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SBI Sumishin Net Bank, Ltd. — Investor Relations & Filings

Ticker · 7163 ISIN · JP3400650002 LEI · 353800P95LC9U3FF6963 T Financial and insurance activities
Filings indexed 35 across all filing types
Latest filing 2025-08-29 Capital/Financing Update
Country JP Japan
Listing T 7163

About SBI Sumishin Net Bank, Ltd.

https://www.netbk.co.jp/

SBI Sumishin Net Bank, Ltd. is a digital-only bank providing comprehensive online financial services. A joint venture between SBI Holdings and Sumitomo Mitsui Trust Bank, its offerings for individual customers include yen and foreign currency deposits, mortgage and investment property loans, foreign exchange trading, and investment trusts. The company is a pioneer in open banking and offers Banking-as-a-Service (BaaS) solutions through its 'NEOBANK' platform. This platform enables business partners to embed core banking functions, such as deposits, financing, and settlement services, into their own products and services via an API.

Recent filings

Filing Released Lang Actions
訂正有価証券届出書(参照方式)
Capital/Financing Update Classification · 1% confidence The document is a 'Securities Registration Statement' (有価証券届出書) filed with the Kanto Local Finance Bureau by SBI Sumishin Net Bank. It details the issuance of Class A shares to NTT Docomo as part of a privatization and capital restructuring process. This type of regulatory filing for new share issuance and capital changes falls under the 'Share Issue/Capital Change' category.
2025-08-29 Japanese
有価証券届出書(参照方式)
Capital/Financing Update Classification · 1% confidence The document is a 'Securities Registration Statement' (有価証券届出書) filed with the Kanto Local Finance Bureau by SBI Sumishin Net Bank, Ltd. It details the issuance of Class A shares as part of a third-party allotment related to a privatization and business integration process. This document is a formal regulatory filing required under the Financial Instruments and Exchange Act for the issuance of new securities. It does not fit into categories like 10-K, Earnings Release, or Investor Presentation, and is a primary regulatory document rather than an announcement of a report (RPA). Therefore, it is classified as a Regulatory Filing.
2025-08-21 Japanese
訂正臨時報告書
M&A Activity Classification · 1% confidence The document is a 'Rinji Hokokusho' (Extraordinary Report) filed with the Kanto Local Finance Bureau in Japan. It details a corporate restructuring event, specifically an absorption-type company split (absorption of the acquiring business by NetMove Co., Ltd.). This type of filing is a standard regulatory requirement under the Financial Instruments and Exchange Act for material corporate events. Since it describes a specific M&A-related transaction (business split/divestiture), it falls under the M&A Activity category.
2025-07-22 Japanese
臨時報告書
Major Shareholding Notification Classification · 1% confidence The document is titled '臨時報告書' (Extraordinary Report) and is submitted to the Kanto Local Finance Bureau ('関東財務局長'). The content explicitly discusses a change in major shareholders ('主要株主に異動') resulting from a tender offer ('公開買付け') conducted by NTT Docomo. This structure and content align with filings related to significant ownership changes following a takeover bid or major transaction. In the provided definitions, the closest fit for a report detailing a change in major shareholding following a tender offer is 'Major Shareholding Notification' (MRQ), although the Japanese filing type '臨時報告書' often covers various significant events. Given the focus on the resulting major shareholder status (24.72% ownership), MRQ is the most appropriate classification among the choices, as it specifically addresses changes in significant share ownership levels crossing thresholds, which is the direct consequence reported here. The document is a full report, not just an announcement of a report (RPA/RNS).
2025-07-11 Japanese
臨時報告書
AGM Information Classification · 1% confidence The document is titled "臨時報告書" (Extraordinary Report) and explicitly states in Section 1 that it is being submitted based on Article 24-5, Paragraph 4 of the Financial Instruments and Exchange Act, following resolutions made at the Annual General Meeting (AGM) held on June 24, 2025. The content details the resolutions passed, including the approval of the surplus appropriation (dividend) and the election of directors and auditors, along with the voting results (votes for, against, abstentions). This structure—reporting the results of a shareholder meeting—is characteristic of a filing related to shareholder voting outcomes. The most specific category for reporting official results from shareholder votes is 'Declaration of Voting Results & Voting Rights Announcements' (DVA). Although it relates to an AGM, the primary function here is reporting the *results* of the vote, not providing the proxy materials (PSI) or the AGM presentation itself (AGM-R).
2025-06-26 Japanese
内部統制報告書-第18期(2024/04/01-2025/03/31)
Governance Information Classification · 1% confidence The document header explicitly states the filing type as "内部統制報告書" (Internal Control Report) and cites the legal basis as Article 24-4-4, Paragraph 1 of the Financial Instruments and Exchange Act ("金融商品取引法第24条の4の4第1項"). Section 1 discusses the basic framework for internal controls over financial reporting, and Section 3 concludes that the internal controls are effective as of the end of the business year (March 31, 2025). This content aligns perfectly with the definition of an Audit Report / Information (AR), which covers internal or regulatory stress tests and applied accounting principles, often including internal control assessments, especially when it is a standalone report separate from the full Annual Report (10-K). Given the specific focus on the internal control framework and assessment results, AR is the most appropriate classification.
2025-06-17 Japanese

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