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Cohen & Co Inc. — Investor Relations & Filings

Ticker · COHN ISIN · US19249M1027 US Financial and insurance activities
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Filings indexed 972 across all filing types
Latest filing 2013-09-27 Director's Dealing
Country US United States of America
Listing US COHN

About Cohen & Co Inc.

https://cohenandcompany.com/

Cohen & Co Inc. is a financial services company specializing in capital markets and asset management. The firm serves a diverse international network of institutional clients, managing approximately $1.4 billion in assets across multiple classes. Through its Cohen & Company Capital Markets division, it also operates as a full-service boutique investment bank with differentiated product expertise.

Recent filings

Filing Released Lang Actions
FORM 3
Director's Dealing
2013-09-27 English
FORM 3
Director's Dealing
2013-09-27 English
FORM 3
Director's Dealing
2013-09-27 English
FORM 8-K
Capital/Financing Update Classification · 95% confidence The document is a Form 8-K filed with the SEC, which is a current report used to announce major events that shareholders should know about. The content describes the creation of direct financial obligations, specifically the sale of common stock and convertible senior promissory notes, including detailed terms of these financing arrangements. It also references private placement transactions and includes a press release as an exhibit. This type of filing is an update on the company's capital structure and financing activities rather than a full financial report or earnings release. Therefore, it fits the category of Capital/Financing Update (CAP). The document length and detail support this classification with high confidence.
2013-09-25 English
FORM 8-K
Declaration of Voting Results & Voting Rights Announcements Classification · 100% confidence The document is a Form 8-K current report filed with the SEC, dated September 24, 2013, by Institutional Financial Markets, Inc. The content focuses on the submission of matters to a vote of security holders at the company's 2013 Annual Meeting of Stockholders. It details the voting results for six proposals, including election of directors, approval of stock issuance, advisory votes on executive compensation, and ratification of the independent auditor. The document is not a full annual report or financial statement but a formal announcement of voting results from the annual meeting. This matches the definition of 'Declaration of Voting Results & Voting Rights Announcements (DVA)', which covers official results from shareholder votes at any general meeting. The document length (7101 characters) and detailed vote counts further support this classification rather than a brief announcement or other report type.
2013-09-24 English
FORM 8-K
Board/Management Information Classification · 100% confidence The document is a Form 8-K filed with the SEC, which is a current report used to announce major events that shareholders should know about. The content focuses on the appointment of a new Chief Executive Officer, Lester R. Brafman, including details of his employment agreement and related executive officer changes. There are no financial statements or detailed financial performance data presented, nor is this a full annual or quarterly report. The document is primarily an announcement of management changes, specifically the departure and appointment of senior executives. Therefore, it fits the category of Board/Management Information (MANG). The document length and detail support a high confidence in this classification.
2013-09-18 English

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