Cohen & Co Inc. — Director's Dealing 2014

Feb 18, 2014

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: INSTITUTIONAL FINANCIAL MARKETS, INC. (IFMI)
CIK: 0001270436
Period of Report: 2014-02-13

Reporting Person: Pooler Joseph W. Jr. (EVP, CFO and Treasurer)

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2014-02-13	Employee Stock Option (Right to Buy)	$4	A	107143	Disposed	2019-02-13	Common Stock (107143)	Direct

Footnotes

F1: Awarded to the reporting person under the Second Amended and Restated Institutional Financial Markets, Inc. 2010 Long-Term Incentive Plan.

F2: The option vests in two equal installments on December 31, 2014 and December 31, 2015.