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Smartbroker Holding AG — Investor Relations & Filings

Ticker · SB1 ISIN · DE000A2GS609 LEI · 39120021VUEJYNGL7R59 F Financial and insurance activities
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Filings indexed 521 across all filing types
Latest filing 2021-04-23 Regulatory Filings
Country DE Germany
Listing F SB1

About Smartbroker Holding AG

https://smartbroker.de/

Smartbroker Holding AG operates a digital brokerage platform for private investors. The company's primary service, Smartbroker+, combines the extensive product range and multiple trading venues of a traditional broker with the low-cost pricing model of a neo-broker. The platform, accessible via web and mobile applications, facilitates trading in a comprehensive range of asset classes, including stocks, ETFs, funds, bonds, derivatives, and cryptocurrencies. It offers features such as real-time data, watchlists, and analyst ratings. The business model provides zero-commission trading under certain conditions, catering to both beginners and experienced investors seeking broad market access.

Recent filings

Filing Released Lang Actions
wallstreet:online AG wird klarer Mehrheitseigentumer an der Smartbroker-Betreibergesellschaft wallstreet:online capital AG
Regulatory Filings Classification · 95% confidence The document is a news release from wallstreet:online AG, dated April 23, 2021, announcing a significant corporate action: the acquisition of a majority stake (over 95%) in its subsidiary, wallstreet:online capital AG (the Smartbroker operator). It details changes in management (CEO appointments) and the strategic rationale for increasing ownership. The text uses keywords like "Beteiligung/Unternehmensbeteiligung/Strategische Unternehmensentscheidung" (Participation/Corporate Participation/Strategic Corporate Decision) and is distributed via DGAP, which typically handles regulatory or significant corporate news. This type of announcement, detailing a major change in ownership structure and management appointments related to a core business segment, fits best under Capital/Financing Update (CAP) or potentially Regulatory Filings (RNS) if it were a mandatory disclosure without a better fit. However, since it explicitly details the acquisition of a stake and subsequent management changes, it is a significant corporate action related to capital structure/control. Given the options, 'CAP' (Capital/Financing Update) covers the acquisition aspect, but 'MANG' (Board/Management Information) covers the CEO change. Since the primary driver is the acquisition leading to majority ownership, and it involves a change in control/structure, it is a significant corporate event. In many databases, major M&A or control changes fall under a specific category. Since there isn't a dedicated 'M&A' or 'Control Change' code, and it involves financing/capital structure change (acquiring shares), CAP is plausible. However, the core event is the change in ownership structure and subsequent management integration. Let's re-evaluate the definitions. It is not a standard 10-K, ER, or IR. It is an announcement about a change in ownership/control. 'CAP' covers fundraising/financing/capital structure changes. This is a change in capital structure via acquisition. It is also related to management changes ('MANG'). Since the acquisition of the stake is the headline event, 'CAP' is the most appropriate fit among the provided codes for a significant ownership change/control transaction, even if it's not a traditional financing round. If the focus was purely on management appointments, MANG would fit, but the ownership increase is the trigger. I will classify it as CAP due to the focus on acquiring a majority stake and subsequent organizational integration.
2021-04-23 German
Further acquisition of shares in wallstreet:online capital AG, increase to altogether more than 95% of the shares
M&A Activity Classification · 99% confidence The document is an 'Ad-hoc' disclosure dated April 23, 2021, announcing the 'Further acquisition of shares in wallstreet:online capital AG, increase to altogether more than 95% of the shares'. This describes a strategic corporate action involving the acquisition of a significant stake in another entity, which falls under corporate financing or major transaction activity. Reviewing the definitions, 'Capital/Financing Update (CAP)' covers updates on company fundraising, financing activities, or capital structure changes. While this is an acquisition, it is a major transaction affecting capital structure/control. However, the closest fit among the provided options for a significant transaction announcement that isn't a merger (TAR) or a simple share buyback (POS) is often related to capital changes or strategic investment. Given the context of acquiring a controlling stake, it relates directly to the company's capital structure and investment strategy. It is not an earnings release (ER), a management change (MANG), or a director's dealing (DIRS). Since it is a specific announcement about acquiring shares leading to a change in ownership control, 'CAP' (Capital/Financing Update) is the most appropriate classification for a major investment/acquisition announcement that alters the capital structure/ownership base, although 'TAR' (M&A Activity) is sometimes used broadly, this is a direct share purchase, not a takeover bid. I will classify this as CAP as it involves a significant capital transaction/investment.
