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Southwest Securities Co.,Ltd. — Investor Relations & Filings

Ticker · 600369 ISIN · CNE0000016P6 LEI · 300300E1009950000030 Shanghai Stock Exchange Financial and insurance activities
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Filings indexed 2,281 across all filing types
Latest filing 2025-07-07 Major Shareholding Noti…
Country CN China
Listing Shanghai Stock Exchange 600369

About Southwest Securities Co.,Ltd.

http://www.swsc.com.cn

Southwest Securities Co.,Ltd. provides a comprehensive suite of financial services, including securities brokerage, investment banking, and asset management. The firm specializes in equity and debt underwriting, financial advisory, and merger and acquisition services. Its operations encompass proprietary trading, investment consulting, and wealth management for individual and institutional clients. Additionally, the company offers margin trading, short selling, and asset custody services. By leveraging an extensive branch network, it delivers integrated capital market solutions and diversified investment products. The organization focuses on facilitating corporate financing and providing professional research and advisory support to optimize client investment strategies.

Recent filings

Filing Released Lang Actions
西南证券股份有限公司关于控股股东变更进展情况的公告
Major Shareholding Notification Classification · 95% confidence The document is an announcement regarding the progress of a change in the controlling shareholder of the company 西南证券股份有限公司 (Southwest Securities Co., Ltd.). It details the transfer of shares and the administrative process involved, including regulatory approvals and share transfer registration. There is no financial data, no report attached or referenced as being published, and no mention of an annual or interim report. The content focuses on ownership and control changes, which aligns with announcements about major shareholding changes. Therefore, the document fits best under the category 'Major Shareholding Notification' (MRQ). The document length is short and it is a direct announcement, not a report or presentation.
2025-07-07 Chinese
西南证券股份有限公司关于副总经理辞职的公告
Board/Management Information Classification · 100% confidence The document is an announcement regarding the resignation of a company's vice general manager, including details about the individual's departure and related corporate governance information. It does not contain financial data, audit information, or report content. It is a management or board-related personnel change announcement. Therefore, it fits the category of Board/Management Information (MANG). The document length is short and focused solely on management change, confirming this classification.
2025-07-04 Chinese
上海锦天城（重庆）律师事务所关于西南证券股份有限公司2024年年度股东大会的法律意见书
Declaration of Voting Results & Voting Rights Announcements Classification · 95% confidence The document is a legal opinion letter issued by a law firm regarding the 2024 Annual General Meeting (AGM) of Southwest Securities Co., Ltd. It details the procedures for convening and holding the AGM, the qualifications of attendees, the voting procedures, and the voting results. The document does not contain the actual annual report or financial statements but rather focuses on the legality and validity of the AGM process and resolutions. This type of document is typically classified as Declaration of Voting Results & Voting Rights Announcements (DVA) because it officially reports the voting outcomes and confirms the legitimacy of the meeting and its resolutions.
2025-06-20 Chinese
西南证券股份有限公司第十届董事会第十七次会议决议公告
Board/Management Information Classification · 100% confidence The document is an announcement of resolutions passed at a board meeting of Southwest Securities Co., Ltd. It details the attendance, voting results, and decisions made regarding board committee membership and employee compensation policies. There is no financial data, earnings information, or detailed report content. The document is a formal announcement of board/management decisions, specifically about board committee appointments and management salary standards. Therefore, it fits the category of Board/Management Information (MANG). The document length is short and it is not a report or presentation but a meeting resolution announcement.
2025-06-20 Chinese
西南证券股份有限公司2024年年度股东大会决议公告
Declaration of Voting Results & Voting Rights Announcements Classification · 95% confidence The document is titled as the "2024 Annual General Meeting Resolution Announcement" of Southwest Securities Co., Ltd. It details the date and location of the AGM, attendance, voting results on various proposals including the 2024 annual report, financial statements, profit distribution plan, and election of directors. It also includes legal opinions confirming the legality and validity of the meeting and resolutions. The content is focused on the official announcement of the voting results and resolutions passed at the AGM, rather than the full annual report or financial statements themselves. The document length is 4301 characters, which is relatively short and consistent with an announcement rather than a full report. Therefore, this document fits the category of Declaration of Voting Results & Voting Rights Announcements (DVA).
2025-06-20 Chinese
西南证券股份有限公司2024年年度股东大会会议材料
AGM Information Classification · 100% confidence The document is titled '2024 年年度股东大会 会议材料' which translates to '2024 Annual General Meeting (AGM) Meeting Materials'. It contains detailed agenda items for the 2024 AGM, including reports from the board of directors, supervisory board, independent directors, annual report, financial statements, profit distribution plans, and election of board members. The content includes meeting instructions, agenda, and detailed proposals to be discussed and voted on at the AGM. This matches the description of AGM Information (AGM-R), which includes presentations and materials shared during the Annual General Meeting. The document is lengthy (15,000 characters) and contains substantive content, not just an announcement or a brief summary. Therefore, it is not a report publication announcement or a regulatory filing. It is not a transcript, earnings release, or any other category. Hence, the correct classification is AGM Information (AGM-R).
2025-06-12 Chinese

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