASX Appendix 3G format, this fits best under Regulatory Filings (RNS) as a general regulatory announcement and compliance document that does not fit other categories more specifically.
2021-11-02 English
Completion of PrimaryMarkets Takeover 2 pages 79.2KB
M&A Activity Classification · 95% confidence The document is an ASX announcement dated 3 November 2021 regarding the completion of a takeover offer by Complii FinTech Solutions Ltd to acquire 100% of PrimaryMarkets Limited. It details the issuance of shares and options as consideration, appointment of an executive director, and references the bidder's statement dated 22 September 2021. The content focuses on the completion of a merger/acquisition transaction and related capital issuance. It is not a full annual report, earnings release, or management discussion, but an announcement of a corporate transaction and related capital changes. Therefore, the document fits best under the category of M&A Activity (TAR) as it relates to merger proposals and takeover bids.
2021-11-02 English
Initial Director's Interest Notice 2 pages 107.2KB
Director's Dealing Classification · 100% confidence The document is titled 'Appendix 3X Initial Director’s Interest Notice' and references ASX listing rule 3.19A.1 and section 205G of the Corporations Act. It details the director's relevant interests in securities, including shares, options, and performance rights, as well as interests in contracts (not applicable here). The document is a formal notification of a director's personal shareholdings and interests, which aligns with the definition of Director's Dealing filings. The document length is 3633 characters, which is consistent with a detailed notice rather than a full report. There is no financial performance data or management discussion, so it is not an annual or interim report. It is not an announcement of voting results or a regulatory filing of another type. Therefore, the correct classification is Director's Dealing (DIRS).
2021-11-02 English
Becoming a substantial holder 2 pages 533.7KB
Major Shareholding Notification Classification · 100% confidence The document is titled 'Form 603' and references the Corporations Act 2001 Section 671B, which pertains to notices of substantial shareholdings. The content details the initial substantial shareholder, voting power, relevant interests, registered holders, consideration for shares, associates, and addresses. This type of filing is a notification of a major shareholding or change in significant share ownership levels, as it reports a shareholder crossing a substantial holding threshold. There is no indication of financial statements, management discussion, or other report types. The document is not an announcement of a report but the actual notification itself. Therefore, the appropriate classification is Major Shareholding Notification (MRQ).
2021-11-02 English
Investor Presentation 17 pages 2.8MB
Investor Presentation Classification · 95% confidence The document is titled 'Investor Presentation' and is an ASX announcement dated 3 November 2021. It contains detailed business overview, product highlights, financial highlights, growth strategy, and corporate information. The content is typical of a presentation aimed at investors, focusing on company strategy, market position, and financial metrics rather than a formal report or regulatory filing. The document length is about 15,000 characters, which is consistent with a detailed presentation. There is no indication that this is a full annual or interim report, audit report, or earnings release. It is not a brief announcement or a certification. Therefore, the document fits the category of an Investor Presentation (IP).
2021-11-02 English

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