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Southwest Securities Co.,Ltd. — Investor Relations & Filings

Ticker · 600369 ISIN · CNE0000016P6 LEI · 300300E1009950000030 Shanghai Stock Exchange Financial and insurance activities
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Filings indexed 2,281 across all filing types
Latest filing 2025-11-21 Investor Presentation
Country CN China
Listing Shanghai Stock Exchange 600369

About Southwest Securities Co.,Ltd.

http://www.swsc.com.cn

Southwest Securities Co.,Ltd. provides a comprehensive suite of financial services, including securities brokerage, investment banking, and asset management. The firm specializes in equity and debt underwriting, financial advisory, and merger and acquisition services. Its operations encompass proprietary trading, investment consulting, and wealth management for individual and institutional clients. Additionally, the company offers margin trading, short selling, and asset custody services. By leveraging an extensive branch network, it delivers integrated capital market solutions and diversified investment products. The organization focuses on facilitating corporate financing and providing professional research and advisory support to optimize client investment strategies.

Recent filings

Filing Released Lang Actions
西南证券股份有限公司关于召开2025年第三季度业绩说明会的公告
Investor Presentation Classification · 95% confidence The document is an announcement about the scheduling and details of a 2025 third quarter earnings explanation meeting (业绩说明会) by Southwest Securities Co., Ltd. It includes the meeting time, location, participation method, and contact information. It references that the company has already released the 2025 third quarter report on October 31, 2025, but this document itself does not contain any financial data or detailed results. It is an announcement for an investor call or presentation to discuss the quarterly results, not the results themselves. Therefore, it fits best as an Investor Presentation (IP) type document, as it is a detailed presentation event for investors focusing on financials and strategy. The document length is short and it is not a report publication announcement or regulatory filing. Hence, the classification is IP with high confidence.
2025-11-21 Chinese
西南证券股份有限公司关于控股股东变更进展情况的公告
Regulatory Filings Classification · 95% confidence The document is an announcement regarding the progress of a change in the company's controlling shareholder. It details the transfer of shares and the administrative process involved, including regulatory approvals and compliance confirmations. There is no financial data, earnings information, or detailed report content. The document is a regulatory announcement about ownership changes, not a full report or financial statement. Therefore, it fits best under the category of Regulatory Filings (RNS), which covers general regulatory announcements and compliance disclosures that do not fit other specific categories.
2025-11-06 Chinese
西南证券股份有限公司关于向专业投资者公开发行次级公司债券获得中国证券监督管理委员会注册批复的公告
Capital/Financing Update Classification · 95% confidence The document is an announcement from Southwest Securities Co., Ltd. regarding the approval from the China Securities Regulatory Commission for the public issuance of subordinated corporate bonds to professional investors. It includes details about the registration approval, issuance amount, validity period, and compliance commitments. The content focuses on financing activities and regulatory approval for bond issuance, which aligns with capital raising and financing updates. The document is short (574 characters) and is not a full financial report or earnings release. Therefore, it fits best under Capital/Financing Update (CAP).
2025-11-03 Chinese
西南证券股份有限公司2025年第三季度报告
Interim / Quarterly Report Classification · 100% confidence The document is titled "西南证券股份有限公司2025 年第三季度报告" which translates to "Southwest Securities Co., Ltd. 2025 Third Quarter Report." It contains detailed financial data for the third quarter of 2025, including balance sheets, profit and loss statements, cash flow information, shareholder information, and management commentary on financial performance and changes. The report explicitly states it is a quarterly report (third quarter) and includes unaudited financial statements. The presence of comprehensive financial data and analysis for a period shorter than a full fiscal year confirms it is an Interim / Quarterly Report. The document is lengthy (15,000 characters) and contains actual financial statements, not just an announcement or certification. Therefore, it fits the definition of an Interim / Quarterly Report (IR). 9M 2025
2025-10-30 Chinese
西南证券股份有限公司关于2025年第三季度利润分配方案的公告
Notice of Dividend Amount Classification · 100% confidence The document is a formal announcement from Southwest Securities Co., Ltd. regarding the profit distribution plan for the third quarter of 2025. It details the cash dividend per share, total dividend amount, and the basis for distribution. The document includes the board's approval date and confirms compliance with the company's articles and shareholder return plans. The content focuses on dividend distribution specifics rather than presenting full financial statements or comprehensive quarterly financial results. The document length is short (1126 characters) and it is clearly an announcement of a dividend amount and payment plan, not a full interim or quarterly report. Therefore, it fits the category of Notice of Dividend Amount (DIV).
2025-10-30 Chinese
西南证券股份有限公司第十届董事会第二十次会议决议公告
Regulatory Filings Classification · 95% confidence The document is a formal announcement of resolutions passed at a board meeting of Southwest Securities Co., Ltd. It includes details about the meeting date, attendance, voting results on various proposals including the approval of the 2025 third quarter report, profit distribution plan, and an anti-money laundering audit report. The document does not contain the full financial report itself but references that the 2025 third quarter report is disclosed elsewhere on the Shanghai Stock Exchange website and newspapers. The document is relatively short (1809 characters) and serves as a meeting resolution announcement rather than the full quarterly report. Therefore, it is best classified as a Regulatory Filing (RNS) because it is a formal regulatory announcement of board decisions and approvals, not the full interim report (IR) or earnings release (ER).
2025-10-30 Chinese

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