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NORTHERN 3 VCT PLC — Investor Relations & Filings

Ticker · NTN ISIN · GB0031152027 LEI · 213800MWOA6W221PI432 IL Financial and insurance activities
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Filings indexed 422 across all filing types
Latest filing 2021-07-19 Capital/Financing Update
Country GB United Kingdom
Listing IL NTN

About NORTHERN 3 VCT PLC

https://nvm.co.uk/

NORTHERN 3 VCT PLC is a Venture Capital Trust that aims to provide investors with long-term, tax-free returns. The trust invests in a diversified portfolio of unquoted, growing UK companies, primarily focusing on the lower-mid market across various regions. Its investment strategy centers on providing growth capital and funding for management buy-outs (MBOs). Managed by Mercia Asset Management, the trust targets businesses in sectors such as Business Services, Technology, Media, and Telecoms (TMT), Industrials, and Health & Lifestyle. It supports ambitious management teams by helping them accelerate growth and build value, often through strategic acquisitions.

Recent filings

Filing Released Lang Actions
Statement re intention to fund raise
Capital/Financing Update Classification · 98% confidence The document is titled 'STATEMENT REGARDING INTENTION TO FUND RAISE' and explicitly announces the intention to launch linked offers for subscription to raise up to £50 million across several VCTs. This clearly relates to fundraising and capital structure activities. The definition for Capital/Financing Update (CAP) covers 'Updates on company fundraising, financing activities, or capital structure changes.' Although it mentions a prospectus will be published later, the core content is the announcement of the fundraising intention itself, making CAP the most appropriate classification over RPA or RNS.
2021-07-19 English
Transaction in Own Shares
Transaction in Own Shares Classification · 100% confidence The document explicitly states in the title section: "TRANSACTION IN OWN SHARES". The body details the purchase and cancellation of 481,534 ordinary shares by the company for cancellation. This directly corresponds to the definition of 'Transaction in Own Shares'. The filing type code for this activity is POS.
2021-07-05 English
Annual Financial Report
Earnings Release Classification · 99% confidence The document is explicitly titled 'ANNUAL FINANCIAL REPORT FOR THE YEAR ENDED 31 MARCH 2021'. It contains comprehensive financial statements, including the Income Statement, Balance Sheet, and Statement of Changes in Equity, along with a Chairman's Statement detailing performance over the full fiscal year. This content structure is characteristic of a full annual report, which aligns with the definition for the 10-K filing type, even though the document itself is not explicitly labeled '10-K' (which is the SEC filing equivalent). Since it is a comprehensive annual report, 10-K is the most appropriate classification among the provided options, as 'AR' (Audit Report/Information) is reserved for standalone audit reports, and 'IR' (Interim Report) is for shorter periods. FY 2021
2021-06-23 English
Admission to AIM of musicMagpie plc
Share Issue/Capital Change Classification · 99% confidence The document announces the admission to trading (IPO) of an investee company, musicMagpie plc, on AIM. It details the sale of shares by Northern 3 VCT PLC, the realized proceeds (£7.0 million), and the resulting valuation of the remaining stake. Crucially, it discusses the impact of this transaction on the Company's unaudited Net Asset Value ("NAV") per share as of December 31, 2020. Since the core subject is the valuation change resulting from a significant corporate event (an investment realization/exit) and explicitly mentions the 'Net Asset Value' calculation, the most fitting category is Net Asset Value (NAV) update, which typically covers fund performance and valuation changes.
2021-04-22 English
Investee company - intention to float
Net Asset Value Classification · 96% confidence The document is a brief announcement from Northern 3 VCT PLC regarding an 'Investee Company - Intention to Float' (musicMagpie PLC). It notes an expected increase in the value of the company's investment due to the planned IPO. The text is short (under 2,000 characters) and serves as a notification about a market event involving an investee company, rather than a comprehensive financial report (like 10-K or IR) or a specific corporate action announcement like a dividend or share repurchase. Since it is a general market announcement that doesn't fit the specific categories like M&A (TAR) or Capital Change (CAP), and it is not a full transcript or presentation, the most appropriate classification is the general regulatory filing fallback category, RNS, as it references an RNS number (RNS Number: 8246U) and functions as a regulatory disclosure.
2021-04-08 English
Total voting rights
Regulatory Filings Classification · 95% confidence The document explicitly states it is providing 'Additional information' regarding 'TOTAL VOTING RIGHTS' as of a specific date (31 March 2021) and references compliance with the Financial Conduct Authority’s Disclosure Guidance and Transparency Rules (DTRs). It details the total number of ordinary shares and confirms the total number of voting rights (109,840,118). This type of notification, concerning the total number of shares and voting rights, is a standard regulatory disclosure. While it is a regulatory filing, it specifically relates to the mechanics of voting rights, which aligns closely with announcements made around general meetings or shareholder information. However, none of the specific codes (like AGM-R for AGM materials or DVA for voting results) perfectly capture a simple notification of total voting rights denominator. The closest fit among the provided options that deals with shareholder rights/voting structure, or a general regulatory disclosure, is often captured under general regulatory announcements. Given the content is a notification of the total voting rights denominator required by DTRs, it is a specific regulatory disclosure. Since there is no specific code for 'Total Voting Rights Notification', and it is not a result of a vote (DVA) or proxy solicitation (PSI), it falls best under the general regulatory announcement category, RNS, or potentially DVA if interpreted broadly as related to voting mechanics. Given the context of DTR compliance for the denominator, RNS is the most appropriate fallback for a specific, non-periodic regulatory notice that doesn't fit elsewhere. However, upon re-evaluation, this specific notification about the total number of shares/voting rights is often a precursor or component of shareholder communication, but its primary function here is regulatory disclosure under DTRs. Since it is a direct notification to the market about the voting rights denominator, and not a result (DVA), RNS is the most suitable general regulatory filing code.
2021-04-01 English

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