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SEALAND SECURITIES CO., LTD. — Investor Relations & Filings

Ticker · 000750 ISIN · CNE0000008K4 LEI · 300300E1000345000084 Shenzhen Stock Exchange Financial and insurance activities
Filings indexed 2,592 across all filing types
Latest filing 2022-03-17 AGM Information
Country CN China
Listing Shenzhen Stock Exchange 000750

About SEALAND SECURITIES CO., LTD.

https://www.ghzq.com.cn

SEALAND SECURITIES CO., LTD. is a financial services provider offering a broad spectrum of capital market solutions. Its primary operations encompass securities brokerage, investment banking, asset management, and proprietary trading. The firm facilitates securities underwriting and sponsorship, provides financial advisory services for mergers and acquisitions, and manages various investment funds. It also offers margin trading, short selling, and investment consulting services to individual and institutional clients. Through its specialized subsidiaries, the company extends its reach into futures brokerage, direct investment, and alternative investment management. The organization emphasizes a client-centric approach, utilizing a comprehensive service network to support diverse financial requirements and investment strategies.

Recent filings

Filing Released Lang Actions
2021年年度股东大会资料
AGM Information Classification · 100% confidence The document is titled '国海证券股份有限公司 2021 年年度股东大会资料' which translates to 'Guohai Securities Co., Ltd. 2021 Annual General Meeting Materials'. It contains detailed reports such as the Board of Directors' work report, independent directors' performance reports, financial statements, profit distribution plans, and various proposals to be discussed at the 2021 Annual General Meeting (AGM). The content is comprehensive and clearly intended as materials for the AGM, including governance, financial, and operational reports relevant to shareholders' review and voting. The document length is about 15,000 characters, indicating it is a full set of AGM materials rather than a brief announcement or a standalone report. Therefore, the document fits the category of AGM Information (AGM-R).
2022-03-17 Chinese
内部控制鉴证报告
Audit Report / Information Classification · 95% confidence The document is titled '内部控制审计报告' which translates to 'Internal Control Audit Report' dated December 31, 2021. It is issued by an accounting firm (Deloitte Huayong) and addresses the effectiveness of internal controls over financial reporting for the company Guohai Securities Co., Ltd. The content includes auditor responsibilities, company responsibilities, and an audit opinion on internal control effectiveness. The document length is 1309 characters, which is relatively short but contains the actual audit opinion and details, not just an announcement or certification. This matches the definition of an Audit Report / Information (AR), which includes standalone audit reports and applied accounting principles. It is not an Annual Report (10-K) or Interim Report (IR) because it focuses solely on internal control audit results. It is not a Regulatory Filing (RNS) because it contains substantive audit content rather than just certification or attestation. Therefore, the correct classification is AR with high confidence. FY 2021
2022-03-17 Chinese
2021年年度审计报告
Audit Report / Information Classification · 100% confidence The document is titled "财务报表和审计报告 2021 年 12 月 31 日止年度" which translates to "Financial Statements and Audit Report for the year ended December 31, 2021." It contains detailed financial statements including consolidated and parent company balance sheets, income statements, cash flow statements, statements of changes in equity, and extensive notes to the financial statements. The document also includes a detailed auditor's report with audit opinions, basis for opinions, key audit matters, responsibilities of management and auditors, and signatures from the auditors and company officials. The length of the document is substantial (15,000 characters), and it contains actual financial data and analysis, not just an announcement or certification. This matches the definition of an Audit Report / Information filing, which includes standalone audit reports and applied accounting principles, distinct from the full Annual Report. Therefore, the document should be classified as an Audit Report / Information (AR). FY 2021
2022-03-17 Chinese
中信证券股份有限公司关于国海证券股份有限公司2021年度内部控制评价报告的核查意见
Audit Report / Information Classification · 95% confidence The document is titled as an internal control evaluation report verification opinion for the year 2021 by CITIC Securities regarding Guohai Securities. It discusses the scope, standards, and results of the internal control evaluation, including financial and non-financial control deficiencies, and concludes on the effectiveness of internal controls. The document is a detailed report on internal control evaluation, not an announcement or certification. It does not contain full financial statements or quarterly results, so it is not an Annual Report (10-K) or Interim Report (IR). It is not a regulatory filing or certification letter. The content aligns with an Audit Report / Information (AR) category, as it focuses on internal control evaluation and audit-related opinions without being a full annual report.
2022-03-17 Chinese
中信证券股份有限公司关于国海证券股份有限公司2021年度保荐工作报告
Audit Report / Information Classification · 95% confidence The document is titled as a "2021年度保荐工作报告" which translates to "2021 Annual Sponsorship Work Report" by CITIC Securities Co., Ltd. regarding Guohai Securities Co., Ltd. The content includes detailed descriptions of sponsorship work, regulatory supervision, compliance with rules, and issues found during the year 2021. It also discusses regulatory measures taken by the China Securities Regulatory Commission (CSRC) and Shenzhen Stock Exchange against the sponsor or sponsored companies. The document is a comprehensive report on the sponsor's work and regulatory compliance for the year 2021, which aligns with the nature of an Audit Report / Information (AR) as it focuses on audit-related supervisory activities and regulatory compliance rather than a full annual report or other categories. It is not an announcement or a brief summary but a detailed report of the sponsor's work and regulatory findings. Therefore, the most appropriate classification is AR (Audit Report / Information).
2022-03-17 Chinese
截至2021年12月31日止的前次募集资金使用情况报告
Capital/Financing Update Classification · 95% confidence The document is titled as a report on the usage of previously raised funds by Guohai Securities Co., Ltd. It references regulatory requirements from the China Securities Regulatory Commission and details the amount, receipt, and usage of funds raised through a share placement approved by the regulator. The document includes detailed tables on the amounts raised, bank accounts, usage status, and investment projects funded by the raised capital. It explicitly states it is a "募集资金使用情况报告" which translates to "Report on the Use of Raised Funds." This type of document is a capital/financing update detailing how the company has used the proceeds from its fundraising activities. The document is about 6,316 characters long, which is sufficient to be a full report rather than a brief announcement. It does not contain full financial statements or earnings data, so it is not an annual or interim report. It is not a regulatory filing or announcement of a report publication. Therefore, the best fitting category is Capital/Financing Update (CAP).
2022-03-17 Chinese

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