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TIANFENG SECURITIES CO.,LTD. — Investor Relations & Filings

Ticker · 601162 ISIN · CNE100003F43 LEI · 300300E1007142000089 Shanghai Stock Exchange Financial and insurance activities
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Filings indexed 1,102 across all filing types
Latest filing 2021-10-29 Interim / Quarterly Rep…
Country CN China
Listing Shanghai Stock Exchange 601162

About TIANFENG SECURITIES CO.,LTD.

https://www.tfzq.com/

Tianfeng Securities Co., Ltd. provides a comprehensive suite of financial services and capital market solutions. Its core operations encompass securities brokerage, investment banking, asset management, and proprietary trading. The firm offers specialized expertise in equity and debt underwriting, mergers and acquisitions advisory, and investment consulting. A key differentiator is its research division, which provides institutional and retail clients with detailed market analysis and strategic investment insights. The company also engages in futures brokerage and alternative investment management. Through its integrated service platform, it focuses on wealth management and corporate finance, aiming to optimize capital allocation and provide tailored financial strategies for a diverse range of institutional and individual clients.

Recent filings

Filing Released Lang Actions
天风证券股份有限公司2021年第三季度报告
Interim / Quarterly Report Classification · 100% confidence The document is titled '2021 年第三季度报告' which translates to '2021 Third Quarter Report'. It contains detailed financial data including balance sheets, profit and loss statements, cash flow statements, and notes on accounting changes. The report covers the third quarter of 2021, providing comprehensive financial information for a period shorter than a full fiscal year. The document is about 15,000 characters long, indicating it is a full report rather than a brief announcement. The presence of unaudited financial statements and detailed financial metrics confirms it is an interim or quarterly financial report. Therefore, the document fits the definition of an Interim / Quarterly Report (IR). 9M 2021
2021-10-29 Chinese
天风证券股份有限公司关于以集中竞价交易方式回购公司A股股份方案的的公告
Transaction in Own Shares Classification · 100% confidence The document is a detailed announcement from Tianfeng Securities regarding a share repurchase plan through centralized bidding on the Shanghai Stock Exchange. It includes specifics on the number of shares to be repurchased, price limits, funding sources, purpose (employee stock ownership plan), board approval details, risk disclosures, and procedural authorizations. The content focuses on the company's plan to buy back its own shares, the regulatory compliance of the plan, and the impact on shareholders and company finances. There is no indication that this is a full financial report, earnings release, or management discussion. It is not a simple announcement of a report publication or voting results. The document fits the definition of a "Transaction in Own Shares" filing, which covers share repurchase announcements and plans.
2021-10-29 Chinese
天风证券股份有限公司股东减持股份计划公告
Transaction in Own Shares Classification · 95% confidence The document is a detailed announcement regarding a shareholder's plan to reduce their shareholding in the company. It includes specifics about the shareholder, the number of shares to be reduced, the timing, methods of reduction, historical reduction data, and risk disclosures. The content focuses on a shareholder's planned sale of shares and related regulatory compliance. There is no financial statement, earnings data, or management discussion of financial results. This fits the definition of a Transaction in Own Shares (POS) filing, which reports on the company or its shareholders buying back or selling their own shares. The document length is 3329 characters, which is consistent with a detailed announcement rather than a full report. Therefore, the correct classification is POS with high confidence.
2021-10-26 Chinese
天风证券股份有限公司非公开发行A股股票限售股上市流通的公告
Share Issue/Capital Change Classification · 95% confidence The document is an announcement regarding the listing and circulation of restricted shares (限售股) from a non-public issuance of A shares by Tianfeng Securities Co., Ltd. It details the number of shares becoming freely tradable, the date of circulation (October 29, 2021), and includes a verification opinion from the sponsoring institution (CITIC Securities). The document does not contain financial statements or detailed financial performance data but rather focuses on the unlocking and circulation of previously restricted shares. This type of announcement fits the category of Share Issue/Capital Change (SHA), as it relates to changes in share capital availability and circulation status.
2021-10-25 Chinese
中信证券股份有限公司关于天风证券股份有限公司非公开发行A股股票限售股份上市流通的核查意见
Share Issue/Capital Change Classification · 95% confidence The document is a detailed verification opinion from CITIC Securities regarding the listing and circulation of restricted shares from a non-public issuance by Tianfeng Securities. It includes specifics about the share issuance, lock-up period, shareholder commitments, shareholding changes, and compliance with regulatory requirements. The content focuses on the approval and verification of the release of restricted shares for trading, which is a capital market transaction related to share issuance and circulation. It is not a full financial report, earnings release, or management discussion. It is also not a simple announcement or certification but a formal verification opinion related to share issuance and capital changes. Therefore, the document best fits the category of Share Issue/Capital Change (SHA). The document length and detail support this classification with high confidence.
2021-10-25 Chinese
天风证券股份有限公司首次公开发行限售股上市流通的公告
Share Issue/Capital Change Classification · 95% confidence The document is an official announcement regarding the listing and circulation of restricted shares (限售股) of Tianfeng Securities following their lock-up period expiration. It details the number of shares becoming tradable, the shareholders involved, the lock-up commitments, and the regulatory approvals from the China Securities Regulatory Commission. The document includes a verification opinion from the sponsoring institution (CITIC Securities) confirming compliance with relevant laws and listing rules. The content focuses on share capital changes and the unlocking of restricted shares rather than financial results, management changes, or legal proceedings. It is not a full financial report, earnings release, or management discussion. The document is a formal announcement about share capital changes and the unlocking of restricted shares, which fits the category of Share Issue/Capital Change (SHA). The document length is under 5,000 characters, but it contains substantive information about share capital changes, not merely a notice of report publication. Therefore, the correct classification is SHA with high confidence.
2021-10-13 Chinese

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