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CHINA SECURITIES CO., LTD. — Investor Relations & Filings

Ticker · 601066 ISIN · CNE1000031T5 LEI · 3003006CDEBNKXHOI130 Shanghai Stock Exchange Financial and insurance activities
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Filings indexed 1,208 across all filing types
Latest filing 2019-03-18 Audit Report / Informat…
Country CN China
Listing Shanghai Stock Exchange 601066

About CHINA SECURITIES CO., LTD.

https://www.csc108.com/

CHINA SECURITIES CO., LTD., also known as CSC Financial Co., Ltd., is a leading integrated securities firm providing a comprehensive range of financial services. The company operates through four primary business segments: investment banking, wealth management, trading and institutional client services, and investment management. Its investment banking division offers equity and debt underwriting, financial advisory, and restructuring services. The wealth management segment provides securities brokerage, margin financing, and wealth management products to individual and corporate clients. In trading and institutional services, the firm engages in proprietary trading, equity and fixed-income sales, and investment research. Additionally, its investment management business encompasses asset management, fund management, and private equity investment. The company serves a diverse client base, including large corporations, institutional investors, and retail customers.

Recent filings

Filing Released Lang Actions
瑞银证券有限责任公司、中国银河证券股份有限公司关于中信建投证券股份有限公司2018年度募集资金存放与使用情况的专项核查报告
Audit Report / Information Classification · 95% confidence The document is a detailed report titled '2018年度募集资金存放与使用情况的专项核查报告' which translates to '2018 Annual Special Verification Report on the Storage and Use of Raised Funds' for CITIC Securities Co., Ltd. It is prepared by joint sponsors (underwriters) and includes detailed information on the amount of funds raised, their management, usage, bank accounts, and compliance with regulatory requirements. It also includes an auditor's verification report from PwC. The document focuses specifically on the management and use of funds raised from the initial public offering (IPO) and does not present full financial statements or comprehensive annual financial performance. This type of document is a specialized audit or verification report on fundraising and fund usage, which fits the category of Audit Report / Information (AR) rather than a full Annual Report (10-K) or other categories. The length (8361 characters) and detailed content confirm it is the report itself, not just an announcement. Therefore, the correct classification is AR with high confidence. FY 2018
2019-03-18 Chinese
董事会审计委员会2018年度履职情况报告
Audit Report / Information Classification · 95% confidence The document is a detailed report from the Board Audit Committee of CITIC Securities Co., Ltd. for the year 2018. It describes the committee's composition, meetings, audit supervision activities, review of financial information, evaluation of external auditors, and oversight of internal controls and related party transactions. The content focuses on the audit committee's duties and their fulfillment during the fiscal year 2018. It is not a full annual report but a specific committee report on audit-related activities and governance. This fits the definition of an Audit Report / Information (AR), which includes standalone audit reports and related oversight information. The document is about 3005 characters, which is sufficient for a detailed report but not a brief announcement or certification. Therefore, the classification is AR with high confidence.
2019-03-18 Chinese
独立董事关于第二届董事会第十一次会议相关事项的独立意见
Board/Management Information Classification · 95% confidence The document is an independent opinion from the independent directors of 中信建投证券股份有限公司 regarding the eleventh meeting of the second board of directors. It discusses approval of accounting policy changes, profit distribution, fundraising usage reports, appointment of senior management, related party transactions, and auditor reappointment. The content is focused on governance and board-level decisions rather than full financial statements or earnings data. The document length is short (1589 characters) and it is a formal opinion related to board matters, not a full report or announcement of a report. Therefore, it fits best under Board/Management Information (MANG), which covers announcements of changes or opinions related to the board or senior management.
2019-03-18 Chinese
2018年年度报告摘要
Annual Report Classification · 95% confidence The document is titled as a 2018 annual report summary from a securities company. It contains detailed financial data for the year 2018, including total assets, revenue, net profit, quarterly financial data, shareholder information, and dividend distribution plans. It references the full annual report and includes audited financial statements with auditor opinions. The length is substantial (15,000 characters) and contains comprehensive financial and operational data typical of an annual report. Therefore, this document is the actual Annual Report (10-K equivalent) rather than an announcement or summary notice. FY 2018
2019-03-18 Chinese
关于变更第二届监事会职工代表监事的公告
Board/Management Information Classification · 100% confidence The document is an announcement from 中信建投证券股份有限公司 regarding a change in the company's supervisory board employee representative supervisor. It details the election of a new supervisor, Zhao Ming, replacing Lu Ya, and includes Zhao Ming's biography and qualifications. There is no financial data, no mention of financial results, no report publication, or regulatory certification. The content focuses on management/board changes, specifically about the supervisory board personnel. Therefore, the document fits the category of Board/Management Information (MANG). The document length is short and it is not an announcement of a report publication but a direct announcement of a management change.
2019-03-17 Chinese
2019年第一次临时股东大会法律意见书
Declaration of Voting Results & Voting Rights Announcements Classification · 95% confidence The document is a legal opinion issued by a law firm regarding the convening, procedures, attendance, and voting results of a specific shareholders' meeting (the 2019 first extraordinary general meeting) of a company. It details the legality and validity of the meeting's call, attendance, and voting process. It does not contain financial statements or management discussion of financial results, nor is it a transcript or presentation. It is a legal opinion related to a shareholders' meeting, focusing on the voting and procedural legality. This fits the category of Declaration of Voting Results & Voting Rights Announcements (DVA), as it reports official voting results and validates the meeting procedures. The document length is under 5,000 characters, but it contains substantive content about the voting results and legal opinion, not just an announcement of a report. Therefore, the correct classification is DVA with high confidence.
2019-03-14 Chinese

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