Cohen & Co Inc. — Director's Dealing 2014

Feb 14, 2014

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: INSTITUTIONAL FINANCIAL MARKETS, INC. (IFMI)
CIK: 0001270436
Period of Report: 2014-02-12

Reporting Person: Ricciardi Christopher (Director, 10% Owner)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2014-02-12	Common Stock, par value $0.001	A	22634	$0.00	Acquired	1381386	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock, par value $0.001	487291	Indirect
Common Stock, par value $0.001	48448	Indirect

Footnotes

F1: The reporting person was awarded 22,634 restricted shares under the Issuer's 2010 Second Amended and Restated Long-Term Incentive Plan. The restrictions expire on February 12, 2015.

F2: In accordance with the governing documents of Mead Park Capital Partners LLC, the reporting person has the right to, at any time, acquire direct beneficial ownership over these securities.