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NORTHERN 3 VCT PLC — Investor Relations & Filings

Ticker · NTN ISIN · GB0031152027 LEI · 213800MWOA6W221PI432 IL Financial and insurance activities
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Filings indexed 422 across all filing types
Latest filing 2020-10-05 Regulatory Filings
Country GB United Kingdom
Listing IL NTN

About NORTHERN 3 VCT PLC

https://nvm.co.uk/

NORTHERN 3 VCT PLC is a Venture Capital Trust that aims to provide investors with long-term, tax-free returns. The trust invests in a diversified portfolio of unquoted, growing UK companies, primarily focusing on the lower-mid market across various regions. Its investment strategy centers on providing growth capital and funding for management buy-outs (MBOs). Managed by Mercia Asset Management, the trust targets businesses in sectors such as Business Services, Technology, Media, and Telecoms (TMT), Industrials, and Health & Lifestyle. It supports ambitious management teams by helping them accelerate growth and build value, often through strategic acquisitions.

Recent filings

Filing Released Lang Actions
Full accounts made up to 2020-03-31
Regulatory Filings
2020-10-05 English
Total voting rights
Declaration of Voting Results & Voting Rights Announcements Classification · 95% confidence The document explicitly states it is providing 'Additional information' regarding the 'TOTAL VOTING RIGHTS' as of '30 SEPTEMBER 2020'. It cites compliance with the 'Financial Conduct Authority’s Disclosure Guidance and Transparency Rules (the “DTRs”)' and calculates the total number of voting rights (110,445,090). This type of notification, which details the total number of shares and voting rights for denominator calculations under DTRs, is a specific regulatory disclosure. Among the provided codes, 'Declaration of Voting Results & Voting Rights Announcements' (DVA) is the most appropriate fit, as it deals directly with the official count of voting rights, even if it's not the result of a specific vote tally, but rather the total pool of rights.
2020-09-30 English
Transaction in Own Shares
Transaction in Own Shares Classification · 99% confidence The document explicitly states the subject matter in the title: "TRANSACTION IN OWN SHARES". The text details the purchase and cancellation of 329,317 ordinary shares by Northern 3 VCT PLC and provides the resulting total number of shares in issue, which is characteristic of a share repurchase or transaction in own shares report. This directly matches the definition for 'Transaction in Own Shares' (Code: POS). The document length is short (2083 chars), but the content is the primary announcement itself, not just an announcement of an attached report.
2020-09-28 English
Directorate change
Board/Management Information Classification · 99% confidence The document explicitly states 'DIRECTORATE CHANGE' and announces the appointment of Anna Brown as a non-executive director to the board of Northern 3 VCT PLC, effective from a specific date. This content directly matches the definition for Board/Management Information.
2020-09-15 English
Director/PDMR Shareholding
Director's Dealing Classification · 100% confidence The document is titled 'NOTIFICATION OF TRANSACTION BY PERSON DISCHARGING MANAGERIAL RESPONSIBILITIES (“PDMR”)'. It details the acquisition of shares by a Director (John Maclaren Ogilvie Waddell) as part of a dividend investment scheme. This type of filing, reporting personal share transactions by company directors and executives, directly corresponds to the definition of Director's Dealing. Filing Type Code: DIRS.
2020-09-04 English
Issue of Equity
Share Issue/Capital Change Classification · 98% confidence The document explicitly announces the 'ISSUE OF EQUITY AND TOTAL VOTING RIGHTS' following an allotment of new ordinary shares under a Dividend Investment Scheme. It details the number of shares issued, the total shares in issue (110,774,407), and confirms this figure as the total number of voting rights, referencing compliance with the FCA's Disclosure Guidance and Transparency Rules (DTRs). This content directly relates to changes in the company's capital structure and share count, fitting the definition of 'Share Issue/Capital Change' (SHA). It is not a general regulatory filing (RNS) because it is highly specific to a capital event, nor is it a transaction in own shares (POS) as it describes an issuance/allotment, not a buyback.
2020-09-04 English

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