2021-04-23 English
wallstreet:online AG: Privatanleger bleiben cool
Regulatory Filings Classification · 95% confidence The document is a news release titled "wallstreet:online AG: Privatanleger bleiben cool" published on April 12, 2021. It details the results of a recent survey conducted among the company's users regarding investment behavior (Growth vs. Value stocks). The text explicitly mentions it is a 'DGAP-News' and is distributed via 'DGAP – ein Service der EQS Group AG'. This format, which announces specific findings or operational news rather than being a comprehensive statutory report (like 10-K or IR), fits best under the general regulatory announcement category, as it is not a specific financial report, earnings release, or management disclosure defined by the other codes. Since it is a general news announcement distributed via a regulatory service (DGAP), and doesn't fit ER, IR, MDA, or CT, the most appropriate fallback is RNS (Regulatory Filings/General Regulatory Announcements). The document length (6476 chars) is substantial enough that it is not merely an RPA announcing a separate report.
2021-04-12 German
wallstreet:online AG: Aufsichtsratsmitglied Roland Nicklaus wechselt als Chief Financial Officer in den Vorstand
Board/Management Information Classification · 100% confidence The document is a news release dated April 7, 2021, announcing a significant change in senior management: a Supervisory Board member (Roland Nicklaus) is stepping down from that role to become the new Chief Financial Officer (CFO) on the Management Board. This directly corresponds to the definition of 'Board/Management Information' (MANG), which covers announcements of changes in the company's board of directors or senior management. The presence of DGAP/EQS Group boilerplate confirms it is a formal corporate announcement.
2021-04-07 German
wallstreet:online AG: Aktien bei Privatanlegern so beliebt wie noch nie
Regulatory Filings Classification · 95% confidence The document is a press release dated March 8, 2021, originating from wallstreet:online AG, distributed via DGAP. It discusses the results of a recent user survey regarding private investor behavior, stock popularity, and the use of online brokers, referencing a study by the German Stock Institute (Deutsches Aktieninstitut). This content is a general corporate announcement regarding market trends and user engagement, not a formal regulatory filing like a 10-K, an earnings release (ER), or a specific financial report (IR, AR). Since it is a general corporate news item distributed through a service (DGAP) that handles various announcements, and it doesn't fit the specific categories like M&A (TAR), Director's Dealing (DIRS), or Dividend (DIV), the most appropriate general category for corporate news announcements that don't fit elsewhere is Regulatory Filings (RNS), which often serves as a catch-all for press releases of this nature when a more specific category isn't available. It is not an announcement of a report publication (RPA) because it is the content itself, not just a notice that content is available.
2021-03-08 German
wallstreet:online AG: Rapid growth and profitable fiscal 2020
Earnings Release Classification · 100% confidence The document is titled 'wallstreet:online AG: Rapid growth and profitable fiscal 2020' and explicitly mentions 'Annual Results/Forecast' in the DGAP header. It provides preliminary, unaudited figures for fiscal 2020 revenues (EUR 28 million) and operating EBITDA (EUR 11.9 million before acquisition costs), along with a detailed forecast for 2021 revenues and EBITDA. This content structure—summarizing the full year's performance and providing forward guidance—is characteristic of an Earnings Release (ER), which announces key financial highlights immediately following the period close. While it discusses annual results, it is explicitly stated to be based on 'pre-liminary, unaudited figures' and is an announcement disseminated via DGAP, making it the initial release of results rather than the comprehensive, audited 10-K filing (which is expected in June 2021). Therefore, ER is the most appropriate classification. FY 2020
2021-02-25 English

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