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Southwest Securities Co.,Ltd. — Investor Relations & Filings

Ticker · 600369 ISIN · CNE0000016P6 LEI · 300300E1009950000030 Shanghai Stock Exchange Financial and insurance activities
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Filings indexed 2,281 across all filing types
Latest filing 2026-05-20 Declaration of Voting R…
Country CN China
Listing Shanghai Stock Exchange 600369

About Southwest Securities Co.,Ltd.

http://www.swsc.com.cn

Southwest Securities Co.,Ltd. provides a comprehensive suite of financial services, including securities brokerage, investment banking, and asset management. The firm specializes in equity and debt underwriting, financial advisory, and merger and acquisition services. Its operations encompass proprietary trading, investment consulting, and wealth management for individual and institutional clients. Additionally, the company offers margin trading, short selling, and asset custody services. By leveraging an extensive branch network, it delivers integrated capital market solutions and diversified investment products. The organization focuses on facilitating corporate financing and providing professional research and advisory support to optimize client investment strategies.

Recent filings

Filing Released Lang Actions
西南证券股份有限公司2025年年度股东会决议公告
Declaration of Voting Results & Voting Rights Announcements Classification · 91% confidence The document is a formal announcement of the resolutions and voting outcomes from the company’s 2025 Annual General Meeting (AGM). It details attendance, proposal names, voting tallies by share class, and the legal witness statement, without containing any financial statements or substantive report content. Therefore, it fits the category “Declaration of Voting Results & Voting Rights Announcements.”
2026-05-20 Chinese
上海锦天城（重庆）律师事务所关于西南证券股份有限公司2025年年度股东会的法律意见书
AGM Information Classification · 85% confidence The document is a legal opinion letter (“法律意见书”) issued by a law firm regarding the convening, procedures, participant qualifications, voting process, and results of the 2025 Annual General Meeting of Southwest Securities Co., Ltd. Such legal opinion letters are part of the materials provided for an AGM, rather than a standalone financial report, earnings release, or other regulatory filing. This falls squarely under AGM Information (AGM-R), which covers presentations and materials shared during the Annual General Meeting.
2026-05-20 Chinese
西南证券股份有限公司2025年年度股东会会议材料
AGM Information Classification · 95% confidence The document is titled ‘2025 年年度股东会会议材料’ and contains detailed meeting materials, agenda items, proposals and attachments for the company’s Annual General Meeting. It is the actual AGM presentation/materials, not a simple announcement or summary. Therefore, it fits the AGM Information category (AGM-R).
2026-05-12 Chinese
西南证券股份有限公司关于计提减值准备的公告
Audit Report / Information Classification · 95% confidence The document is an announcement from the board of directors of Southwest Securities Co., Ltd. regarding the provision for impairment losses for the fiscal year 2025. It details the impairment amounts, the accounting policies applied, and the impact on the company's profit. The document is relatively short (1637 characters) and focuses on a specific accounting adjustment rather than presenting a full financial report. It is not a full annual or interim report, nor is it a certification or a regulatory compliance filing. The content fits best with an Audit Report / Information (AR) category, as it relates to impairment provisions and accounting estimates affecting financial statements but is not a full annual report or earnings release. Therefore, the classification is AR with high confidence. FY 2025
2026-03-30 Chinese
西南证券股份有限公司关于预计2026年度日常关联交易的公告
Regulatory Filings Classification · 95% confidence The document is an announcement from Southwest Securities Co., Ltd. regarding the expected daily related-party transactions for the fiscal year 2026. It includes detailed descriptions of the related-party transactions executed in 2025 and plans for 2026, with specific financial figures and transaction categories. The document also mentions the approval process involving the board and shareholders, and it emphasizes compliance with legal and regulatory requirements. The content focuses on related-party transactions, their nature, amounts, and governance procedures, which is typical for disclosures about related-party transactions rather than a full financial report or earnings release. It is not a full annual or interim report, nor is it a simple announcement of a report publication. It is also not a regulatory filing or certification. The document is a formal announcement of expected related-party transactions, which fits best under the category of Regulatory Filings (RNS) as it is a regulatory disclosure about related-party transactions that does not fit other specific categories like Annual Report or Earnings Release.
2026-03-30 Chinese
西南证券股份有限公司2025年度“提质增效重回报”专项行动评估报告
Management Reports Classification · 85% confidence The document is titled as a '2025年度“提质增效重回报”专项行动评估报告' which translates to '2025 Annual Special Action Evaluation Report'. It details the company's strategic initiatives, financial performance highlights, governance improvements, investor relations activities, digital transformation, and cultural development. The content is comprehensive and covers operational and financial achievements, governance reforms, and future plans. The document length is 3089 characters, which is relatively short but contains substantive narrative and data on company performance and governance. It is not a brief announcement or a certification letter, nor is it a transcript or a regulatory filing. It is not a typical Annual Report (10-K) or Interim Report (IR) with detailed financial statements, but rather a management-level evaluation report summarizing the company's special action plan execution and results for the year 2025. Given the focus on management's explanation of business trends, operational results, and outlook, this fits best under Management Reports (MDA).
2026-03-30 Chinese

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