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COMPLII FINTECH SOLUTIONS LTD — Investor Relations & Filings

Ticker · CF1 ISIN · AU0000127011 ASX Telecommunications, computer programming, consultancy, computing infrastructure, and other information service activities
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Filings indexed 1,268 across all filing types
Latest filing 2023-01-02 Capital/Financing Update
Country AU Australia
Listing ASX CF1

About COMPLII FINTECH SOLUTIONS LTD

https://complii.com.au/

Complii Fintech Solutions Ltd offers a modular, cloud-based platform designed to automate compliance and operational workflows for financial intermediaries and corporate entities. The technology suite provides end-to-end solutions for managing regulatory obligations, risk assessment, and capital raising activities. Core functionalities include automated compliance monitoring, client relationship management, and electronic bidding for equity capital markets. The platform integrates various modules to streamline the lifecycle of corporate actions, from initial capital raising to ongoing registry management. By digitizing manual processes, the system facilitates efficient communication between advisors, compliance officers, and investors while maintaining a comprehensive audit trail for regulatory reporting.

Recent filings

Filing Released Lang Actions
Exercise of Options 2 pages 95.5KB
Capital/Financing Update Classification · 95% confidence The document is an ASX announcement dated 30 December 2022 regarding the exercise of options by Complii FinTech Solutions Limited, resulting in the issuance of fully paid ordinary shares. It includes a Secondary Trading Notice pursuant to the Corporations Act 2001, explaining the exemption for the resale of these shares. The content focuses on a capital raising event through option exercise and the related regulatory notice. There are no financial statements, earnings data, or management discussion. The document is short (2381 characters) and is an announcement of a capital transaction and related regulatory compliance. Therefore, it fits best under Capital/Financing Update (CAP).
2023-01-02 English
Change of Director's Interest Notice 2 pages 521.1KB
Director's Dealing Classification · 100% confidence The document is titled 'Appendix 3Y Change of Director’s Interest Notice' and references ASX listing rule 3.19A.2 and section 205G of the Corporations Act. It details changes in a director's relevant interests in securities, including the number of shares and options held before and after the change, the nature of the change (off-market transfer), and confirms no trading during a closed period without clearance. This is a clear report of personal share transactions by a company director, which fits the definition of Director's Dealing filings. The document length is 4169 characters, consistent with a detailed notice but not a full financial report. Therefore, the correct classification is Director's Dealing (DIRS).
2023-01-02 English
Notification of cessation of securities - CF1 5 pages 26.6KB
Share Issue/Capital Change Classification · 95% confidence The document is titled 'Notification of cessation of +securities' and details the lapse or expiry of certain securities such as performance rights and options. It provides specific information about the securities that have ceased, reasons for cessation, and the updated issued capital following these changes. There is no indication of financial statements, management discussion, or regulatory certifications. The document is an announcement about changes in the company's securities, specifically cessation of securities, which aligns with announcements about capital structure changes. Therefore, the document fits best under the category of Share Issue/Capital Change (SHA). The document length is about 5410 characters, which is sufficient for a detailed announcement rather than a brief notice or a report publication announcement.
2023-01-02 English
Ceasing to be a substantial holder 2 pages 328.3KB
Major Shareholding Notification Classification · 100% confidence The document is a Form 605 filed under the Corporations Act 2001, specifically a "Notice of ceasing to be a substantial shareholder." It details changes in relevant interests of a substantial holder, including dates, share classes, and voting securities. The form is regulatory in nature, reporting changes in shareholding status rather than financial performance or management information. It is not an annual report, earnings release, or any financial statement. It is a formal regulatory filing notifying the company and market of changes in substantial shareholding, consistent with the definition of Major Shareholding Notification filings. The document length is 5281 characters, which is sufficient for a full notice rather than a brief announcement. Therefore, the appropriate classification is Major Shareholding Notification (MRQ).
2022-12-29 English
Application for quotation of securities - CF1 6 pages 27.8KB
Share Issue/Capital Change Classification · 100% confidence The document is an application for quotation of securities on the ASX, detailing the issuance and conversion of options into ordinary fully paid shares. It includes specifics about the number of securities, issue dates, and the nature of the securities being quoted. This is a capital market activity related to the issuance and quotation of new shares following option exercises. It is not a financial report, earnings release, or management discussion. It is not a notice of dividend, nor a regulatory filing in the sense of compliance or certification. The document fits best under the category of Share Issue/Capital Change (SHA), as it announces new shares being issued and quoted on the exchange.
2022-12-28 English
Exercise of Options 2 pages 95.5KB
Capital/Financing Update Classification · 95% confidence The document is an ASX announcement dated 29 December 2022 regarding the exercise of options by Complii FinTech Solutions Limited, resulting in the issuance of fully paid ordinary shares. It includes a Secondary Trading Notice pursuant to the Corporations Act 2001, explaining the exemption for the resale of these shares. The document is short (2381 characters) and primarily serves as a notification of a capital raising event through option exercise and share issuance. It does not contain financial statements, detailed financial analysis, or management discussion. It also references lodging an Appendix 2A separately for quotation of shares, indicating this is a capital/financing update rather than a full report or regulatory filing. Therefore, the document fits best under Capital/Financing Update (CAP).
2022-12-28 English

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