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UBS Group AG — Investor Relations & Filings

Ticker · UBSG ISIN · CH0244767585 LEI · 549300SZJ9VS8SGXAN81 SW Financial and insurance activities
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Filings indexed 3,168 across all filing types
Latest filing 2019-07-23 Regulatory Filings
Country CH Switzerland
Listing SW UBSG

About UBS Group AG

https://www.ubs.com/global/en.html

UBS Group AG is a global financial services firm that provides wealth management, asset management, investment banking, and personal and corporate banking solutions. The company serves a diverse clientele, including private individuals, families, institutional investors, corporations, and financial intermediaries worldwide. Core offerings include financial advice, tailored investment solutions across traditional and alternative asset classes, and execution services, all supported by in-house research and market intelligence. A primary focus is on wealth management, delivering services structured around liquidity, longevity, and legacy planning. The firm also provides specialized services to other banks, including market intelligence, business execution, liquidity provision, and processing.

Recent filings

Filing Released Lang Actions
Regulatory Filings 2019
Regulatory Filings Classification · 95% confidence The document is a Form 6-K filed with the SEC by UBS Group AG and UBS AG, dated July 23, 2019. It provides detailed information about the company's capital instruments and TLAC-eligible senior unsecured debt as of June 30, 2019. The document references the Swiss SRB capital framework and includes extensive tables with financial data on capital instruments and debt. It is not an annual or quarterly report but a periodic regulatory filing by a foreign private issuer to provide material information. The document is substantive and contains detailed financial data, not merely an announcement or certification. Form 6-K filings are typically classified as Regulatory Filings (RNS) in this taxonomy, as they are miscellaneous periodic reports by foreign private issuers that do not fit into other specific categories like 10-K or IR. Therefore, the appropriate classification is Regulatory Filings (RNS).
2019-07-23 English
Interim / Quarterly Report 2019
Interim / Quarterly Report Classification · 100% confidence The document is a Form 6-K filed with the SEC by UBS Group AG, dated July 23, 2019. It contains the Second Quarter 2019 Report of UBS Group AG, including detailed financial results, management discussion, corporate calendar, and regulatory updates. The presence of comprehensive financial statements, performance measures, and management commentary for a quarterly period indicates this is an Interim / Quarterly Report. The document is about 15,000 characters long, which is consistent with a full report rather than a brief announcement. The Form 6-K is used by foreign private issuers to furnish reports such as quarterly financial reports to the SEC. Therefore, the appropriate classification is Interim / Quarterly Report (IR).
2019-07-23 English
Annual Report 2019
Annual Report Classification · 100% confidence The document is titled 'FORM 11-K ANNUAL REPORT' and is filed pursuant to Section 15(d) of the Securities Exchange Act of 1934 for the fiscal year ended December 31, 2018. It contains detailed financial statements, including statements of net assets available for benefits, statement of changes in net assets, notes to financial statements, and an independent auditor's report. The content is comprehensive and includes audited financial data and disclosures typical of an annual report for employee benefit plans. The presence of the auditor's opinion and detailed financial schedules confirms this is the actual report, not just an announcement or certification. Therefore, the document fits the definition of an Annual Report (10-K) filing type, specifically for employee benefit plans under SEC Form 11-K.
2019-06-27 English
Annual Report 2019
Annual Report Classification · 100% confidence The document is titled 'FORM 11-K ANNUAL REPORT' filed with the SEC, specifically for the UBS 401(k) Plan for the fiscal year ended December 31, 2018. It contains detailed financial statements, notes, and an independent auditor's report. The 11-K form is a specific annual report for employee stock purchase, savings, and similar plans, which is a type of annual report but distinct from the standard 10-K. Given the presence of full financial statements, audit opinion, and detailed plan information, this is a full annual report filing for the plan. The appropriate classification is Annual Report (10-K) as the 11-K is a variant of the annual report for employee benefit plans.
2019-06-27 English
SC 13G/A
Major Shareholding Notification
2019-06-10 English
SC 13G/A
Major Shareholding Notification
2019-06-10 English

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