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UBS Group AG — Investor Relations & Filings

Ticker · UBSG ISIN · CH0244767585 LEI · 549300SZJ9VS8SGXAN81 SW Financial and insurance activities
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Filings indexed 3,168 across all filing types
Latest filing 2019-10-25 Capital/Financing Update
Country CH Switzerland
Listing SW UBSG

About UBS Group AG

https://www.ubs.com/global/en.html

UBS Group AG is a global financial services firm that provides wealth management, asset management, investment banking, and personal and corporate banking solutions. The company serves a diverse clientele, including private individuals, families, institutional investors, corporations, and financial intermediaries worldwide. Core offerings include financial advice, tailored investment solutions across traditional and alternative asset classes, and execution services, all supported by in-house research and market intelligence. A primary focus is on wealth management, delivering services structured around liquidity, longevity, and legacy planning. The firm also provides specialized services to other banks, including market intelligence, business execution, liquidity provision, and processing.

Recent filings

Filing Released Lang Actions
Capital/Financing Update 2019
Capital/Financing Update Classification · 95% confidence The document is a Form 6-K filed by UBS Group AG and UBS AG, which is a report of a foreign private issuer pursuant to SEC rules. It includes consolidated capitalization data as of September 30, 2019, and June 30, 2019, presented in IFRS. The document references prior quarterly reports filed on Form 6-K and the annual report on Form 20-F. The length of the document is 4263 characters, which is relatively short and primarily provides a snapshot of capital structure and references to other filings. It does not contain comprehensive financial statements or detailed analysis typical of an Interim/Quarterly Report (IR) but rather provides a capital/financing update. The content focuses on debt and equity capitalization figures, which aligns with a Capital/Financing Update (CAP). Therefore, the most appropriate classification is CAP with high confidence.
2019-10-25 English
Interim / Quarterly Report 2019
Interim / Quarterly Report Classification · 95% confidence The document is a Form 6-K filing by UBS Group AG and UBS AG, dated October 22, 2019. It contains detailed presentation materials related to the third quarter 2019 financial results, including speeches by the CEO and CFO, financial performance data, business segment analysis, and strategic updates. The content includes actual financial data, analysis of business trends, and outlook commentary. This matches the characteristics of an Interim / Quarterly Report (IR), which provides comprehensive financial reporting for a period shorter than a full fiscal year. The document is not merely an announcement or a certification but contains substantive financial information and management discussion for Q3 2019. Therefore, the appropriate classification is Interim / Quarterly Report (IR).
2019-10-22 English
Audit Report / Information 2019
Audit Report / Information Classification · 95% confidence The document is a Form 6-K filed by UBS Group AG, dated October 22, 2019. It contains detailed Basel III Pillar 3 disclosures as of September 30, 2019, including key metrics on capital adequacy, risk-weighted assets, leverage ratio, liquidity coverage ratio, and regulatory capital requirements. The document references compliance with FINMA Pillar 3 disclosure requirements and Basel Committee on Banking Supervision (BCBS) guidelines. It includes extensive quantitative data tables and regulatory disclosures typical of a Pillar 3 report, which is a regulatory capital and risk disclosure report for banks. The document is not an announcement or a brief summary but a comprehensive regulatory disclosure report. Therefore, it fits the category of Audit Report / Information (AR), which includes standalone audit reports and regulatory stress test results and disclosures, excluding full annual reports. The document is not an Annual Report (10-K), Interim Report (IR), or Regulatory Filing (RNS) as it contains substantive regulatory disclosure data specific to Basel III Pillar 3 requirements.
2019-10-22 English
Interim / Quarterly Report 2019
Interim / Quarterly Report Classification · 95% confidence The document is a Form 6-K filed with the SEC by UBS Group AG and UBS AG, dated October 22, 2019. It provides detailed information about the company's capital instruments and TLAC-eligible senior unsecured debt as of September 30, 2019. The document includes extensive tables with financial data on capital instruments, regulatory capital amounts, maturity dates, and other related financial details. The presence of detailed financial data and the nature of the report indicate it is a periodic financial disclosure by a foreign private issuer, consistent with the purpose of Form 6-K filings. Form 6-K filings are typically used by foreign private issuers to provide interim financial information or other material information between annual reports. Given the detailed financial data and the reporting period (third quarter 2019), this document fits the definition of an Interim / Quarterly Report (IR). It is not an announcement or a brief summary but contains substantive financial data and analysis for a period shorter than a full fiscal year. Therefore, the appropriate classification is Interim / Quarterly Report (IR).
2019-10-22 English
Interim / Quarterly Report 2019
Interim / Quarterly Report Classification · 100% confidence The document is a Form 6-K filed with the SEC by UBS Group AG, dated October 22, 2019. It contains the Third Quarter 2019 Report of UBS Group AG, including detailed financial results, performance measures, and regulatory updates. The presence of comprehensive financial data for the quarter ended September 30, 2019, and the detailed management report sections indicate this is a quarterly financial report. Form 6-K is used by foreign private issuers to report interim financial information to the SEC. The document is about a quarterly period and contains substantive financial data and analysis, not just an announcement or certification. Therefore, it fits the definition of an Interim / Quarterly Report (IR).
2019-10-22 English
Regulatory Filings 2019
Regulatory Filings
2019-09-19 English

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