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CHINA SECURITIES CO., LTD. — Investor Relations & Filings

Ticker · 601066 ISIN · CNE1000031T5 LEI · 3003006CDEBNKXHOI130 Shanghai Stock Exchange Financial and insurance activities
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Filings indexed 1,207 across all filing types
Latest filing 2019-04-01 Capital/Financing Update
Country CN China
Listing Shanghai Stock Exchange 601066

About CHINA SECURITIES CO., LTD.

https://www.csc108.com/

CHINA SECURITIES CO., LTD., also known as CSC Financial Co., Ltd., is a leading integrated securities firm providing a comprehensive range of financial services. The company operates through four primary business segments: investment banking, wealth management, trading and institutional client services, and investment management. Its investment banking division offers equity and debt underwriting, financial advisory, and restructuring services. The wealth management segment provides securities brokerage, margin financing, and wealth management products to individual and corporate clients. In trading and institutional services, the firm engages in proprietary trading, equity and fixed-income sales, and investment research. Additionally, its investment management business encompasses asset management, fund management, and private equity investment. The company serves a diverse client base, including large corporations, institutional investors, and retail customers.

Recent filings

Filing Released Lang Actions
关于行使“16信投G1”公司债券发行人赎回选择权的公告
Capital/Financing Update Classification · 95% confidence The document is a public announcement by 中信建投证券股份有限公司 regarding the exercise of the issuer's redemption option for a specific corporate bond "16 信投 G1". It details the terms of the bond redemption, the decision to redeem all bonds, and the subsequent steps for payment. The document is short (853 characters) and serves as an official notice about a capital structure event (bond redemption). It does not contain financial statements or detailed financial data, nor is it a report or presentation. Therefore, it fits best under Capital/Financing Update (CAP), which covers updates on company fundraising, financing activities, or capital structure changes such as bond redemptions.
2019-04-01 Chinese
第二届董事会第十一次会议决议公告
Board/Management Information Classification · 95% confidence The document is a detailed announcement of resolutions passed at a board meeting of 中信建投证券股份有限公司 (CITIC Securities Company Limited) held on March 18, 2019. It includes voting results on various proposals such as the 2018 annual board work report, independent directors' reports, audit committee reports, financial statements, profit distribution plans, risk reports, compliance reports, internal control evaluations, social responsibility reports, and other governance matters. It also includes appointments of senior management and committee members, financial plans for 2019, and proposals to be submitted to the shareholders' meeting. The document is not the annual report itself but a board meeting resolution announcement covering multiple governance and management topics, including management changes and financial decisions. It is not a full financial report, earnings release, or regulatory filing. The primary focus is on board and management decisions and announcements. Therefore, the most appropriate classification is Board/Management Information (MANG). The document length is 4078 characters, which is sufficient for a detailed board meeting resolution announcement.
2019-03-18 Chinese
2018年年度报告
Annual Report Classification · 100% confidence The document is titled '2018 年年度报告' which translates to '2018 Annual Report'. It contains detailed sections typical of an annual report such as company overview, financial data, governance, risk disclosures, and auditor opinions. The document length is about 15,000 characters, indicating a full report rather than a brief announcement. It includes audited financial statements, management discussion, and detailed financial metrics for the year 2018. The presence of auditor opinions from PwC and Deloitte further confirms this is a full annual report. Therefore, the document fits the definition of an Annual Report (10-K). FY 2018
2019-03-18 Chinese
关于公司2018年度募集资金存放与实际使用情况的专项报告
Capital/Financing Update Classification · 95% confidence The document is a detailed report on the company's fundraising activities, specifically the storage and actual use of funds raised in 2018. It includes detailed financial figures on the amounts raised, usage, balances, and compliance with regulatory requirements. The document references specific regulatory approvals, accounting firm verification reports, and compliance with securities regulations. It is not a general annual report or earnings release but a specialized report focused on the management and use of raised capital funds. This matches the definition of a Capital/Financing Update (CAP), which covers updates on company fundraising and capital structure changes. The document length (9193 characters) and detailed financial data confirm it is a substantive report, not merely an announcement or certification. Therefore, the appropriate classification is CAP with high confidence.
2019-03-18 Chinese
关于预计公司2019年日常关联交易的公告
Regulatory Filings Classification · 95% confidence The document is a detailed announcement regarding the company's expected daily related-party transactions for the year 2019. It includes information about the approval process by the board and shareholders, descriptions of related parties, transaction categories, estimated and actual transaction amounts for 2018, and expected amounts for 2019. The document also discusses compliance with regulatory rules and internal governance related to these transactions. It is not a full financial report, audit report, or earnings release, but rather a regulatory announcement about related-party transactions requiring shareholder approval. This fits the category of a Regulatory Filing (RNS) as it is a compliance disclosure and does not contain comprehensive financial statements or management discussion typical of other report types.
2019-03-18 Chinese
第一大股东资金占用情况的专项说明
Audit Report / Information Classification · 95% confidence The document is titled as a special report on the use of funds by the largest shareholder and other related parties of CITIC Securities Co., Ltd. It includes an auditor's limited assurance report by PwC (普华永道) dated March 18, 2019, on the fund occupation situation as of December 31, 2018. The document references the audit of the 2018 financial statements but is focused on a specific issue: related party non-operating fund occupation and related party fund transactions. The document contains detailed tables and auditor's assurance on this specific matter, not the full annual report or financial statements. This matches the definition of an Audit Report / Information (AR), which includes standalone audit reports and applied accounting principles related to specific issues, excluding full annual reports. The document length (5990 characters) and content indicate it is a full report on this specific audit topic, not just an announcement or certification. Therefore, the correct classification is AR with high confidence. FY 2018
2019-03-18 Chinese

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