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CHINA SECURITIES CO., LTD. — Investor Relations & Filings

Ticker · 601066 ISIN · CNE1000031T5 LEI · 3003006CDEBNKXHOI130 Shanghai Stock Exchange Financial and insurance activities
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Filings indexed 1,208 across all filing types
Latest filing 2019-01-21 Audit Report / Informat…
Country CN China
Listing Shanghai Stock Exchange 601066

About CHINA SECURITIES CO., LTD.

https://www.csc108.com/

CHINA SECURITIES CO., LTD., also known as CSC Financial Co., Ltd., is a leading integrated securities firm providing a comprehensive range of financial services. The company operates through four primary business segments: investment banking, wealth management, trading and institutional client services, and investment management. Its investment banking division offers equity and debt underwriting, financial advisory, and restructuring services. The wealth management segment provides securities brokerage, margin financing, and wealth management products to individual and corporate clients. In trading and institutional services, the firm engages in proprietary trading, equity and fixed-income sales, and investment research. Additionally, its investment management business encompasses asset management, fund management, and private equity investment. The company serves a diverse client base, including large corporations, institutional investors, and retail customers.

Recent filings

Filing Released Lang Actions
前次募集资金使用情况报告及鉴证报告
Audit Report / Information Classification · 95% confidence The document is titled as a "前次募集资金使用情况报告及鉴证报告" which translates to "Previous Fundraising Usage Report and Assurance Report." It is issued by PwC (普华永道) and addresses the usage of funds raised in previous capital raising activities, including H-share and A-share fundraising. The document contains detailed financial data on the amounts raised, usage, balances, and verification by an accounting firm. It is a report on the use of previously raised capital funds, with an assurance (audit) opinion on the accuracy and completeness of the usage report. This type of document is a standalone audit/assurance report on fundraising capital usage, not a full annual report or earnings release. It is not a mere announcement or certification but contains substantive financial data and auditor's opinion. Therefore, it fits best under the category Audit Report / Information (AR).
2019-01-21 Chinese
关于非公开发行A股股票募集资金使用可行性报告
Capital/Financing Update Classification · 95% confidence The document is a detailed report titled '关于非公开发行A股股票募集资金使用可行性报告' which translates to 'Feasibility Report on the Use of Funds Raised from Non-public Issuance of A Shares'. It discusses the company's strategic rationale, necessity, and feasibility for a non-public issuance of A shares, including detailed plans for the use of the raised funds. The content includes financial data, business strategy, regulatory compliance, and capital structure optimization. This type of document is a feasibility report related to capital raising activities, which fits the category of Capital/Financing Update (CAP). It is not an announcement of a report publication, nor a full annual or interim report, but a detailed financing update. Therefore, the appropriate classification is CAP with high confidence.
2019-01-21 Chinese
关于非公开发行A股股票摊薄即期回报及填补措施的公告
Capital/Financing Update Classification · 95% confidence The document is a detailed announcement by 中信建投证券股份有限公司 regarding a non-public issuance of A-shares, focusing on the dilution of immediate returns and measures to compensate for this dilution. It includes financial assumptions, impact analysis on earnings per share, risk disclosures, necessity and feasibility of the issuance, investment projects, risk management, governance, and commitments by directors and senior management. The content is regulatory in nature, discussing compliance with laws and policies, but it is not a full financial report like an Annual Report or Interim Report. It is also not a simple announcement of a report publication but a substantive disclosure about capital raising and its effects. The document fits best under Capital/Financing Update (CAP) as it details a capital raising event, its financial impact, and related measures. The length and detail confirm it is not a brief announcement or a certification, and it is not a management or earnings report. Therefore, the classification is CAP with high confidence.
2019-01-21 Chinese
独立董事关于第二届董事会第十次会议相关事项的独立意见
Board/Management Information Classification · 95% confidence The document is an independent opinion from the independent directors regarding a non-public issuance of A shares by the company. It discusses the legality, pricing, and procedural compliance of the issuance, and expresses agreement to proceed with the issuance and submit the proposal to the shareholders' meeting and regulatory approval. This is a governance-related document focused on board-level approval and compliance for a capital raising activity. It is not the actual capital/financing update or announcement of results, but an opinion related to board/management decisions. Therefore, the best fitting category is Board/Management Information (MANG). The document length is short and it is not a report or announcement of a report publication, so it is not RPA or RNS. Confidence is high due to clear references to board meeting, independent directors' opinion, and issuance approval.
2019-01-21 Chinese
2018年非公开发行证券公司短期公司债券（第一期）本息兑付和摘牌公告
Delisting Announcement Classification · 100% confidence The document is an announcement from 中信建投证券股份有限公司 regarding the repayment of principal and interest and the delisting (摘牌) of a specific short-term corporate bond (2018 non-public issuance, first phase). It details the bond's basic information, repayment schedule, interest payment, tax information, and the delisting date from the Shanghai Stock Exchange. The document is relatively short (3175 characters) and focuses on the payment and delisting event rather than providing a full financial report or detailed financial statements. The key phrase "摘牌公告" (delisting announcement) and the description of the bond being delisted on January 28, 2019, clearly indicate this is a delisting announcement. Therefore, the appropriate classification is Delisting Announcement (DLST).
2019-01-18 Chinese
2015年第一期永续次级债券2019年付息公告
Capital/Financing Update Classification · 95% confidence The document is an announcement regarding the interest payment on a perpetual subordinated bond issued by the company. It details the bond's terms, interest payment date, tax information, and procedural details for the interest payment. There are no financial statements or comprehensive financial data presented. The document is relatively short (4055 characters) and serves as a formal notice about the bond interest payment rather than a financial report or detailed regulatory filing. This fits the category of a Capital/Financing Update (CAP), as it relates to bond issuance and interest payment information.
2019-01-09 Chinese

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