Skip to main content
Cohen & Co Inc. logo

Cohen & Co Inc. — Investor Relations & Filings

Ticker · COHN ISIN · US19249M1027 US Financial and insurance activities
Open in API
Filings indexed 973 across all filing types
Latest filing 2013-07-05 Proxy Solicitation & In…
Country US United States of America
Listing US COHN

About Cohen & Co Inc.

https://cohenandcompany.com/

Cohen & Co Inc. is a financial services company specializing in capital markets and asset management. The firm serves a diverse international network of institutional clients, managing approximately $1.4 billion in assets across multiple classes. Through its Cohen & Company Capital Markets division, it also operates as a full-service boutique investment bank with differentiated product expertise.

Recent filings

Filing Released Lang Actions
PRER14A
Proxy Solicitation & Information Statement Classification · 100% confidence The document is a Schedule 14A proxy statement filed with the SEC, as indicated by the header 'SCHEDULE 14A' and references to proxy materials, voting instructions, and the annual meeting of stockholders. It includes detailed information about the annual meeting agenda, director elections, stock issuance approvals, executive compensation advisory votes, and appointment of the independent auditor. The document is a proxy solicitation material, not the actual annual report or voting results. It is a preliminary proxy statement, which is a type of Proxy Solicitation & Information Statement (PSI). The document length is substantial (15,000 characters), consistent with a full proxy statement rather than a brief announcement or notice. Therefore, the correct classification is Proxy Solicitation & Information Statement (PSI).
2013-07-05 English
Proxy Solicitation & Information Statement 2013
Proxy Solicitation & Information Statement Classification · 95% confidence The document is a detailed letter responding to comments from the SEC staff regarding a Preliminary Proxy Statement on Schedule 14A filed by Institutional Financial Markets, Inc. The text discusses revisions to the proxy statement, the structure and terms of securities purchase agreements, stock issuance proposals, and related corporate governance matters. The presence of the term 'Preliminary Proxy Statement on Schedule 14A' and the focus on shareholder voting proposals and disclosures related to stock issuance clearly identify this document as related to proxy solicitation materials. It is not the proxy statement itself but a correspondence addressing SEC comments on the proxy statement. However, the content is focused on proxy solicitation and voting matters, which aligns with the Proxy Solicitation & Information Statement category. The document is not an announcement of a report publication, nor is it a full annual or quarterly report, earnings release, or other financial report. Therefore, the best classification is Proxy Solicitation & Information Statement (PSI). Confidence is high given the explicit references to Schedule 14A and proxy statement revisions.
2013-07-05 English
Regulatory Filings 2013
Regulatory Filings
2013-06-27 English
BRAFMAN FORM 3
Director's Dealing
2013-06-06 English
FORM 8-K
Board/Management Information Classification · 100% confidence The document is a Form 8-K filed with the SEC, which is a current report used to announce major events that shareholders should know about. The content focuses on the employment agreement of a new executive, Lester R. Brafman, including terms of employment, compensation, and related provisions. There is no financial statement or detailed financial performance data presented. The document also includes a press release and the employment agreement as exhibits. This type of filing is specifically about management changes and executive appointments, which aligns with the category for announcements of changes in the company's board of directors or senior management. Therefore, the appropriate classification is 'Board/Management Information (MANG)'. The document length and detail support a high confidence in this classification.
2013-06-05 English
PRE 14A
Proxy Solicitation & Information Statement Classification · 100% confidence The document is a Schedule 14A proxy statement filed with the SEC, as indicated by the header 'SCHEDULE 14A' and references to 'Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934.' It includes detailed information about the annual meeting of stockholders, including the date, location, voting procedures, proposals to be voted on (such as election of directors, approval of share issuance, advisory votes on executive compensation, and ratification of auditors), and instructions for voting by mail, telephone, internet, or in person. The document also contains sections on corporate governance, board of directors, executive officers, and other matters relevant to shareholders' voting decisions. This matches the definition of a Proxy Solicitation & Information Statement (PSI), which are materials sent to shareholders to provide information and request votes for meetings. The document is lengthy (15,000 characters) and contains substantive content, not just an announcement or notice. Therefore, the correct classification is PSI with high confidence.
2013-06-04 English

Browse filings by year

21 years

Report missing filing

Can't find a specific document? Let us know and we'll add it within 24 hours.

We will notify you once the filing is added.
Report sent
Thank you. We will check the data and update it shortly.