Cohen & Co Inc. — Director's Dealing 2014

Jan 3, 2014

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: INSTITUTIONAL FINANCIAL MARKETS, INC. (IFMI)
CIK: 0001270436
Period of Report: 2013-12-31

Reporting Person: COHEN DANIEL G (Director, VC, Pres. & Chief Exec. Europe, 10% Owner)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2013-12-31	Common Stock, Par Value $0.001	F	30103	$1.93	Disposed	673039	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock, Par Value $0.001	800000	Indirect
Series E Voting Non-Convertible Preferred Stock	4983557	Indirect

Footnotes

F1: Represents shares of common stock withheld by the Company to fund certain tax liabilities incurred by the reporting person in connection with the vesting, on December 31, 2013, of 100,000 shares of restricted stock granted to the reporting person under the Company's 2010 Long-Term Incentive Plan.