Skip to main content
Cohen & Co Inc. logo

Cohen & Co Inc. — Investor Relations & Filings

Ticker · COHN ISIN · US19249M1027 US Financial and insurance activities
Open in API
Filings indexed 972 across all filing types
Latest filing 2014-01-27 Capital/Financing Update
Country US United States of America
Listing US COHN

About Cohen & Co Inc.

https://cohenandcompany.com/

Cohen & Co Inc. is a financial services company specializing in capital markets and asset management. The firm serves a diverse international network of institutional clients, managing approximately $1.4 billion in assets across multiple classes. Through its Cohen & Company Capital Markets division, it also operates as a full-service boutique investment bank with differentiated product expertise.

Recent filings

Filing Released Lang Actions
FORM 424(B)(3)
Capital/Financing Update Classification · 100% confidence The document is a Form 424(b)(3) prospectus filed pursuant to Rule 424(b)(3) under the Securities Act. It details the offer and resale of shares of common stock and related preferred stock purchase rights by selling stockholders. The document includes sections such as risk factors, plan of distribution, description of common stock, and legal matters. It is a registration statement prospectus related to securities offering and resale, not a financial report, earnings release, or management discussion. It is not an announcement of a report but the actual offering document. Therefore, it fits the category of Capital/Financing Update (CAP), which covers updates on company fundraising and financing activities.
2014-01-27 English
Capital/Financing Update 2014
Capital/Financing Update Classification · 95% confidence The document is a letter from Institutional Financial Markets, Inc. to the SEC requesting acceleration of the effective date of a Registration Statement on Form S-3. It references the Registration Statement filing dates and requests the SEC to declare it effective earlier. The document is short (1888 characters) and is a formal request related to a registration statement, not the registration statement itself or a financial report. This type of document is an announcement or procedural filing related to capital raising but does not contain financial data or results. Therefore, it fits best under Capital/Financing Update (CAP), which covers updates on company fundraising and financing activities such as registration statements and their effectiveness.
2014-01-23 English
FORM S-3/A
Capital/Financing Update Classification · 95% confidence The document is an Amendment No. 2 to a Form S-3 Registration Statement filed with the SEC. It includes exhibits, signatures, and legal opinions related to securities registration under the Securities Act of 1933. The content is focused on registration of securities and amendments to the registration statement, not on financial results, management changes, or other report types. Form S-3 is a registration statement used for securities offerings, which falls under capital/financing activities. Therefore, this document is best classified as a Capital/Financing Update (CAP). The document length is over 10,000 characters and contains substantive content, not just an announcement or certification, so it is not RPA or RNS.
2014-01-17 English
Regulatory Filings 2014
Regulatory Filings Classification · 95% confidence The document is a correspondence letter from Institutional Financial Markets, Inc. to the SEC responding to a comment on an Amendment No. 1 to a Registration Statement on Form S-3. It discusses legal opinions related to the registration statement and mentions filing Amendment No. 2 concurrently. The document is short (1893 characters) and is a regulatory correspondence related to a registration statement amendment, not a financial report or earnings release. It does not contain financial data or detailed report content but is a regulatory filing communication. Therefore, it fits best under Regulatory Filings (RNS).
2014-01-17 English
Regulatory Filings 2014
Regulatory Filings
2014-01-08 English
POOLER FORM 4
Director's Dealing
2014-01-03 English

Browse filings by year

21 years

Report missing filing

Can't find a specific document? Let us know and we'll add it within 24 hours.

We will notify you once the filing is added.
Report sent
Thank you. We will check the data and update it shortly.