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UBS Group AG — Investor Relations & Filings

Ticker · UBSG ISIN · CH0244767585 LEI · 549300SZJ9VS8SGXAN81 SW Financial and insurance activities
Filings indexed 3,168 across all filing types
Latest filing 2019-04-25 Regulatory Filings
Country CH Switzerland
Listing SW UBSG

UBS Group AG is a global financial services firm that provides wealth management, asset management, investment banking, and personal and corporate banking solutions. The company serves a diverse clientele, including private individuals, families, institutional investors, corporations, and financial intermediaries worldwide. Core offerings include financial advice, tailored investment solutions across traditional and alternative asset classes, and execution services, all supported by in-house research and market intelligence. A primary focus is on wealth management, delivering services structured around liquidity, longevity, and legacy planning. The firm also provides specialized services to other banks, including market intelligence, business execution, liquidity provision, and processing.

Recent filings

Filing Released Lang Actions
Regulatory Filings 2019
Regulatory Filings Classification · 95% confidence The document is a Form 6-K filed by UBS Group AG and UBS AG, dated April 25, 2019. Form 6-K is a report of a foreign private issuer pursuant to the Securities Exchange Act of 1934, typically used to provide current reports of material information that is not filed on Forms 10-K or 10-Q. The content focuses on capital instruments and TLAC-eligible senior unsecured debt information as of March 31, 2019, including detailed tables of capital instruments and regulatory capital treatment under the Swiss SRB framework. The document is not a full annual or quarterly report but a regulatory filing providing specific capital and debt information. It is not an earnings release, call transcript, or management report. The document is over 13,000 characters, so it is not a mere announcement of a report but a substantive filing. Given the nature of the document as a Form 6-K providing regulatory capital and debt information, it fits best under Regulatory Filings (RNS), which is the fallback category for miscellaneous filings that do not fit other specific categories. Therefore, the classification is RNS with high confidence.
2019-04-25 English
Audit Report / Information 2019
Audit Report / Information Classification · 95% confidence The document is a Form 6-K filing by UBS Group AG, dated April 25, 2019, containing the Basel III Pillar 3 disclosures for the first quarter of 2019. It includes detailed regulatory capital adequacy, risk-weighted assets, leverage ratio, liquidity coverage ratio, and other prudential information as required by Basel III and FINMA regulations. The content is a comprehensive regulatory disclosure report, not an announcement or a brief summary. It is not an annual report (10-K), earnings release, or management discussion but a specialized regulatory disclosure report focused on capital and risk metrics. This matches the characteristics of an Audit Report / Information (AR) category, which includes standalone audit reports, applied accounting principles, and regulatory stress test results, excluding full annual reports. The document is substantive and detailed, with actual financial and regulatory data, not merely a notice or announcement. Therefore, the correct classification is AR with high confidence.
2019-04-25 English
Interim / Quarterly Report 2019
Interim / Quarterly Report Classification · 95% confidence The document is a Form 6-K filed with the SEC by UBS Group AG, dated April 25, 2019. It is titled 'First Quarter 2019 Report' and contains detailed financial data for the quarter ended March 31, 2019, including operating income, expenses, profit, and various performance measures. It also includes management commentary on recent regulatory and legal developments, changes in presentation currency, and corporate calendar information. The length of the document (15,000 characters) and the presence of substantive financial statements and analysis indicate this is a comprehensive quarterly financial report rather than a brief announcement or certification. Form 6-K is used by foreign private issuers to furnish reports that are similar to interim or quarterly reports. Therefore, the document fits the definition of an Interim / Quarterly Report (IR).
2019-04-25 English
Net Asset Value(s)
Net Asset Value Classification · 98% confidence The document explicitly contains an 'RNS Number' and states that the information is provided by 'RNS, the news service of the London Stock Exchange'. The content details the Net Asset Value (NAV) per share, ISIN code, dealing date, and number of shares in issue for a specific UBS ETF. Since the primary purpose is to report the NAV, the most specific classification is NAV (Net Asset Value). Although it is distributed via RNS, the core data type is NAV.
2019-04-16 English
Net Asset Value(s)
Net Asset Value Classification · 98% confidence The document is very short (974 characters) and contains a clear RNS Number (3257W), a dealing date, and explicitly lists the NAV per share (11.0839) along with the number of shares in issue. This structure is characteristic of a regular Net Asset Value update, primarily for investment funds. The presence of 'NAV PER SHARE' strongly points to the NAV category. Although it is distributed via RNS, the specific content dictates the NAV classification over the general RNS fallback.
2019-04-16 English
Net Asset Value(s)
Net Asset Value Classification · 98% confidence The document is extremely short (950 characters) and presents a structured table containing key financial metrics for a fund, specifically the NAV per share, dealing date, and number of shares in issue. It is explicitly labeled with an 'RNS Number' and mentions RNS as the news service of the London Stock Exchange. This format strongly suggests a routine, periodic update for an investment fund, which aligns perfectly with the definition of Net Asset Value (NAV) reporting. Although it comes via RNS, the specific content points directly to NAV, making 'NAV' the most precise classification over the general 'RNS' fallback.
2019-04-16 English

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