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Cohen & Co Inc. — Director's Dealing 2013
Dec 4, 2013
34911_dirs_2013-12-03_79d5f1a8-2e6c-4255-95d9-807f10e3f87d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: INSTITUTIONAL FINANCIAL MARKETS, INC. (IFMI)
CIK: 0001270436
Period of Report: 2013-11-30
Reporting Person: Brafman Lester Raymond (Chief Executive Officer)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-11-30 | Employee Stock Option (Right to Buy) | $3.00 | A | 500000 | Disposed | 2018-11-30 | Common Stock (500000) | Direct |
Footnotes
F1: Awarded to the reporting person under the Second Amended and Restated Institutional Financial Markets, Inc. 2010 Long-Term Incentive Plan.
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