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NORTHERN 3 VCT PLC — Investor Relations & Filings

Ticker · NTN ISIN · GB0031152027 LEI · 213800MWOA6W221PI432 IL Financial and insurance activities
Filings indexed 422 across all filing types
Latest filing 2019-06-26 Transaction in Own Shar…
Country GB United Kingdom
Listing IL NTN

About NORTHERN 3 VCT PLC

https://nvm.co.uk/

NORTHERN 3 VCT PLC is a Venture Capital Trust that aims to provide investors with long-term, tax-free returns. The trust invests in a diversified portfolio of unquoted, growing UK companies, primarily focusing on the lower-mid market across various regions. Its investment strategy centers on providing growth capital and funding for management buy-outs (MBOs). Managed by Mercia Asset Management, the trust targets businesses in sectors such as Business Services, Technology, Media, and Telecoms (TMT), Industrials, and Health & Lifestyle. It supports ambitious management teams by helping them accelerate growth and build value, often through strategic acquisitions.

Recent filings

Filing Released Lang Actions
Transaction in Own Shares
Transaction in Own Shares Classification · 99% confidence The document explicitly states the subject matter in the title: "TRANSACTION IN OWN SHARES". The body details the purchase and cancellation of 291,000 ordinary shares by Northern 3 VCT PLC. This directly corresponds to the definition of 'Transaction in Own Shares' (share repurchase/issuance). The filing code for this activity is POS.
2019-06-26 English
Annual Financial Report
AGM Information Classification · 98% confidence The document explicitly mentions the 'ANNUAL REPORT AND FINANCIAL STATEMENTS' and the 'NOTICE OF 2019 ANNUAL GENERAL MEETING' dated June 14, 2019. It states that copies of these documents have been submitted to the National Storage Mechanism (NSM) and will shortly be available. Because the document is short (1800 chars) and primarily serves to announce the publication and availability of the Annual Report and the AGM notice, it fits the definition of a Report Publication Announcement (RPA) rather than the full Annual Report (10-K) or AGM Information (AGM-R) itself. The presence of both the Annual Report and AGM notice suggests a combined announcement, but the primary action described is the publication/submission of these reports.
2019-06-14 English
Circular and AGM Notice
AGM Information Classification · 99% confidence The document explicitly states it is a 'Circular' containing the 'Notice of the 2019 Annual General Meeting of the Company' and details various resolutions to be voted upon at that meeting (e.g., receipt of accounts, dividend approval, re-appointment of directors, authority to allot shares, purchase of own shares). The content is entirely focused on the business and procedures related to the Annual General Meeting (AGM). This directly corresponds to the definition of AGM Information (AGM-R). Although it mentions the annual report (Resolution 1), the document itself is the notice/circular calling the meeting, not the full 10-K or the standalone AR.
2019-06-14 English
Total voting rights
Declaration of Voting Results & Voting Rights Announcements Classification · 98% confidence The document is dated May 31, 2019, and explicitly states that it is notifying the market in conformity with the Financial Conduct Authority’s Disclosure Guidance and Transparency Rules (DTRs). It announces the total number of ordinary shares and the total number of voting rights (94,659,056). This type of notification, which provides the denominator for shareholders to calculate their required disclosures regarding voting rights, directly corresponds to the definition of 'Declaration of Voting Results & Voting Rights Announcements' (DVA), as it establishes the total voting rights figure.
2019-05-31 English
Transaction in Own Shares
Transaction in Own Shares Classification · 99% confidence The document explicitly states 'TRANSACTION IN OWN SHARES' in the title section. The body details the purchase and cancellation of 370,000 ordinary shares by Northern 3 VCT PLC. This action directly corresponds to the definition of a company buying back or selling its own shares. This aligns perfectly with the 'Transaction in Own Shares' category (POS). The document length is short, but the content is a direct announcement of the transaction, not an announcement of a report, so RPA/RNS is not the primary classification.
2019-05-21 English
Annual Financial Report
Audit Report / Information Classification · 98% confidence The document explicitly states in the header: 'NORTHERN 3 VCT PLC ANNUAL FINANCIAL REPORT FOR THE YEAR ENDED 31 MARCH 2019'. It contains comprehensive financial statements, including an Income Statement, Balance Sheet, and Statement of Changes in Equity, covering a full fiscal year (Year Ended 31 March 2019). This content aligns perfectly with the definition of an Annual Report, which is typically filed as a 10-K in the US context, but given the provided definitions, '10-K' is the closest match for a comprehensive annual financial report, although 'AR' (Audit Report/Information) is also plausible if this were a standalone audit. However, the presence of the Chairman's Statement and full financial tables covering the entire year strongly suggests the comprehensive annual filing. Since the document is a full annual report, 10-K is the most appropriate classification among the choices for a full yearly report. FY 2019
2019-05-17 English

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