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THE PACIFIC SECURITIES CO.,LTD — Investor Relations & Filings

Ticker · 601099 ISIN · CNE1000008V9 LEI · 3003000RM76TNJFFR402 Shanghai Stock Exchange Financial and insurance activities
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Filings indexed 1,663 across all filing types
Latest filing 2017-01-06 Audit Report / Informat…
Country CN China
Listing Shanghai Stock Exchange 601099

About THE PACIFIC SECURITIES CO.,LTD

https://www.tpyzq.com/

The Pacific Securities Co., Ltd. is a comprehensive financial services provider that offers a broad range of solutions including securities brokerage, investment banking, and asset management. The company facilitates securities trading, underwriting, and sponsorship services, while providing financial advisory and investment research to a diverse clientele of individual and institutional investors. Its core operations encompass wealth management, proprietary trading, and credit-based financial services. The firm focuses on delivering integrated capital market solutions and maintaining a robust service network to support corporate financing and investor wealth growth.

Recent filings

Filing Released Lang Actions
非公开发行2015年第二期（一期）次级债券受托管理事务临时报告
Audit Report / Information Classification · 95% confidence The document is a detailed report titled '非公开发行2015年第二期（一期）次级债券 受托管理事务临时报告' which translates to 'Private Placement 2015 Second Phase (First Phase) Subordinated Bond Trustee Management Temporary Report'. It is issued by the bond trustee (Shanghai Securities Co., Ltd.) and discusses the issuance, terms, and management of a subordinated bond issued by Pacific Securities Co., Ltd. The document includes detailed bond issuance terms, approval documents, bond characteristics, and trustee responsibilities. It references regulatory rules related to bond issuance and trustee management. The document is not an annual or interim financial report, nor is it an earnings release or a call transcript. It is not a proxy, voting result, or management change announcement. It is a standalone report related to bond issuance and trustee management, which fits the category of Audit Report / Information (AR) as it involves regulatory compliance and trustee reporting on bond issuance and management. The document length is 4117 characters, which is substantive and contains detailed information, not just an announcement or certification. Therefore, the best classification is AR (Audit Report / Information). FY 2016
2017-01-06 Chinese
非公开发行2016年第一期短期公司债券（品种1）受托管理事务临时报告
Capital/Financing Update Classification · 95% confidence The document is a detailed report titled '受托管理事务临时报告' (Interim Report of Trustee Management Affairs) related to a specific bond issuance by 太平洋证券股份有限公司 (Pacific Securities Co., Ltd.). It includes detailed information about the bond issuance, terms, regulatory approvals, and management of the bond. The document references regulatory frameworks governing bond issuance and trustee duties, and it is prepared by the bond trustee (Shanghai Securities Co., Ltd.). The document length is 3489 characters, which is relatively short but contains substantive information about the bond issuance and trustee management activities, not merely an announcement or a certification. It is not an annual or quarterly financial report, nor a call transcript or management change announcement. It is a report related to bond issuance and trustee management, which fits best under the category of Capital/Financing Update (CAP).
2017-01-06 Chinese
关于2016年累计新增借款的公告
Capital/Financing Update Classification · 95% confidence The document is a short announcement (565 characters) regarding the company's cumulative new borrowings in 2016, including bond issuance, and compliance with regulatory requirements. It discloses financing activity details but does not contain full financial statements or comprehensive financial analysis. It is an update on capital structure changes and borrowing activities. The document is not a full financial report, audit, or earnings release. It fits the definition of a Capital/Financing Update (CAP).
2017-01-03 Chinese
2016年次级债券（第2期）在上海证券交易所挂牌的公告
Capital/Financing Update Classification · 95% confidence The document is an announcement regarding the listing of a 2016 subordinated bond issued by Pacific Securities Co., Ltd. on the Shanghai Stock Exchange. It provides details about the bond such as name, code, credit rating, issuance amount, term, coupon rate, interest type, payment frequency, issue date, start date, listing date, maturity date, and issue price. The document is short (860 characters) and does not contain financial statements or detailed financial analysis. It is not a report but an official notice about the bond's listing on the exchange. Therefore, it fits the category of Capital/Financing Update (CAP), which covers updates on company fundraising and financing activities.
2017-01-02 Chinese
关于子公司在海外设立并上市的SPAC基金业务进展公告
Capital/Financing Update Classification · 95% confidence The document is an announcement from Pacific Securities Co., Ltd. regarding the progress of a business transaction involving its subsidiary's overseas SPAC fund. It details the signing of an acquisition agreement between the SPAC and Borqs International Holding Corp., including background information on both parties, terms of the acquisition, and expected impacts. The document is a formal announcement of a transaction progress rather than a full financial report, earnings release, or regulatory filing. It does not contain detailed financial statements or comprehensive analysis but rather updates shareholders and the public on the status of the acquisition. Therefore, it fits best under the category of Capital/Financing Update (CAP), which covers updates on company fundraising, financing activities, or capital structure changes such as SPAC acquisitions.
2016-12-29 Chinese
关于获准开通转融通业务的公告
Capital/Financing Update Classification · 95% confidence The document is a short announcement from Pacific Securities Co., Ltd. regarding the approval to open margin financing and securities lending business (转融通业务). It references a regulatory approval letter and outlines credit limits and margin ratios. The document is brief (438 characters) and does not contain financial statements or detailed financial data. It is an update on a financing-related business activity, specifically about the company's ability to conduct margin financing and securities lending. This fits best under Capital/Financing Update (CAP) as it relates to financing activities and credit facilities. It is not a full financial report, audit, or regulatory filing, nor is it a report publication announcement. Therefore, the classification is CAP with high confidence.
2016-12-27 Chinese

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