COMPLII FINTECH SOLUTIONS LTD — Capital/Financing Update 2023

Jan 2, 2023

ASX Announcement 30 December 2022

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Exercise of Options

Complii FinTech Solutions Limited ( Complii or the Company ) (CF1.ASX) advises that the Company has today issued 7,200,389 fully paid ordinary shares ( Shares ) upon the exercise of unquoted Complii Tranche 1 options exercisable at $0.05 per option on or before 31 December 2022 raising $360,019 before costs.

An Appendix 2A applying for quotation of the Shares has been lodged separately.

Secondary Trading Notice Pursuant to Paragraph 708A(5)(e) of the Corporations Act 2001 ("Act")

The Act restricts the on-sale of securities issued without disclosure, unless the sale is exempt under section 708 or 708A of the Act. By giving this notice, a sale of the Shares noted above will fall within the exemption in section 708A(5) of the Act.

The Company hereby notifies ASX under paragraph 708A(5)(e) of the Act that:

• (a) the Company issued the Shares without disclosure to investors under Part 6D.2 of the Act; (b) as at the date of this Notice, the Company has complied with the provisions of Chapter 2M of the Act as they apply to the Company, and section 674 of the Act; and

• (c) as at the date of this Notice, there is no information:

  • i. that has been excluded from a continuous disclosure notice in accordance with the ASX Listing Rules; and

  • ii. that investors and their professional advisers would reasonably require for the purposes of making an informed assessment of:

    • a. the assets and liabilities, financial position and performance, profits and losses and prospects of the Company; or

    • b. the rights and liabilities attaching to the relevant Shares.

This announcement is authorised by the Board of Complii Fintech Solutions Limited.

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Complii FinTech Solutions Ltd

www.complii.com.au investors@complii.com.au Telephone: 02 9235 0028

ABN 71 098 238 585 Level 6, 56 Pitt Street, Sydney NSW 2000

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For more information please contact:

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Craig Mason Executive Chairman

0437 444 881 investors@complii.com.au

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Alison Sarich Managing Director

(02) 9235 0028 investors@complii.com.au

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