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Southwest Securities Co.,Ltd. — Investor Relations & Filings

Ticker · 600369 ISIN · CNE0000016P6 LEI · 300300E1009950000030 Shanghai Stock Exchange Financial and insurance activities
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Filings indexed 2,281 across all filing types
Latest filing 2026-02-13 Capital/Financing Update
Country CN China
Listing Shanghai Stock Exchange 600369

About Southwest Securities Co.,Ltd.

http://www.swsc.com.cn

Southwest Securities Co.,Ltd. provides a comprehensive suite of financial services, including securities brokerage, investment banking, and asset management. The firm specializes in equity and debt underwriting, financial advisory, and merger and acquisition services. Its operations encompass proprietary trading, investment consulting, and wealth management for individual and institutional clients. Additionally, the company offers margin trading, short selling, and asset custody services. By leveraging an extensive branch network, it delivers integrated capital market solutions and diversified investment products. The organization focuses on facilitating corporate financing and providing professional research and advisory support to optimize client investment strategies.

Recent filings

Filing Released Lang Actions
西南证券股份有限公司独立董事关于第十届董事会第二十三次会议相关事项的独立意见
Capital/Financing Update Classification · 95% confidence The document is an independent opinion report from independent directors regarding a specific capital raising event: the 2026 issuance of A shares to specific investors by Southwest Securities Co., Ltd. It references compliance with laws and regulations, the issuance plan, feasibility reports, subscription agreements, dilution and compensation measures, shareholder return plans, related party transactions, and authorizations for the issuance. The document is detailed and substantive, focusing on the issuance of new shares to specific investors, which is a capital raising activity. It is not a general annual or interim report, nor a simple announcement or certification. The content aligns with a Capital/Financing Update filing, as it discusses the issuance plan, approvals, and related matters for a specific capital raising event.
2026-02-13 Chinese
西南证券股份有限公司2026年度向特定对象发行A股股票募集资金使用的可行性分析报告
Capital/Financing Update Classification · 95% confidence The document is a detailed feasibility analysis report for a planned private placement of A-shares by Southwest Securities Co., Ltd. in 2026. It discusses the purpose, necessity, and feasibility of the capital raising, including detailed plans for the use of proceeds, strategic rationale, regulatory compliance, and alignment with national policies. The document is lengthy (8552 characters) and contains substantive content about the capital raising and business strategy, not just an announcement or summary. It is not a full annual or interim financial report, audit report, or earnings release. It is a capital/financing update focused on a specific fundraising event (private placement of shares). Therefore, the appropriate classification is Capital/Financing Update (CAP).
2026-02-13 Chinese
西南证券股份有限公司关于控股股东变更进展情况的公告
Regulatory Filings Classification · 95% confidence The document is an announcement regarding the progress of a change in the controlling shareholder of the company 西南证券股份有限公司 (Southwest Securities Co., Ltd.). It details the transfer of shares and the administrative process pending for approval and registration. There is no financial data, no detailed report, no meeting materials, no voting results, no executive changes, no legal proceedings, or other report types. The document is a regulatory announcement about a shareholder change progress, which fits best under Regulatory Filings (RNS) as it does not fit other more specific categories.
2026-02-06 Chinese
西南证券股份有限公司关于向专业投资者公开发行公司债券获得中国证券监督管理委员会注册批复的公告
Capital/Financing Update Classification · 95% confidence The document is an official announcement from Southwest Securities Co., Ltd. regarding the approval from the China Securities Regulatory Commission for the company's public issuance of corporate bonds to professional investors. It details the registration approval, issuance limits, validity period, and compliance requirements. This is an update on the company's financing activities, specifically about bond issuance. It is not a full financial report, audit, or earnings release, nor is it a regulatory filing or report publication announcement. The content fits the category of Capital/Financing Update (CAP). The document length is short but contains substantive information about financing approval, not just a notice or link to a report.
2026-02-02 Chinese
西南证券股份有限公司2025年年度业绩预增公告
Regulatory Filings Classification · 95% confidence The document is a performance forecast announcement for the fiscal year 2025, indicating expected net profit increases compared to the previous year. It explicitly states that the data is preliminary and unaudited, and that the final audited annual report will be published later. The document length is short (1108 characters) and it serves as an announcement of expected financial results rather than a full financial report. It does not contain actual financial statements or detailed analysis, but rather a summary of anticipated performance and risk warnings. Therefore, it fits best as a Regulatory Filing (RNS) since it is a formal announcement of performance forecast and not the full Annual Report (10-K) or Earnings Release (ER).
2026-01-15 Chinese
西南证券股份有限公司关于控股股东变更进展情况的公告
Major Shareholding Notification Classification · 95% confidence The document is an announcement regarding the progress of a change in the controlling shareholder of the company 西南证券股份有限公司 (Southwest Securities Co., Ltd.). It details the transfer of shares and the administrative procedures pending for the change to be finalized. There is no financial data, no report attached or referenced as published, and no mention of an annual or interim report. The content focuses on ownership and control changes, which aligns with announcements about major shareholding changes or shareholder structure updates. Therefore, the document fits best under the category of Major Shareholding Notification (MRQ). The document length is short and it is clearly an announcement, not a full report or filing of financial results or management changes.
2026-01-06 Chinese

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