Skip to main content
Southwest Securities Co.,Ltd. logo

Southwest Securities Co.,Ltd. — Investor Relations & Filings

Ticker · 600369 ISIN · CNE0000016P6 LEI · 300300E1009950000030 Shanghai Stock Exchange Financial and insurance activities
Open in API
Filings indexed 2,281 across all filing types
Latest filing 2026-03-06 Capital/Financing Update
Country CN China
Listing Shanghai Stock Exchange 600369

About Southwest Securities Co.,Ltd.

http://www.swsc.com.cn

Southwest Securities Co.,Ltd. provides a comprehensive suite of financial services, including securities brokerage, investment banking, and asset management. The firm specializes in equity and debt underwriting, financial advisory, and merger and acquisition services. Its operations encompass proprietary trading, investment consulting, and wealth management for individual and institutional clients. Additionally, the company offers margin trading, short selling, and asset custody services. By leveraging an extensive branch network, it delivers integrated capital market solutions and diversified investment products. The organization focuses on facilitating corporate financing and providing professional research and advisory support to optimize client investment strategies.

Recent filings

Filing Released Lang Actions
西南证券股份有限公司关于向特定对象发行A股股票相关事项获得重庆市国有资产监督管理委员会批复的公告
Capital/Financing Update Classification · 95% confidence The document is an announcement from Southwest Securities Co., Ltd. regarding the approval from the Chongqing State-owned Assets Supervision and Administration Commission for a specific issuance of A-shares to designated investors. It details the number of shares to be issued, the fundraising amount, and the conditions for the issuance to proceed, including shareholder and regulatory approvals. The content focuses on capital raising and financing activities rather than presenting financial results or detailed financial statements. The document length is short (744 characters) and it is an announcement of approval for a capital issuance, not a full report or financial statement. Therefore, it fits best under the category of Capital/Financing Update (CAP).
2026-03-06 Chinese
西南证券股份有限公司2026年第一次临时股东会会议材料
AGM Information Classification · 95% confidence The document is titled as "2026 年第一次临时股东会 会议材料" which translates to "2026 First Extraordinary General Meeting (EGM) Meeting Materials." The content includes detailed agenda items and proposals related to a specific capital raising event: a targeted issuance of A shares to specific investors. The document contains detailed proposals, plans, and analysis reports related to the issuance of shares, including the issuance conditions, pricing, number of shares, use of proceeds, and related party transactions. It also includes legal and regulatory references, voting procedures, and shareholder meeting rules. The document is comprehensive and clearly intended as meeting materials for a shareholders' meeting, specifically an extraordinary general meeting (EGM), focusing on capital raising and share issuance proposals. This matches the definition of "AGM Information (AGM-R)" as it is meeting materials shared during a shareholders' meeting. However, since this is an extraordinary general meeting (临时股东会), and the category AGM-R includes presentations and materials shared during general meetings (including AGMs and EGMs), this classification fits best. It is not an announcement of voting results (DVA), nor a capital/financing update (CAP) which would be shorter and less detailed. It is not a regulatory filing or report publication announcement. Therefore, the best classification is AGM Information (AGM-R). Confidence is high given the detailed meeting materials and agenda for a shareholders meeting.
2026-02-27 Chinese
西南证券股份有限公司会计政策变更公告
Regulatory Filings Classification · 95% confidence The document is an announcement from the board of directors of Southwest Securities Co., Ltd. regarding a change in accounting policies. It details the nature of the accounting policy change, its impact on financial statements, and the approval process by the audit committee and board. The document does not contain full financial statements or comprehensive financial performance data but rather focuses on the policy change and its retrospective adjustment impact. The document length is 1725 characters, which is relatively short and consistent with an announcement rather than a full report. Therefore, this document is best classified as a Regulatory Filing (RNS) because it is an official announcement of an accounting policy change without the full annual or interim report content.
2026-02-13 Chinese
西南证券股份有限公司关于2026年度向特定对象发行A股股票预案披露的提示性公告
Capital/Financing Update Classification · 95% confidence The document is a short announcement (555 characters) regarding the company's plan to issue A shares to specific investors in 2026. It mentions the board meeting approval and that the detailed issuance plan has been disclosed on the stock exchange website. It explicitly states that this announcement is a "提示性公告" (indicative announcement) about the issuance plan, not the issuance itself or a detailed financial report. The document does not contain financial statements or detailed analysis but is an update on capital raising plans. Therefore, it fits the category of Capital/Financing Update (CAP). The document length and content confirm it is not a full report or regulatory filing but a financing update announcement.
2026-02-13 Chinese
西南证券股份有限公司关于本次向特定对象发行A股股票摊薄即期回报及填补措施与相关主体承诺的公告
Capital/Financing Update Classification · 95% confidence The document is a detailed announcement from Southwest Securities Co., Ltd. regarding a specific issuance of A shares to particular investors. It discusses the impact of this issuance on the company's financial indicators, especially the dilution of immediate returns, and outlines measures to mitigate this dilution. The document includes detailed financial assumptions, projections, and commitments from the board and major shareholders to uphold these measures. It references regulatory guidelines and compliance with securities laws. The content focuses on capital raising, the use of proceeds, and related commitments, which aligns with updates on company fundraising and capital structure changes. The document is lengthy (7,683 characters) and contains substantive financial data and analysis related to the capital issuance, not merely an announcement of a report or a certification. Therefore, it fits best under the category of Capital/Financing Update (CAP).
2026-02-13 Chinese
西南证券股份有限公司第十届董事会第二十三次会议决议公告
Board/Management Information Classification · 95% confidence The document is a detailed announcement of resolutions passed at the 23rd meeting of the 10th Board of Directors of Southwest Securities Co., Ltd. It includes multiple agenda items related to the company's plans for a specific issuance of A shares to particular investors, including detailed terms of the issuance, pricing, quantity, lock-up periods, use of proceeds, and related agreements. It also covers authorization for the board and management to handle issuance matters, changes in accounting policies, annual business plans, investment plans, debt financing authorizations, and internal audit reports. The document is a formal board meeting resolution announcement, detailing decisions made by the board, including voting results and references to further disclosures. It is not a full financial report, earnings release, or regulatory filing of financial data, but rather a board/management information announcement about corporate actions and decisions. Therefore, the appropriate classification is Board/Management Information (MANG). The document length (over 11,000 characters) and content confirm it is not a brief announcement or a report publication notice, but a substantive board meeting resolution announcement.
2026-02-13 Chinese

Browse filings by year

26 years

Report missing filing

Can't find a specific document? Let us know and we'll add it within 24 hours.

We will notify you once the filing is added.
Report sent
Thank you. We will check the data and update it shortly.