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SEALAND SECURITIES CO., LTD. — Investor Relations & Filings

Ticker · 000750 ISIN · CNE0000008K4 LEI · 300300E1000345000084 Shenzhen Stock Exchange Financial and insurance activities
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Filings indexed 2,592 across all filing types
Latest filing 2021-10-28 Governance Information
Country CN China
Listing Shenzhen Stock Exchange 000750

About SEALAND SECURITIES CO., LTD.

https://www.ghzq.com.cn

SEALAND SECURITIES CO., LTD. is a financial services provider offering a broad spectrum of capital market solutions. Its primary operations encompass securities brokerage, investment banking, asset management, and proprietary trading. The firm facilitates securities underwriting and sponsorship, provides financial advisory services for mergers and acquisitions, and manages various investment funds. It also offers margin trading, short selling, and investment consulting services to individual and institutional clients. Through its specialized subsidiaries, the company extends its reach into futures brokerage, direct investment, and alternative investment management. The organization emphasizes a client-centric approach, utilizing a comprehensive service network to support diverse financial requirements and investment strategies.

Recent filings

Filing Released Lang Actions
国海证券股份有限公司章程（2021年10月修订）
Governance Information Classification · 100% confidence The document is titled as the "Articles of Association" (章程) of Guohai Securities Co., Ltd., approved at the company's 2021 second extraordinary general meeting. It contains detailed provisions on company governance, shareholder rights, board structure, share issuance, capital management, and other corporate governance matters. The content is a comprehensive governance document outlining the company's internal rules and organizational structure rather than a financial report, announcement, or meeting minutes. It does not contain financial statements, earnings data, or voting results. It is not a proxy statement or remuneration report. The document fits the definition of Governance Information (CGR), which covers reports detailing the company's internal rules, board structure, and governance practices.
2021-10-28 Chinese
董事会决议公告
Declaration of Voting Results & Voting Rights Announcements Classification · 95% confidence The document is an announcement of resolutions passed at the ninth meeting of the ninth board of directors of Guohai Securities Co., Ltd. It includes voting results on several proposals, including approval of the company's 2021 third quarter report and organizational changes such as establishing a training center and abolishing the investment advisory department. The document is short (762 characters) and primarily reports on board meeting decisions and voting outcomes. It does not contain the full third quarter financial report itself but references that the report is disclosed elsewhere. Therefore, this document is best classified as a Declaration of Voting Results & Voting Rights Announcements (DVA).
2021-10-28 Chinese
2021年第三季度报告
Interim / Quarterly Report Classification · 100% confidence The document is titled '2021 年第三季度报告' which translates to '2021 Third Quarter Report'. It contains detailed financial data including consolidated financial statements, accounting data, financial indicators, shareholder information, and management assurances about the accuracy and completeness of the report. The report is unaudited and covers a period shorter than a full fiscal year (the third quarter of 2021). This matches the definition of an Interim / Quarterly Report (IR). The document length is substantial (15,000 characters), and it contains actual financial statements and substantive financial data, not just an announcement or certification. Therefore, the correct classification is IR (Interim / Quarterly Report). 9M 2021
2021-10-28 Chinese
国海证券股份有限公司董事、监事履职考核与薪酬管理制度（2021年10月修订）
Governance Information Classification · 95% confidence The document is titled '董事、监事履职考核与薪酬管理制度' which translates to 'Board of Directors and Supervisors Performance Assessment and Remuneration Management System'. It details the rules and procedures for assessing the performance and managing the remuneration of the company's board members and supervisors. It references the approval by the company's 2021 second extraordinary shareholders meeting and includes governance-related content such as duties, assessment criteria, remuneration levels, and application of assessment results. There is no financial data, earnings information, or report publication announcement. The content is focused on governance policies and internal rules regarding board and supervisory management. Therefore, the document fits best under Governance Information (CGR). The document length is short and it is not an announcement but the actual policy document, so it is not RPA or RNS.
2021-10-28 Chinese
关于计提资产减值准备的公告
Regulatory Filings Classification · 95% confidence The document is an announcement from Guohai Securities Co., Ltd. regarding the provision for asset impairment. It details the amounts of impairment provisions made during a specific period (July to September 2021), the impact on profits, and explanations of the impairment related to financial assets. The document is relatively short (1808 characters) and focuses on a specific accounting adjustment rather than presenting a full financial report. It does not contain comprehensive financial statements or detailed financial analysis typical of an Interim/Quarterly Report (IR) or Annual Report (10-K). Instead, it is a regulatory announcement about asset impairment provisions, which fits best under Regulatory Filings (RNS) as it is a specific disclosure required by regulations but not a full report or earnings release.
2021-10-28 Chinese
上海上正恒泰律师事务所关于国海证券股份有限公司2021年第二次临时股东大会的法律意见书
Declaration of Voting Results & Voting Rights Announcements Classification · 95% confidence The document is a legal opinion letter from a law firm regarding the convening, procedures, attendance, and voting results of the 2021 second extraordinary general meeting (临时股东大会) of Guohai Securities Co., Ltd. It details the legality and validity of the meeting and its resolutions. The document is not a report of financial results, audit, or management discussion, but a legal opinion on the shareholder meeting process and outcomes. It is not a simple announcement but a formal legal opinion letter. This fits best under Declaration of Voting Results & Voting Rights Announcements (DVA), as it includes detailed voting results and legal validation of the shareholder meeting resolutions.
2021-10-28 Chinese

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