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COMPLII FINTECH SOLUTIONS LTD — Investor Relations & Filings

Ticker · CF1 ISIN · AU0000127011 ASX Telecommunications, computer programming, consultancy, computing infrastructure, and other information service activities
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Filings indexed 1,268 across all filing types
Latest filing 2022-09-29 Director's Dealing
Country AU Australia
Listing ASX CF1

About COMPLII FINTECH SOLUTIONS LTD

https://complii.com.au/

Complii Fintech Solutions Ltd offers a modular, cloud-based platform designed to automate compliance and operational workflows for financial intermediaries and corporate entities. The technology suite provides end-to-end solutions for managing regulatory obligations, risk assessment, and capital raising activities. Core functionalities include automated compliance monitoring, client relationship management, and electronic bidding for equity capital markets. The platform integrates various modules to streamline the lifecycle of corporate actions, from initial capital raising to ongoing registry management. By digitizing manual processes, the system facilitates efficient communication between advisors, compliance officers, and investors while maintaining a comprehensive audit trail for regulatory reporting.

Recent filings

Filing Released Lang Actions
Change of Director's Interest Notice 2 pages 100.1KB
Director's Dealing Classification · 100% confidence The document is titled 'Appendix 3Y Change of Director’s Interest Notice' and references ASX listing rule 3.19A.2 and section 205G of the Corporations Act. It details changes in a director's relevant interests in securities, including the number of shares held before and after the change, nature of the change, and other related information. This is a report of personal share transactions by a company director, which fits the definition of 'Director's Dealing'. The document length is 3952 characters, which is consistent with a detailed notice rather than a brief announcement. There is no indication that this is an annual report, audit report, or any other type of filing. Therefore, the correct classification is DIRS.
2022-09-29 English
Change of Director's Interest Notice 2 pages 104.5KB
Director's Dealing Classification · 100% confidence The document is titled 'Appendix 3Y Change of Director’s Interest Notice' and references ASX listing rule 3.19A.2 and section 205G of the Corporations Act. It details changes in a director's relevant interests in securities, including the number of shares and options held before and after the change, nature of the change (on-market purchase), and other related information. This is a clear report of personal share transactions by a company director. The document length is under 5,000 characters and contains detailed transaction data, not just an announcement or certification. Therefore, it fits the definition of Director's Dealing (DIRS).
2022-09-28 English
Issue of Employee Performance Rights 4 pages 152.2KB
Capital/Financing Update Classification · 95% confidence The document is an ASX announcement dated 21 September 2022 regarding the issue of employee performance rights under an Incentive Performance Rights Plan. It details the terms and conditions of the performance rights issued to employees, including vesting conditions, conversion rights, expiry, and other related provisions. The document is a formal announcement of a capital-related event (issuance of performance rights) rather than a full financial report or management discussion. It does not contain financial statements or quarterly/annual results, nor is it a regulatory certification or voting result. The content fits best under the category of Capital/Financing Update, as it relates to the issuance of equity-linked instruments to employees, which affects the company's capital structure.
2022-09-22 English
Notification regarding unquoted securities - CF1 6 pages 28.1KB
Share Issue/Capital Change Classification · 100% confidence The document is a notification regarding the issue of unquoted equity securities, specifically performance rights under an employee incentive scheme. It includes details such as the number of securities issued, issue date, and references to ASX listing rules. The content focuses on the issuance of securities and related compliance information rather than financial results, management changes, or other report types. This fits the category of Share Issue/Capital Change, which covers announcements about new share issues or capital changes. The document length and detail confirm it is the announcement itself, not a brief notice or a report publication announcement.
2022-09-22 English
Application for quotation of securities - CF1 7 pages 28.9KB
Share Issue/Capital Change Classification · 100% confidence The document is an application for quotation of securities on the ASX, detailing the issuance and conversion of options/performance rights into ordinary fully paid shares. It includes specifics about the number of securities, issue dates, and classifications. This type of document is related to changes in the company's capital structure, specifically the issuance and quotation of new shares resulting from exercised options or converted securities. It is not a financial report, earnings release, or management discussion, nor is it a regulatory announcement about voting or board changes. The content fits the category of Share Issue/Capital Change announcements, which cover new share issues and related capital changes.
2022-09-22 English
Exercise of Employee Performance Rights 2 pages 95.3KB
Share Issue/Capital Change Classification · 95% confidence The document is an ASX announcement dated 23 September 2022 regarding the issuance of shares upon exercise of performance rights by employees. It includes a Secondary Trading Notice pursuant to the Corporations Act 2001, explaining the legal basis for the share issuance and compliance with disclosure requirements. The document is short (2529 characters) and primarily serves as a notification of a share issue event and related regulatory compliance. It does not contain financial statements, detailed financial analysis, or management discussion. It is not a full report but an announcement about a capital change event. Therefore, the appropriate classification is 'Share Issue/Capital Change' (SHA).
2022-09-22 English

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