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Southwest Securities Co.,Ltd. — Investor Relations & Filings

Ticker · 600369 ISIN · CNE0000016P6 LEI · 300300E1009950000030 Shanghai Stock Exchange Financial and insurance activities
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Filings indexed 2,281 across all filing types
Latest filing 2025-09-09 Governance Information
Country CN China
Listing Shanghai Stock Exchange 600369

About Southwest Securities Co.,Ltd.

http://www.swsc.com.cn

Southwest Securities Co.,Ltd. provides a comprehensive suite of financial services, including securities brokerage, investment banking, and asset management. The firm specializes in equity and debt underwriting, financial advisory, and merger and acquisition services. Its operations encompass proprietary trading, investment consulting, and wealth management for individual and institutional clients. Additionally, the company offers margin trading, short selling, and asset custody services. By leveraging an extensive branch network, it delivers integrated capital market solutions and diversified investment products. The organization focuses on facilitating corporate financing and providing professional research and advisory support to optimize client investment strategies.

Recent filings

Filing Released Lang Actions
西南证券股份有限公司关于修订《公司章程》及相关议事规则的公告
Governance Information Classification · 95% confidence The document is a detailed announcement from 西南证券股份有限公司 (Southwest Securities Co., Ltd.) regarding the revision of the company's Articles of Association and related procedural rules. It includes extensive comparative tables showing the original and revised clauses of the Articles of Association, shareholder meeting rules, and board meeting rules. The content focuses on corporate governance structure changes, legal compliance, shareholder rights, and internal rules. There is no indication that this is a full annual report, audit report, earnings release, or other financial statement. Instead, it is a governance-related document detailing changes to the company's internal rules and governance practices. Therefore, the document fits best under the category of Governance Information (CGR). The document length (15,000 characters) and detailed content confirm it is the actual governance document, not just an announcement of publication or a brief notice.
2025-09-09 Chinese
西南证券股份有限公司关于控股股东变更进展情况的公告
Major Shareholding Notification Classification · 95% confidence The document is an announcement regarding the progress of a change in the controlling shareholder of the company 西南证券股份有限公司 (Southwest Securities Co., Ltd.). It details the transfer of shares and the administrative process involved, including regulatory approvals and compliance confirmations. There is no financial data, earnings information, or detailed report content. The document is a regulatory announcement about ownership changes, not a full report or financial statement. This fits the category of Major Shareholding Notification (MRQ), which covers notifications of changes in significant share ownership levels.
2025-09-04 Chinese
西南证券股份有限公司2025年半年度报告摘要
Interim / Quarterly Report Classification · 95% confidence The document is titled as a '2025 年半年度报告摘要' which translates to '2025 Half-Year Report Summary'. It contains detailed financial data such as total assets, net profit, earnings per share, and shareholder information for the half-year period ending June 30, 2025. It also includes information about profit distribution plans and bond issuance details. The document explicitly states it is a half-year report summary derived from the full half-year report and includes substantive financial data and analysis. The length is 4580 characters, which is sufficient for a summary but still contains actual financial figures and business information. Therefore, this document fits the definition of an Interim / Quarterly Report (IR), as it is a comprehensive financial report for a period shorter than a full fiscal year with actual financial statements and analysis. H1 2025
2025-08-14 Chinese
西南证券股份有限公司第十届董事会第十八次会议决议公告
Board/Management Information Classification · 95% confidence The document is a detailed announcement of resolutions passed at the 18th meeting of the 10th Board of Directors of Southwest Securities Co., Ltd. It includes voting results on various company matters such as performance targets, donations, profit distribution, investment management, half-year report approval, risk management, appointment of auditors, and scheduling of a shareholders' meeting. The content focuses on board decisions and approvals rather than presenting full financial statements or detailed financial analysis. The document length is 2913 characters, which is relatively short and more consistent with a board meeting resolution announcement rather than a full interim or annual report. The document also references other reports and announcements published elsewhere, indicating this is a board meeting resolution announcement. Therefore, the most appropriate classification is Board/Management Information (MANG).
2025-08-14 Chinese
西南证券股份有限公司第十届监事会第十次会议决议公告
Declaration of Voting Results & Voting Rights Announcements Classification · 95% confidence The document is a resolution announcement from the 10th Supervisory Board meeting of Southwest Securities Co., Ltd. It includes approval of the 2025 half-year report, profit distribution plan, and risk assessment report. The document is short (868 characters) and primarily announces the passing of these items rather than containing the full half-year report or detailed financial data. It also includes voting results and meeting procedural details. This fits best with the category of Declaration of Voting Results & Voting Rights Announcements (DVA), as it officially announces the voting outcomes on key company matters at a board meeting.
2025-08-14 Chinese
西南证券股份有限公司续聘会计师事务所公告
Audit Report / Information Classification · 95% confidence The document is an announcement regarding the reappointment of an accounting firm (auditor) for the company 西南证券股份有限公司 (Southwest Securities Co., Ltd.) for the 2025 financial report and internal control audit. It details the auditor's qualifications, past performance, audit fees, and the approval process by the audit committee and board of directors. There is no actual financial data or audit report included, only the announcement of the auditor appointment and related procedural information. The document length is 3155 characters, which is relatively short and consistent with an announcement rather than a full audit report. Therefore, this document fits the category of Audit Report / Information (AR) as it relates to audit information but is not a full annual report or financial statement itself. FY 2025
2025-08-14 Chinese

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