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THE PACIFIC SECURITIES CO.,LTD — Investor Relations & Filings

Ticker · 601099 ISIN · CNE1000008V9 LEI · 3003000RM76TNJFFR402 Shanghai Stock Exchange Financial and insurance activities
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Filings indexed 1,663 across all filing types
Latest filing 2017-02-28 Audit Report / Informat…
Country CN China
Listing Shanghai Stock Exchange 601099

About THE PACIFIC SECURITIES CO.,LTD

https://www.tpyzq.com/

The Pacific Securities Co., Ltd. is a comprehensive financial services provider that offers a broad range of solutions including securities brokerage, investment banking, and asset management. The company facilitates securities trading, underwriting, and sponsorship services, while providing financial advisory and investment research to a diverse clientele of individual and institutional investors. Its core operations encompass wealth management, proprietary trading, and credit-based financial services. The firm focuses on delivering integrated capital market solutions and maintaining a robust service network to support corporate financing and investor wealth growth.

Recent filings

Filing Released Lang Actions
2016年度内部控制评价报告
Audit Report / Information Classification · 95% confidence The document is titled '太平洋证券股份有限公司 2016 年度内部控制评价报告' which translates to 'Pacific Securities Co., Ltd. 2016 Internal Control Evaluation Report'. It discusses the evaluation of the company's internal control effectiveness as of December 31, 2016, including financial and non-financial internal control defects, their identification, and remediation. It references regulatory requirements and standards related to internal control, and includes an independent auditor's opinion on the effectiveness of financial reporting internal control. The document is a detailed report on internal control evaluation rather than a general annual report or audit report alone. It is not a brief announcement or a certification letter but a substantive report containing evaluation results and management's response. This fits the category of Audit Report / Information (AR), which includes standalone audit reports and internal control evaluation results, excluding full annual reports. The document length (6677 characters) and content confirm it is a full report, not just an announcement or certification. Therefore, the appropriate classification is AR with high confidence. FY 2016
2017-02-28 Chinese
关于召开2016年度股东大会的通知
AGM Information Classification · 95% confidence The document is a detailed notice about the 2016 Annual General Meeting (AGM) of Pacific Securities Co., Ltd., including the date, location, voting procedures, agenda items, and instructions for shareholders. It does not contain the actual annual report or financial statements but rather the announcement and logistical details for the AGM. The document length is 4178 characters, which is relatively short and consistent with an announcement rather than a full report. The content focuses on the meeting notice and voting arrangements, which aligns with the definition of AGM Information (AGM-R).
2017-02-28 Chinese
中银国际证券有限责任公司关于太平洋证券股份有限公司2016年度持续督导年度报告书
Audit Report / Information Classification · 95% confidence The document is titled as a "2016年度持续督导年度报告书" which translates to "2016 Annual Continuous Supervision Report" issued by a sponsoring institution (中银国际证券有限责任公司) for 太平洋证券股份有限公司. It details the continuous supervision work done during the year 2016, including compliance with regulatory requirements, review of internal controls, information disclosure, and other supervisory activities. The content focuses on the ongoing monitoring and regulatory compliance rather than presenting full financial statements or comprehensive annual financial performance. It is not an Annual Report (10-K), nor an Interim Report (IR), nor an Earnings Release (ER). It is also not a simple announcement or certification but a detailed supervisory report. This fits the category of Audit Report / Information (AR), which includes results of regulatory or internal supervisory activities and applied accounting principles, excluding full annual reports. The document length (15,000 characters) and detailed content support this classification with high confidence. FY 2016
2017-02-28 Chinese
第四届董事会第五次会议决议公告
Board/Management Information Classification · 95% confidence The document is a detailed announcement of resolutions passed at the fifth meeting of the fourth board of directors of Pacific Securities Co., Ltd. It includes voting results on various reports and proposals related to the 2016 fiscal year, such as the general manager's work report, board work report, financial statements, profit distribution plan, independent director's report, social responsibility report, compliance report, internal control evaluation report, remuneration explanations, and amendments to company bylaws. The document also references that many full reports are available on the Shanghai Stock Exchange website and that some proposals require shareholder approval. The document is not the full annual report itself but a board meeting resolution announcement summarizing decisions and approvals to be submitted to the shareholders. It is a formal board/management information disclosure about internal governance and decisions rather than a full financial report or earnings release. Therefore, the most appropriate classification is Board/Management Information (MANG). The document length is under 5,000 characters, but it contains substantive content of board resolutions, not just a brief announcement or a certification, so it is not RPA or RNS.
2017-02-28 Chinese
关于公开发行A股可转换公司债券募集资金运用的可行性报告（修订稿）
Capital/Financing Update Classification · 95% confidence The document is a detailed feasibility report regarding the use of funds raised from a public issuance of A-share convertible bonds by Pacific Securities Co., Ltd. It discusses the company's capital needs, regulatory compliance, strategic plans, and financial impact of the convertible bond issuance. The content focuses on capital raising and financing activities rather than financial results, management changes, or regulatory announcements. The document length is 3564 characters, which is relatively short but contains substantive content about capital raising and fund usage, not merely an announcement or a brief summary. Therefore, it fits best under the category of Capital/Financing Update (CAP).
2017-02-28 Chinese
公司章程
Governance Information Classification · 100% confidence The document is titled "太平洋证券股份有限公司 公司章程" which translates to "The Pacific Securities Co., Ltd. Articles of Association" or "Company Bylaws." It contains detailed chapters and sections about the company's organizational structure, shareholder rights, board of directors, management, financial accounting, profit distribution, auditing, and procedures for shareholder meetings. The content is focused on governance rules, shareholder meeting procedures, board and management roles, and internal company regulations. There is no indication that this is a financial report, earnings release, or any announcement of voting results. Instead, it is a governance document outlining the company's internal rules and governance practices. Therefore, the appropriate classification is Governance Information (CGR). The document length (15,000 characters) and detailed content confirm it is the full governance document, not just an announcement or summary.
2017-02-28 Chinese

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