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NORTHERN 3 VCT PLC — Investor Relations & Filings

Ticker · NTN ISIN · GB0031152027 LEI · 213800MWOA6W221PI432 IL Financial and insurance activities
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Filings indexed 422 across all filing types
Latest filing 2020-01-24 Director's Dealing
Country GB United Kingdom
Listing IL NTN

About NORTHERN 3 VCT PLC

https://nvm.co.uk/

NORTHERN 3 VCT PLC is a Venture Capital Trust that aims to provide investors with long-term, tax-free returns. The trust invests in a diversified portfolio of unquoted, growing UK companies, primarily focusing on the lower-mid market across various regions. Its investment strategy centers on providing growth capital and funding for management buy-outs (MBOs). Managed by Mercia Asset Management, the trust targets businesses in sectors such as Business Services, Technology, Media, and Telecoms (TMT), Industrials, and Health & Lifestyle. It supports ambitious management teams by helping them accelerate growth and build value, often through strategic acquisitions.

Recent filings

Filing Released Lang Actions
Director/PDMR Shareholding
Director's Dealing Classification · 100% confidence The document explicitly states it is a 'NOTIFICATION OF TRANSACTION BY PERSON DISCHARGING MANAGERIAL RESPONSIBILITIES (“PDMR”)'. It details the acquisition of shares by a Director (John Maclaren Ogilvie Waddell) related to an interim dividend payment. This type of filing, reporting insider transactions by directors, directly corresponds to the 'Director's Dealing' category. The reference to 'Market Abuse Regulation' further confirms this regulatory context. This matches the definition for Director's Dealing (DIRS).
2020-01-24 English
Issue of Equity
Share Issue/Capital Change Classification · 98% confidence The document announces the allotment of new ordinary shares under a Dividend Investment Scheme and subsequently calculates and discloses the new 'Total Number of Voting Rights' in conformity with the Financial Conduct Authority’s Disclosure Guidance and Transparency Rules (DTRs). This action directly relates to a change in the company's capital structure (issuance of new shares) and the resulting change in the total number of shares/voting rights. This aligns best with the 'Share Issue/Capital Change' category (SHA), as the primary event is the issuance of equity, which dictates the change in total voting rights. It is not a general Director's Dealing (DIRS), a Dividend Notice (DIV), or a Major Shareholding Notification (MRQ) about an external shareholder crossing a threshold.
2020-01-24 English
NORTHERN VENTURE TRUST PLC/Northern 2 VCT PLC/Northern 3 VCT plc - Single p
Capital/Financing Update Classification · 98% confidence The document explicitly identifies itself as a "PROSPECTUS" in the title and throughout the text. It details the terms of an offer for subscription of shares in three VCTs (Venture Capital Trusts), including investment strategy, risk factors, financial information, and the timetable for the offer closing. A Prospectus is a key document required for offering securities to the public, which aligns closely with the definition of a document related to capital raising or financing activities. While it contains elements that might appear in an Annual Report (like financial information), its primary purpose, as stated, is to solicit investment through an offer. Among the provided codes, 'CAP' (Capital/Financing Update) is the most appropriate fit for a Prospectus detailing an offer for subscription, as it is fundamentally a document used to raise capital. It is not a standard 10-K, AR, or ER. Given the context of offering shares for subscription, CAP is the best classification.
2020-01-14 English
Publication of Prospectus
Capital/Financing Update Classification · 98% confidence The document announces the publication of a 'Prospectus' in relation to an 'Offer for Subscription' for new ordinary shares for the 2019/20 tax year by Northern 3 VCT PLC. This action—offering shares for subscription and publishing a prospectus—is a core activity related to raising capital or financing. The document explicitly mentions the Offers seek to raise £13.3 million. This aligns directly with the definition of 'Capital/Financing Update' (CAP). Although it announces the publication of a document (Prospectus), the primary subject matter is the financing activity itself, not just the announcement of a report's availability, making CAP a more specific fit than RPA or RNS.
2020-01-10 English
Prospectus
Capital/Financing Update Classification · 98% confidence The document explicitly uses the title "PROSPECTUS" and details the terms of an offer for subscription of shares in multiple VCTs (Venture Capital Trusts). It references regulatory frameworks like the Prospectus Regulation Rules, the FCA, and FSMA, and outlines the investment opportunity, risk factors, use of proceeds, and application timetable. This content structure is characteristic of a Prospectus issued when offering securities to the public, which aligns best with the 'Capital/Financing Update' (CAP) category, as it details a fundraising effort, or potentially a specialized filing related to offering securities. Given the options, 'CAP' (Capital/Financing Update) is the most appropriate fit for a document detailing an offer for subscription of shares to raise capital. It is not a standard 10-K, AR, ER, or IR. Since it is the primary document detailing the offer, it is classified as CAP rather than a general RPA or RNS.
2020-01-09 English
Result of Meeting
AGM Information Classification · 99% confidence The document explicitly states it is an announcement regarding the 'RESULT OF GENERAL MEETING' for Northern 3 VCT PLC, held on 8 January 2020. It details the voting results for several resolutions put to shareholders. This directly corresponds to the definition of 'Declaration of Voting Results & Voting Rights Announcements' (DVA). The document is short and reports the outcome of a vote, not the solicitation materials (PSI) or the AGM presentation itself (AGM-R).
2020-01-08 English

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