COMPLII FINTECH SOLUTIONS LTD — Major Shareholding Notification 2021

Nov 10, 2021

Form 603

Corporations Act 2001 Section 671B

Notice of initial substantial shareholder

To:	Company name/ Scheme	COMPLII FINTECH SOLUTIONS LTD
ACN/ ARSN		098 238 585
1. Details of substantial holder (1)
Name		KYLIE MASON
ACN/ ARSN (if applicable)		NOT APPLICABLE
The holder became substantial on		11/11/2021

2. Details of voting power

The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3)
in on the date the substantial shareh

Class of securities (4)	Number of securities	Person's votes (5)	Votina Power (6)
FULLY ORDINARY PAID SHARES	20,551,417	20,551,417	5.01%

3. Details in relevant interests

The nature of, a relevant interest of the substantial holder or an associate had in the following voting securities on the date the substantial holder became a substantial holder are as follows:

Holder of relevant interest	Nature of relevant interest (7)	Class and number of securities
MARSHALL WILLIAM HOLDINGS PTY LTD	INDIRECTLY HELD	15,798,844 FULLY PAID ORDINARY SHARES
MAIN CAT PTY LTD <c&k b="" mason<=""> SUPERANNUATION FUND>	INDIRECTLY HELD	4.752.573 FULLY PAID ORDINARY SHARES

4. Details of present registered holders

The persons registered as holders of the securities referred to in 3 paragraph above are as follows:

Holder of relevant interest	Registered holder of securities	Person entitled to be registered as holder (8)	Class and number of securities
MARSHALL WILLIAM HOLDINGS	MARSHALL WILLIAM HOLDINGS	MARSHALL WILLIAM HOLDINGS	15,798,844 FULLY PAID
PTY LTD	PTY LTD < CSKM FAMILY TRUST>	PTY LTD < CSKM FAMILY TRUST>	ORDINARY SHARES
MAIN CAT PTY LTD <c&k b="" mason<="">	MAIN CAT PTY LTD <c&k b="" mason<="">	MAIN CAT PTY LTD <c&k b="" mason<="">	4,752,573 FULLY PAID
SUPERANNUATION FUND>	SUPERANNUATION FUND>	SUPERANNUATION FUND>	ORDINARY SHARES

5. Consideration

The persons registered as holders of the securities referred to in 3 paragraph above are as follows:

Holder of relevant interest	Date of acquisition	Consideration (9)		Class and number of securities
		Cash	Non-cash
MARSHALL WILLIAM HOLDINGS PTY LTD	10 DEC 20		SEE NOTE 1	10,909,010 FULLY PAID ORDINARY SHARES
MAIN CAT PTY LTD <c&k masonSUPERANNUATION FUND>	10 DEC 20		SEE NOTE 1	4,752,573 FULLY PAID ORDINARY SHARES
MARSHALL WILLIAM HOLDINGS PTY LTD	04 TO 12 MAR 21	\$24.068		500,000 FULLY PAID ORDINARY SECURITIES
MARSHALL WILLIAM HOLDINGS PTY LTD	23 TO 25 JUN 21	\$11,144		188,417 FULLY PAID ORDINARY SECURITIES
MARSHALL WILLIAM HOLDINGS PTY LTD	23 TO 30 SEP 21	\$119,891		2,295,109 FULLY PAID ORDINARY SECURITIES
MARSHALL WILLIAM HOLDINGS PTY LTD	4 TO 11 NOV 21	\$107.287		1,906,308 FULLY PAID ORDINARY SECURITIES

Note 1: These shares were issued in consideration for the off-market takeover offer all of the fully paid ordinary shares on issue in Complii Limited (ACN 142 459 327).

6. Associates

The reasons the persons named in paragraph 3 above are associates of the substantial shareholder are as follows:

	Nature of association
Name and ACN/ARSN (if applicable)
MARSHALL WILLIAM HOLDINGS PTY LTD	DIRECTOR, SHAREHOLDER AND BENEFICIARY OF THE TRUST
MAIN CAT PTY LTD <c&k mason<="" td="">	DIRECTOR, SHAREHOLDER AND BENEFICIARY OF THE SUPERANNUATION	DIRECTOR, SHAREHOLDER AND BENEFICIARY OF THE SUPERANNUATION
SUPERANNUATION FUND>	FUND

7. Addresses

$\sqrt{1}$

$(2)$

The addresses of persons named in this form are as follows:

	Name	Address
	MARSHALL WILLIAM HOLDINGS PTY LTD	28 PARK STREET, MOONEE PONDS, VIC 3429
	MAIN CAT PTY LTD <c&k masonSUPERANNUATION FUND>	28 PARK STREET, MOONEE PONDS, VIC 3429
ignature
	print name KYLIE MASON	DIRECTOR capacity
	sign here	date 2021
		DIRECTIONS
		If there are a number of substantial holders with similar or related relevant interests (eg. a corporation and its related corporations, or the manager and trustee of an equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar, they may be referred to throughout the form as a is the form of the second property of out in parameth 7 of the form

specifically named group if the membership of each group, with the names and addresses of members is clearly set out in paragraph 7 of the form.

See the definition of "associate" in section 9 of the Corporations Act 2001.

See the definition of "relevant interest" in sections 608 and 671B(7) of the Corporations Act 2001. $(3)$

The voting shares of a company constitute one class unless divided into separate classes. $(4)$

The total number of votes attached to all the voting shares in the company or voting interests in the scheme (if any) that the person or an associate has a relevant interest in. $(5)$

The person's votes divided by the total votes in the body corporate or scheme multiplied by 100. $(6)$

Include details of: $(7)$

• any relevant agreement or other circumstances because of which the change in relevant interest occurred. If subsection 671B(4) applies, a copy of any document setting out the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract, scheme or arrangement, must accompany this form, $(a)$ together with a written statement certifying this contract, scheme or arrangement; and
• any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of the securities to which the $(b)$ relevant interest relates (indicating clearly the particular securities to which the qualification applies).

See the definition of "relevant agreement" in section 9 of the Corporations Act 2001.

If the substantial holder is unable to determine the identity of the person (eg. if the relevant interest arises because of an option) write "unknown". $(8)$

Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest was acquired has, or may, become entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a contingency. Details must be included of any benefit paid on $(9)$ behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired.