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NORTHERN 3 VCT PLC — Investor Relations & Filings

Ticker · NTN ISIN · GB0031152027 LEI · 213800MWOA6W221PI432 IL Financial and insurance activities
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Filings indexed 422 across all filing types
Latest filing 2019-02-01 Notice of Dividend Amou…
Country GB United Kingdom
Listing IL NTN

About NORTHERN 3 VCT PLC

https://nvm.co.uk/

NORTHERN 3 VCT PLC is a Venture Capital Trust that aims to provide investors with long-term, tax-free returns. The trust invests in a diversified portfolio of unquoted, growing UK companies, primarily focusing on the lower-mid market across various regions. Its investment strategy centers on providing growth capital and funding for management buy-outs (MBOs). Managed by Mercia Asset Management, the trust targets businesses in sectors such as Business Services, Technology, Media, and Telecoms (TMT), Industrials, and Health & Lifestyle. It supports ambitious management teams by helping them accelerate growth and build value, often through strategic acquisitions.

Recent filings

Filing Released Lang Actions
Total voting rights
Notice of Dividend Amount Classification · 95% confidence The document is very short (1537 characters) and announces a specific figure related to the company's capital structure as of a specific date (31 January 2019). It explicitly states the total number of voting rights (88,788,451) and mentions compliance with the Financial Conduct Authority’s Disclosure Guidance and Transparency Rules (DTRs). This type of notification, which provides a denominator for shareholders to calculate their required disclosures, is a standard regulatory announcement. It is not a full report (10-K, IR), an earnings release (ER), or a dividend notice (DIV). It most closely aligns with a general regulatory filing or a specific announcement regarding capital/voting rights. Since there is no specific code for 'Total Voting Rights Notification', and it is a mandatory regulatory disclosure, it falls best under the general 'Regulatory Filings' (RNS) category, as it is a short, mandatory market notification.
2019-02-01 English
Director/PDMR Shareholding
Director's Dealing Classification · 100% confidence The document is titled "NOTIFICATION OF TRANSACTION BY PERSON DISCHARGING MANAGERIAL RESPONSIBILITIES ('PDMR')" and details a transaction (acquisition of shares via a dividend investment scheme) by a Director (John Maclaren Ogilvie Waddell) of Northern 3 VCT PLC. This type of filing, reporting personal share transactions by company directors and executives, directly corresponds to the definition of Director's Dealing. Filing Definition 9: Director's Dealing (Code: DIRS) - Report of personal share transactions by company directors and executives (insider trades). The document explicitly mentions compliance with the Market Abuse Regulation, which governs PDMR disclosures.
2019-01-25 English
Issue of Equity
Share Issue/Capital Change Classification · 98% confidence The document is a short announcement dated January 25, 2019, titled "ISSUE OF EQUITY AND TOTAL VOTING RIGHTS" by Northern 3 VCT PLC. It explicitly states that the company allotted new ordinary shares under its Dividend Investment Scheme and subsequently notifies the market of the new total number of shares in issue and total voting rights (88,788,451), referencing the FCA's Disclosure Guidance and Transparency Rules (DTRs). This action—announcing the issuance of new shares and the resulting change in capital structure/total voting rights—most closely aligns with the 'Share Issue/Capital Change' category (SHA). It is not a general regulatory filing (RNS) because it fits a more specific category, nor is it a transaction in own shares (POS) as it involves the issuance of new equity, not a buyback or treasury transaction.
2019-01-25 English
Update re Offer for subscription
Share Issue/Capital Change Classification · 99% confidence The document is dated January 18, 2019, and is titled 'OFFER FOR SUBSCRIPTION UPDATE' for Northern 3 VCT PLC. It explicitly states that the 'offer of new ordinary shares to raise a total of up to £6.6 million is now fully subscribed and no further applications will be accepted.' This content directly relates to the company's fundraising activities and capital structure changes (the subscription offer for new shares). This aligns perfectly with the definition of 'Capital/Financing Update' (CAP). It is not an earnings release, a full annual report, or a simple announcement of a report publication.
2019-01-18 English
Statement re Offer for subscription
Share Issue/Capital Change Classification · 99% confidence The document announces that Northern 3 VCT PLC has 'published an offer document' related to an 'Offer for Subscription' of new ordinary shares for the 2018/19 tax year. It details the terms, priority rights, discounts, and fees associated with this fundraising activity. Since the text is short (3482 chars) and its primary function is to announce the publication of the 'Offer Document' and provide instructions on how to obtain it (calling NVM, visiting a website, or checking the National Storage Mechanism), it fits the definition of a Report Publication Announcement (RPA) rather than the detailed financing document itself. The core subject is a capital/financing activity, but the document type is the announcement of the related document.
2019-01-04 English
Offer for subscription
Capital/Financing Update Classification · 95% confidence The document is explicitly titled as an "Offer Document" for subscription in Venture Capital Trusts (VCTs) for the 2018/19 tax year. It details the terms of the offer, minimum/maximum investment amounts, dividend targets, timetable, and extensive risk factors associated with VCT investments. This type of document, which solicits investment and outlines the structure and terms of a security offering (in this case, VCT shares), is best classified as a document related to capital raising or financing activities. While it contains financial information, its primary purpose is to facilitate the offering of shares. The closest fit among the provided codes is 'Capital/Financing Update' (CAP), as it is the document used to solicit capital for the VCTs. It is not a standard regulatory filing like a 10-K or an ER, nor is it a general presentation (IP) or a simple announcement (RPA). Given the context of raising capital via an offer, CAP is the most appropriate classification.
2019-01-03 English

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