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COMPLII FINTECH SOLUTIONS LTD — Investor Relations & Filings

Ticker · CF1 ISIN · AU0000127011 ASX Telecommunications, computer programming, consultancy, computing infrastructure, and other information service activities
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Filings indexed 1,268 across all filing types
Latest filing 2022-12-06 Share Issue/Capital Cha…
Country AU Australia
Listing ASX CF1

About COMPLII FINTECH SOLUTIONS LTD

https://complii.com.au/

Complii Fintech Solutions Ltd offers a modular, cloud-based platform designed to automate compliance and operational workflows for financial intermediaries and corporate entities. The technology suite provides end-to-end solutions for managing regulatory obligations, risk assessment, and capital raising activities. Core functionalities include automated compliance monitoring, client relationship management, and electronic bidding for equity capital markets. The platform integrates various modules to streamline the lifecycle of corporate actions, from initial capital raising to ongoing registry management. By digitizing manual processes, the system facilitates efficient communication between advisors, compliance officers, and investors while maintaining a comprehensive audit trail for regulatory reporting.

Recent filings

Filing Released Lang Actions
Application for quotation of securities - CF1 7 pages 28.7KB
Share Issue/Capital Change Classification · 100% confidence The document is an application for quotation of securities on the ASX, detailing the issuance and conversion of options into ordinary fully paid shares. It includes specifics about the number of securities, issue dates, and classifications of securities. There is no financial performance data, management discussion, or regulatory certification. The content focuses on the issuance and quotation of new shares resulting from exercised options, which aligns with announcements about share issues or capital changes. Therefore, the document fits the category of Share Issue/Capital Change (SHA). The document length and detail confirm it is not a brief announcement or a report publication notice, but a substantive filing about capital changes.
2022-12-06 English
Notification regarding unquoted securities - CF1 7 pages 28.7KB
Share Issue/Capital Change Classification · 95% confidence The document is titled 'Notification of Issue, Conversion or Payment up of Unquoted Equity Securities' and details the issuance and conversion of unquoted options and convertible securities into ordinary fully paid restricted shares. It includes specific security codes, numbers of securities issued, dates of issuance, and classifications of securities on issue. There is no indication of financial results, management commentary, or regulatory certifications. The content focuses on the issuance and conversion of securities, which aligns with announcements regarding share issues or capital changes. Therefore, the document fits the category of Share Issue/Capital Change (SHA). The document length (6610 characters) and detailed issuance data support this classification with high confidence.
2022-12-06 English
Exercise of Options 2 pages 96.2KB
Capital/Financing Update Classification · 95% confidence The document is an ASX announcement dated 7 December 2022 regarding the exercise of options by Complii FinTech Solutions Limited, resulting in the issuance of fully paid ordinary shares. It includes details about the number of shares issued, the exercise price, and references to Appendix 2A and Appendix 3G filings for quotation and escrow details. The announcement also contains a Secondary Trading Notice pursuant to the Corporations Act 2001, explaining the exemption for the sale of these shares without disclosure. The document is short (2524 characters) and primarily serves as a notification of a capital transaction (exercise of options and share issuance) and compliance with regulatory disclosure requirements. It does not contain financial statements or detailed financial analysis. Therefore, it is best classified as a Capital/Financing Update (CAP).
2022-12-06 English
Change of Director's Interest Notice 2 pages 106.2KB
Director's Dealing Classification · 100% confidence The document is titled 'Appendix 3Y Change of Director’s Interest Notice' and references ASX listing rule 3.19A.2 and section 205G of the Corporations Act. It details changes in securities holdings by a director, including shares, options, and performance rights. The content focuses on personal share transactions by a company director, including acquisition and disposal of securities, and the nature of these changes. This matches the definition of 'Director's Dealing' filings, which report personal share transactions by company directors and executives (insider trades). The document length is 4113 characters, which is consistent with a detailed notice rather than a brief announcement. Therefore, the correct classification is DIRS (Director's Dealing).
2022-12-06 English
Investor Presentation 21 pages 1.6MB
Investor Presentation Classification · 95% confidence The document is titled 'Investor Presentation' and is described as a presentation to be provided by the Executive Chairman at an investor update webinar. It contains detailed information about the company's FY22 performance highlights, group revenue growth, business units, integrated SaaS modules, growth strategy, target market segments, and recent acquisition activity. The content is typical of an investor presentation focusing on financials, strategy, and market position. There is no indication that this is a full annual report, earnings release, or regulatory filing. The document length (15,000 characters) and detailed content support classification as an Investor Presentation rather than a brief announcement or report publication notice.
2022-11-01 English
Notification regarding unquoted securities - CF1 8 pages 31.6KB
Share Issue/Capital Change Classification · 100% confidence The document is a notification regarding the issue of unquoted equity securities, specifically performance rights, by COMPLII FINTECH SOLUTIONS LTD. It details the number of securities issued, the date of issue, and the recipients including key management personnel. The document references ASX listing rules and provides links to related documents but does not contain financial statements or performance data. It is an announcement about a capital change (issue of new securities) rather than a full financial report or other types of filings. Therefore, it fits the category of Share Issue/Capital Change (SHA). The document length and content confirm it is not a brief announcement or a report publication notice but a substantive notification of securities issuance.
2022-11-01 English

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