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THE PACIFIC SECURITIES CO.,LTD — Investor Relations & Filings

Ticker · 601099 ISIN · CNE1000008V9 LEI · 3003000RM76TNJFFR402 Shanghai Stock Exchange Financial and insurance activities
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Filings indexed 1,663 across all filing types
Latest filing 2017-02-28 Environmental & Social …
Country CN China
Listing Shanghai Stock Exchange 601099

About THE PACIFIC SECURITIES CO.,LTD

https://www.tpyzq.com/

The Pacific Securities Co., Ltd. is a comprehensive financial services provider that offers a broad range of solutions including securities brokerage, investment banking, and asset management. The company facilitates securities trading, underwriting, and sponsorship services, while providing financial advisory and investment research to a diverse clientele of individual and institutional investors. Its core operations encompass wealth management, proprietary trading, and credit-based financial services. The firm focuses on delivering integrated capital market solutions and maintaining a robust service network to support corporate financing and investor wealth growth.

Recent filings

Filing Released Lang Actions
2016年度社会责任报告
Environmental & Social Information Classification · 100% confidence The document is titled "太平洋证券股份有限公司 2016 年度社会责任报告" which translates to "Pacific Securities Co., Ltd. 2016 Annual Social Responsibility Report." The content extensively discusses the company's social responsibility activities, including shareholder and investor rights protection, employee rights, community economic development, and poverty alleviation efforts. It references compliance with social responsibility disclosure guidelines from the Shanghai Stock Exchange and the China Securities Regulatory Commission. The document is a detailed report on Environmental, Social, and Governance (ESG) factors and the company's social responsibility performance for the year 2016. It is not a financial report, earnings release, or regulatory filing, but a comprehensive social responsibility report. Therefore, the appropriate classification is Environmental & Social Information (Code: SR). The document length (15,000 characters) and detailed content confirm it is the report itself, not an announcement or summary.
2017-02-28 Chinese
2016年度独立董事述职报告
Board/Management Information Classification · 95% confidence The document is titled as the "2016年度独立董事述职报告" which translates to "2016 Annual Independent Directors' Report". It is a detailed report by the independent directors of the company about their duties, attendance, oversight on governance, related party transactions, internal controls, and other governance matters for the year 2016. The content focuses on the independent directors' activities, governance, and compliance rather than financial results or earnings. It is not an annual report (10-K), audit report (AR), or earnings release (ER). It is a governance-related report detailing the independent directors' duties and observations, which fits best under Board/Management Information (MANG) as it relates to board activities and management oversight. The document length is substantial and contains detailed narrative and tables about board activities, director attendance, and governance matters, consistent with a Board/Management Information filing rather than a brief announcement or proxy statement. Therefore, the classification is MANG with high confidence.
2017-02-28 Chinese
2016年度审计报告
Audit Report / Information Classification · 100% confidence The document is titled '审计报告' which translates to 'Audit Report' and includes detailed financial statements such as balance sheets, profit and loss statements, cash flow statements, and notes for the fiscal year ending December 31, 2016. It contains the auditor's opinion, management responsibilities, and detailed financial data. The length is substantial (15,000 characters), and it is not merely an announcement or certification. Therefore, this document is a standalone audit report with financial statements and audit opinions, fitting the category of Audit Report / Information (AR). FY 2016
2017-02-28 Chinese
关于2016年度募集资金存放与实际使用情况的专项报告
Capital/Financing Update Classification · 95% confidence The document is a detailed report from Pacific Securities Co., Ltd. regarding the storage and actual use of funds raised in 2016. It references regulatory requirements from the China Securities Regulatory Commission and the Shanghai Stock Exchange concerning the management and use of raised funds. The document includes detailed financial figures about the raised funds, their allocation, usage, and compliance with regulations. It also contains audit opinions from an accounting firm and a sponsor institution confirming the proper use and management of the raised funds. The document is not a general annual report or earnings release but a specialized report focused on the management and use of capital raised through share issuance. This matches the description of a Capital/Financing Update (CAP), which covers updates on company fundraising and capital structure changes. The document length is over 5,000 characters and contains substantive financial data and analysis, confirming it is a report rather than a mere announcement. Therefore, the appropriate classification is CAP with high confidence.
2017-02-28 Chinese
募集资金年度存放与使用情况鉴证报告
Audit Report / Information Classification · 95% confidence The document is a verification report by a certified public accounting firm (立信会计师事务所) on the annual deposit and usage of raised funds by 太平洋证券股份有限公司 for the year 2016. It references regulatory guidelines related to the management and use of raised funds by listed companies, including specific regulatory notices from the China Securities Regulatory Commission and the Shanghai Stock Exchange. The document is titled as a "鉴证报告" (verification report) on the special report of raised funds deposit and usage. It is not a full annual report or audit report but a standalone assurance report on a specific aspect of the company's financial activities (fundraising usage). The document length is short (1501 characters), but it contains substantive content of the verification report itself, not just an announcement or certification. Therefore, it fits best under the category of Audit Report / Information (AR), which includes standalone audit or assurance reports and related accounting principles or regulatory compliance reports, excluding full annual reports. FY 2016
2017-02-28 Chinese
2016年度内部控制审计报告
Audit Report / Information Classification · 95% confidence The document is titled '内部控制审计报告' which translates to 'Internal Control Audit Report'. It references auditing standards and the responsibility of the company's board and auditors regarding internal control over financial reporting as of December 31, 2016. The document contains an auditor's opinion on the effectiveness of internal control over financial reporting. It is a standalone audit report focused on internal control, not a full annual report or interim financial statement. The length is short (875 characters), but the content is substantive and includes an audit opinion, so it is not merely an announcement or certification. Therefore, the document fits the category of Audit Report / Information (AR). FY 2016
2017-02-28 Chinese

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