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Nanjing Securities Co.,Ltd. — Investor Relations & Filings

Ticker · 601990 ISIN · CNE1000031R9 LEI · 300300E1008732000033 Shanghai Stock Exchange Financial and insurance activities
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Filings indexed 750 across all filing types
Latest filing 2019-12-18 Regulatory Filings
Country CN China
Listing Shanghai Stock Exchange 601990

About Nanjing Securities Co.,Ltd.

https://www.njzq.com.cn/

Nanjing Securities Co., Ltd. is a comprehensive financial services provider offering a wide range of securities-related activities. The firm specializes in securities brokerage, investment banking, and asset management. Its core operations include the underwriting and sponsorship of equity and debt instruments, financial advisory services for mergers and acquisitions, and proprietary trading. Additionally, the company provides margin trading, short selling, and securities lending services to individual and institutional clients. Through its subsidiaries, it extends its reach into futures brokerage and alternative investment management. The firm focuses on delivering integrated financial solutions, leveraging its extensive branch network to serve a diverse client base. Its service portfolio also encompasses investment consulting and the distribution of financial products, aiming to facilitate capital market participation and wealth management.

Recent filings

Filing Released Lang Actions
风险提示公告
Regulatory Filings Classification · 95% confidence The document is a risk warning announcement from Nanjing Securities, addressing stock price volatility and related risk factors. It references regulatory compliance, stock price movements, and disciplinary actions by stock exchanges. The document is short (1171 characters) and serves as a public notice to investors about risks and ongoing regulatory matters. It does not contain financial statements, detailed financial results, or management discussion. It is not an annual or interim report, earnings release, or audit report. It is also not a voting result, capital change, or director dealing notice. The content fits best as a Regulatory Filing (RNS) because it is a regulatory announcement about stock price abnormality and risk disclosure without detailed financial data or report attachments.
2019-12-18 Chinese
2019年非公开发行次级债券（第二期）发行结果公告
Capital/Financing Update Classification · 95% confidence The document is an announcement regarding the issuance results of a non-public subordinated bond by Nanjing Securities Co., Ltd. It details the bond issuance scale, period, interest rate, and investor information. There is no indication that this is a full financial report or an earnings release. The content focuses on capital raising activity through bond issuance, which fits the category of Capital/Financing Update. The document length is short and it is not a report publication announcement or certification. Therefore, the appropriate classification is Capital/Financing Update (CAP).
2019-12-17 Chinese
关于更换保荐机构的公告
Capital/Financing Update Classification · 95% confidence The document is an announcement by Nanjing Securities Co., Ltd. regarding the change of its sponsoring institution for a non-public issuance of A-shares. It details the termination of the previous sponsor (Dongwu Securities) and the appointment of a new sponsor (Northeast Securities), including the names and resumes of the new sponsoring representatives. The document is short (1247 characters) and focuses on a corporate governance and procedural update related to financing activities, specifically sponsorship for stock issuance. It does not contain financial statements or detailed financial data, nor is it a full report or earnings release. It is not a report publication announcement since it contains substantive information about the change. The content aligns best with a Capital/Financing Update (CAP) as it relates to the company's financing activities and sponsorship for stock issuance.
2019-12-17 Chinese
关于《南京证券股份有限公司股票交易异常波动问询函》的回复
Regulatory Filings Classification · 95% confidence The document is a formal reply to an inquiry letter regarding abnormal stock trading fluctuations of Nanjing Securities Co., Ltd. It contains statements from controlling shareholders and actual controllers denying undisclosed major information or trading activities during the abnormal stock price movements. There is no financial data, no report attached or referenced as published, and no mention of financial results or management changes. The document is a regulatory response to a stock exchange or regulatory inquiry about trading anomalies, which fits best under Regulatory Filings (RNS) as a general regulatory announcement and compliance document.
2019-12-17 Chinese
股票交易异常波动公告
Regulatory Filings Classification · 95% confidence The document is a stock trading abnormal fluctuation announcement by Nanjing Securities Co., Ltd. It details the stock price movements over specific dates, confirms no undisclosed material information, and warns investors about market risks. It does not contain financial statements, audit information, or detailed financial results. It is a regulatory announcement related to stock price behavior and compliance with exchange rules, typical of a Regulatory Filing (RNS). The document length is short (1719 characters), and it is not a report or presentation but an official disclosure about stock price abnormality.
2019-12-17 Chinese
2019年11月份财务数据简报
Financial Supplement Data Classification · 90% confidence The document is a brief financial data summary for November 2019 from Nanjing Securities. It explicitly states that the data is unaudited, non-consolidated, and preliminary, with final data to be provided in the company's regular reports. The document length is very short (512 characters), and it is titled as a 'financial data brief' rather than a full financial report. This matches the description of a Financial Supplement Data or a brief financial update. However, since it is a short summary of monthly financial data and not a full quarterly or annual report, and given the short length, it fits best under Financial Supplement Data (XLSX) or possibly Regulatory Filings (RNS). But since the document is a brief financial data summary (financial data brief), the best fit is Financial Supplement Data (XLSX).
2019-12-05 Chinese

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