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Smartbroker Holding AG — Investor Relations & Filings

Ticker · SB1 ISIN · DE000A2GS609 LEI · 39120021VUEJYNGL7R59 F Financial and insurance activities
Filings indexed 521 across all filing types
Latest filing 2020-03-25 Regulatory Filings
Country DE Germany
Listing F SB1

About Smartbroker Holding AG

https://smartbroker.de/

Smartbroker Holding AG operates a digital brokerage platform for private investors. The company's primary service, Smartbroker+, combines the extensive product range and multiple trading venues of a traditional broker with the low-cost pricing model of a neo-broker. The platform, accessible via web and mobile applications, facilitates trading in a comprehensive range of asset classes, including stocks, ETFs, funds, bonds, derivatives, and cryptocurrencies. It offers features such as real-time data, watchlists, and analyst ratings. The business model provides zero-commission trading under certain conditions, catering to both beginners and experienced investors seeking broad market access.

Recent filings

Filing Released Lang Actions
wallstreet:online AG: Ausubung Option zum Erwerb der Kontrollmehrheit an wallstreet:online capital AG
Regulatory Filings Classification · 99% confidence The document is an 'Ad-hoc' announcement dated March 25, 2020, published under Article 17 of EU Regulation No 596/2014 (MAR), indicating it is a mandatory disclosure of inside information. The content explicitly details the exercise of an option to acquire a controlling stake (over 70%) in a subsidiary, wallstreet:online capital AG, involving a purchase price and financing method. This transaction relates directly to a change in corporate structure and shareholding control. This fits best under 'Capital/Financing Update' (CAP) as it involves a significant acquisition of shares leading to a change in capital structure/control, or potentially 'Regulatory Filings' (RNS) as a general insider information disclosure. Given the specific nature of acquiring a controlling stake via option exercise, 'CAP' is a strong candidate, but since it is an announcement of a transaction affecting ownership/capital structure, 'CAP' (Capital/Financing Update) or 'TAR' (M&A Activity) could apply. Since it is an internal acquisition of a subsidiary stake rather than a merger/takeover bid, 'CAP' is more appropriate than 'TAR'. However, the core event is a major shareholding change/acquisition. Let's re-evaluate the definitions. It is not a standard financing round (CAP), nor a takeover (TAR). It is a major shareholding change. The closest fit among the provided options for a significant transaction affecting ownership structure, especially when it results in gaining control, is 'CAP' (Capital/Financing Update) or 'MRQ' (Major Shareholding Notification). Since this is an active acquisition leading to control, 'CAP' is the most fitting category for a significant capital structure move, although 'RNS' (Regulatory Filings) is a safe fallback for MAR disclosures. Given the focus on acquiring shares and increasing ownership to over 70%, 'CAP' is selected as the primary classification for a significant capital structure/ownership change transaction.
2020-03-25 German
DGAP-DD: wallstreet:online AG deutsch
Director's Dealing Classification · 100% confidence The document is explicitly titled 'Directors’ Dealings' and contains structured information regarding transactions by a person in a management/supervisory role ('Aufsichtsrat' - Supervisory Board member André Kolbinger). The German header 'DGAP-DD: wallstreet:online AG deutsch' and the section 'Meldung und öffentliche Bekanntgabe der Geschäfte von Personen, die Führungsaufgaben wahrnehmen' (Notification and public disclosure of transactions by persons discharging managerial responsibilities) directly correspond to insider trading or director's dealing reports. This matches the definition for Director's Dealing (DIRS).
2020-03-03 German
wallstreet:online AG: Vorlaufige Zahlen fur Geschaftsjahr 2019, Ausblick 2020
Earnings Release Classification · 100% confidence The document is titled "wallstreet:online AG: Vorläufige Zahlen für Geschäftsjahr 2019, Ausblick 2020" (Preliminary figures for fiscal year 2019, Outlook 2020). It explicitly states it is an 'Ad-hoc' release and an 'Insiderinformation nach Artikel 17 der Verordnung (EU) Nr. 596/2014' (Ad-hoc disclosure under MAR Article 17). It presents preliminary financial results (Umsatz, EBT, EBITDA) for the past fiscal year (2019) and provides guidance/outlook for the upcoming year (2020). This content structure—a quick release of key preliminary annual figures and forward-looking guidance—is characteristic of an Earnings Release (ER), even though it pertains to the full year rather than a quarter. It is not the full audited Annual Report (10-K) as it explicitly states the final audited figures will follow later ('Der vollständige und geprüfte Jahresabschluss 2019 wird voraussichtlich im Mai 2020... veröffentlicht'). Therefore, ER is the most appropriate classification for this preliminary results announcement. FY 2019
2020-02-24 German
DGAP-DD: wallstreet:online AG english
Director's Dealing Classification · 100% confidence The document explicitly states 'Directors’ Dealings' in the header and details a transaction by a 'person discharging managerial responsibilities' (André Kolbinger, Member of the administrative or supervisory body). This perfectly matches the definition for Director's Dealing, which corresponds to the filing code DIRS.
2020-02-13 English
DGAP-DD: wallstreet:online AG english
Director's Dealing Classification · 100% confidence The document is explicitly titled 'Directors’ Dealings' and contains the header 'DGAP-DD: wallstreet:online AG english' followed by 'Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them'. The content details a 'Disposal' transaction involving a person closely associated with a member of the administrative body, including specific details like ISIN, price, and volume. This directly matches the definition for Director's Dealing.
2020-02-13 English
wallstreet:online AG: wallstreet:online-Gruppe erzielt im Januar erstmals mehr als 200 Millionen Seitenaufrufe
Regulatory Filings Classification · 99% confidence The document is a press release dated February 11, 2020, announcing that the wallstreet:online-Gruppe achieved over 200 million page views in January 2020, setting a new record. It discusses growth metrics, user demographics, and the success of their M&A strategy. This type of announcement, focusing on operational milestones and key performance indicators (KPIs) outside of a formal quarterly/annual financial report structure, is typically classified as an Earnings Release (ER) if it relates to financial performance highlights, or a general Regulatory Filing (RNS) if it's a general operational update. Since it details performance metrics (page views, growth) which often accompany or precede formal earnings, and it is a short news item distributed via DGAP, it fits best as an Earnings Release (ER) announcing operational success, or potentially RNS. Given the focus on performance metrics and growth, ER is a strong candidate, but since it is not explicitly a 'quarterly/periodical financial results' release but rather a traffic/operational update, RNS (Regulatory Filings / General Announcement) is the safest fallback for non-standard operational news distributed via DGAP. However, in many contexts, significant operational milestones that impact revenue potential are grouped with ERs. Given the options, and the nature of the announcement being a performance highlight, I will lean towards ER, but RNS is also plausible. Re-evaluating the definitions: ER is for 'Initial announcement of quarterly/periodical financial results (key highlights only)'. This is an operational highlight, not a financial result highlight. Therefore, RNS (General regulatory announcements and fallback category) is the most appropriate classification for this specific operational news release distributed via DGAP.
2020-02-11 German

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