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Cohen & Co Inc. — Investor Relations & Filings

Ticker · COHN ISIN · US19249M1027 US Financial and insurance activities
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Filings indexed 972 across all filing types
Latest filing 2014-04-04 Regulatory Filings
Country US United States of America
Listing US COHN

About Cohen & Co Inc.

https://cohenandcompany.com/

Cohen & Co Inc. is a financial services company specializing in capital markets and asset management. The firm serves a diverse international network of institutional clients, managing approximately $1.4 billion in assets across multiple classes. Through its Cohen & Company Capital Markets division, it also operates as a full-service boutique investment bank with differentiated product expertise.

Recent filings

Filing Released Lang Actions
FORM S-8
Regulatory Filings Classification · 95% confidence The document is a Form S-8 Registration Statement filed with the SEC, which is used to register securities to be offered under employee benefit plans such as long-term incentive plans. It includes details about the securities to be registered, references to prior registration statements, exhibits, and signatures of company officers. It is not a financial report like an Annual Report (10-K) or Interim Report (IR), nor is it an announcement or proxy solicitation. The document is a regulatory filing related to securities registration under the Securities Act of 1933. Therefore, it fits best under the category of Regulatory Filings (RNS), which is the fallback for miscellaneous SEC filings that do not fit other categories.
2014-04-04 English
S-3/A
Capital/Financing Update Classification · 100% confidence The document is a Form S-3/A Registration Statement Amendment filed with the SEC, which is used for registering securities for public offering under the Securities Act of 1933. It includes detailed information about the types of securities to be offered, the registration fee, and legal disclaimers. This is a capital markets filing related to fundraising and securities issuance, not a financial report, earnings release, or management discussion. It is not an announcement of a report but the actual registration statement document. Therefore, the appropriate classification is Capital/Financing Update (CAP). The document length and content confirm it is a full filing, not a brief announcement or certification.
2014-04-04 English
10-K
Annual Report FY 2013
2014-03-07 English
FORM 8-K
Earnings Release Classification · 95% confidence The document is a Form 8-K filed with the SEC, which is a current report used to announce major events. The text specifically states that the company issued a press release announcing financial results for the fourth quarter and fiscal year ended December 31, 2013, and that the press release is attached as an exhibit. The document itself is short (2913 characters) and primarily serves to announce the earnings release rather than containing the full financial results or detailed financial statements. According to the 'Menu vs Meal' rule, such a document is an announcement of a report (earnings release) rather than the report itself. Therefore, the correct classification is Earnings Release (ER).
2014-03-04 English
FORM 8-K
Regulatory Filings Classification · 95% confidence The document is a Form 8-K filed with the SEC, which is a current report used to announce major events that shareholders should know about. The content includes the entry into a material definitive agreement (a Securities Purchase Agreement), completion of acquisition or disposition of assets, and preliminary operating results for the quarter and full year ended December 31, 2013. It also includes a press release attached as an exhibit. The document does not contain full financial statements or detailed financial analysis but rather announces significant corporate events and preliminary results. Therefore, it is not an Annual Report (10-K), Interim Report (IR), or Earnings Release (ER). It is a regulatory filing reporting material corporate events and preliminary financial information. Hence, the appropriate classification is Regulatory Filings (RNS). The document length (over 11,000 characters) and detailed content support a high confidence score.
2014-02-20 English
FORM 4
Director's Dealing
2014-02-18 English

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