COMPLII FINTECH SOLUTIONS LTD — Major Shareholding Notification 2021

Nov 3, 2021

604 GUIDE page 1/2 4[th ] November 2021

Form 604

Corporations Act 2001

Section 671B

Notice of change of interests of substantial holder

To:Company Name/Scheme COMPLII FINTECH SOLUTIONS LTD ACN/ARSN 098 238 585 1. Details of substantial holder (1) Name Mr Jason Peterson ACN/ARSN (if applicable) n/a There was a change in the interests of the substantial holder on 03 / 11 / 2021 The previous notice was given to the company on 20 / 05 / 2021 The previous notice was dated 20 / 05 / 2021 2. Previous and present voting power The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in when last required, and when now required, to give a substantial holding notice to the company of scheme, are as follows: Class of securities (4) Previous notice Present notice Person’s votes Voting power(5) Person’s votes Voting power(5)	COMPLII FINTECH SOLUTIONS LTD	COMPLII FINTECH SOLUTIONS LTD
	098 238 585
	Mr Jason Peterson
	n/a

Class of securities (4)	Previous notice	Previous notice	Present notice	Present notice
	Person’s votes	Voting power(5)	Person’s votes	Voting power(5)
Ordinaryfully paid(O.F.P.)	22,004,864	7.36%	22,304,864	5.44%

3. Changes in relevant interests

Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme as follows:

Date of change	Person whose relevant interest changed	Nature of change (6)	Consideration given in relation to change (7)	Class and number of securities affected	Person’s votes affected
Various	CPS CAPITAL NO 4 PTY LTD	As per IAM prospectus and Dilution due to Primary Markets Takeover	$NIL	300,000	300,000
03/11/2021	Celtic Capital P/L	Dilution due to Primary Markets Takeover	$NIL	6,000,000	6,000,000
03/11/2021	Wicklow Capital Pty Ltd	Dilution due to Primary Markets Takeover	$NIL	16,004,864	16,004,864

4. Present relevant interest

Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:

Holder of relevant interest	Registered holder of securities	Person entitled to be registered as holder (8)	Nature of relevant interest (6)	Class and number of securities	Person’s votes
CPS CAPITAL NO 4 PTY LTD	CPS CAPITAL NO 4 PTY LTD	CPS CAPITAL NO 4 PTY LTD	Direct	300,000	300,000
Celtic Capital P/L	Celtic Capital P/L	Celtic Capital P/L	Direct	6,000,000	6,000,000
Wicklow Capital Pty Ltd	Wicklow Capital Pty Ltd	Wicklow Capital Pty Ltd	Direct	16,004,864	16,004,864

604 GUIDE page 2/2 4[th] November 2021

5. Changes in association

The persons who have become associates (2) of, ceased to be associates of, or have changed the nature of their association (9) with, the substantial holder in relation to voting interests in the company or scheme are as follows:

Name and ACN/ARSN (ifapplicable)	Nature of association
CPS CAPITAL NO 4 PTY LTD	Director
Celtic Capital P/L	Director
Wicklow Capital Pty Ltd	Director

6. Addresses

The addresses of persons named in this form are as follows:

Name	Address
CPS CAPITAL NO 4 PTY LTD	C/O PO Box Z5467, St Georges Tce, Perth WA 6831
Celtic Capital P/L	C/O PO Box Z5467, St Georges Tce, Perth WA 6831
Wicklow Capital Pty Ltd	C/O PO Box Z5467, St Georges Tce, Perth WA 6831

Signature

print name sign here	Mr Jason Peterson capacity Director
	date 04 / 11 / 2021