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NORTHERN 3 VCT PLC — Investor Relations & Filings

Ticker · NTN ISIN · GB0031152027 LEI · 213800MWOA6W221PI432 IL Financial and insurance activities
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Filings indexed 422 across all filing types
Latest filing 2021-11-30 Share Issue/Capital Cha…
Country GB United Kingdom
Listing IL NTN

About NORTHERN 3 VCT PLC

https://nvm.co.uk/

NORTHERN 3 VCT PLC is a Venture Capital Trust that aims to provide investors with long-term, tax-free returns. The trust invests in a diversified portfolio of unquoted, growing UK companies, primarily focusing on the lower-mid market across various regions. Its investment strategy centers on providing growth capital and funding for management buy-outs (MBOs). Managed by Mercia Asset Management, the trust targets businesses in sectors such as Business Services, Technology, Media, and Telecoms (TMT), Industrials, and Health & Lifestyle. It supports ambitious management teams by helping them accelerate growth and build value, often through strategic acquisitions.

Recent filings

Filing Released Lang Actions
Statement regarding intention to fund raise
Share Issue/Capital Change Classification · 99% confidence The document announces a 'PROPOSED JOINT OFFER FOR SUBSCRIPTION' of new ordinary shares for Northern 3 VCT PLC, detailing fundraising targets (£17 million for the company, £40 million total), application basis, shareholder benefits, and the expected prospectus publication date (January 10, 2022). This clearly relates to the company raising capital through the issuance of new shares, which aligns directly with the definition of 'Capital/Financing Update' (CAP). Although it mentions a prospectus (which would contain detailed offering information), the announcement itself is focused on the financing activity and structure, making CAP the most appropriate primary classification over a general RPA or LTR. The document length is short (2964 chars), but the content is a substantive announcement of a financing plan, not just a notice that a report is attached.
2021-11-30 English
Half-year report
Interim / Quarterly Report Classification · 100% confidence The document is titled 'UNAUDITED HALF-YEARLY FINANCIAL REPORT' for Northern 3 VCT PLC for the six months ended 30 September 2021. It contains comprehensive financial statements, including an Income Statement, Balance Sheet, and Statement of Changes in Equity, along with management commentary. This fits the definition of an Interim/Quarterly Report (IR) as it provides substantive financial data for a period shorter than a full fiscal year. H1 2021
2021-11-24 English
Total voting rights
Regulatory Filings Classification · 95% confidence The document explicitly states it is notifying the market about the 'TOTAL VOTING RIGHTS' as of a specific date (30 September 2021) in conformity with the Financial Conduct Authority’s Disclosure Guidance and Transparency Rules (DTRs). It provides the total number of voting rights (110,084,493). This type of mandatory disclosure regarding the total number of shares and voting rights, often triggered by changes or as a routine update, fits best under the general category of regulatory announcements that deal with share structure or voting power. While it relates to voting rights, it is not the declaration of the *results* of a vote (DVA), but rather the denominator used for future voting calculations. Since it is a specific regulatory notification concerning share capital/voting rights that doesn't fit perfectly into the other specific categories (like 10-K, ER, DIV), it is classified as a general Regulatory Filing (RNS). However, given the focus on voting rights and share count, it is closely related to shareholder information. Since DVA is specifically for *results* of votes, and this is a statement of the total rights denominator, RNS is the most appropriate fallback for this specific regulatory disclosure.
2021-10-01 English
Transaction in Own Shares
Transaction in Own Shares Classification · 99% confidence The document explicitly states 'TRANSACTION IN OWN SHARES' in the title section. The body details the purchase and cancellation of ordinary shares by the company, which directly corresponds to the definition of a share repurchase or issuance activity. This aligns perfectly with the 'Transaction in Own Shares' category (POS). The document is short and is an announcement, but the specific nature of the transaction (share repurchase) makes POS a more precise fit than the general RPA or RNS.
2021-09-29 English
Full accounts made up to 2021-03-31
Regulatory Filings
2021-09-04 English
Total voting rights
Declaration of Voting Results & Voting Rights Announcements Classification · 100% confidence The document explicitly states it is notifying the market regarding the 'TOTAL VOTING RIGHTS' as of August 31, 2021, in conformity with the Financial Conduct Authority’s Disclosure Guidance and Transparency Rules (DTRs). It provides the total number of ordinary shares and the resulting total number of voting rights (110,337,616). This type of announcement, which reports on the total number of shares and voting rights, is a specific regulatory disclosure. Among the provided definitions, this content most closely aligns with a general regulatory announcement or a specific notification related to share capital/voting rights. Since there is no specific code for 'Total Voting Rights Notification', and it is a formal regulatory disclosure, it falls under the general 'Regulatory Filings' (RNS) category, as it is not a full report (10-K, IR), a dividend notice (DIV), or a director's dealing (DIRS). However, upon reviewing the definitions, 'Declaration of Voting Results & Voting Rights Announcements' (DVA) is defined as 'Official results from shareholder votes at any general meeting (AGM or EGM)'. While this document is about the denominator for voting rights calculations rather than the *results* of a vote, it is fundamentally about voting rights structure. Given the options, RNS is the safest fallback, but DVA is conceptually closer to voting rights information. Since this is a routine notification of the total share count used for voting calculations, and not the *result* of a vote, RNS is the most appropriate general regulatory filing category.
2021-08-31 English

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