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Cohen & Co Inc. Director's Dealing 2014

Feb 14, 2014

34911_dirs_2014-02-14_4b3221ec-270e-4b55-957e-3692c60efe71.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: INSTITUTIONAL FINANCIAL MARKETS, INC. (IFMI)
CIK: 0001270436
Period of Report: 2014-02-12

Reporting Person: Donovan Joseph M (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2014-02-12 Common Stock, $0.001 par value per share A 22634 $0.00 Acquired 149443 Direct

Footnotes

F1: Mr. Donovan was awarded 22,634 restricted shares under the Issuer's 2010 Second Amended and Restated Long-Term Incentive Plan. The restrictions expire on February 12, 2015.