Skip to main content
Nanjing Securities Co.,Ltd. logo

Nanjing Securities Co.,Ltd. — Investor Relations & Filings

Ticker · 601990 ISIN · CNE1000031R9 LEI · 300300E1008732000033 Shanghai Stock Exchange Financial and insurance activities
Open in API
Filings indexed 750 across all filing types
Latest filing 2019-10-29 Declaration of Voting R…
Country CN China
Listing Shanghai Stock Exchange 601990

About Nanjing Securities Co.,Ltd.

https://www.njzq.com.cn/

Nanjing Securities Co., Ltd. is a comprehensive financial services provider offering a wide range of securities-related activities. The firm specializes in securities brokerage, investment banking, and asset management. Its core operations include the underwriting and sponsorship of equity and debt instruments, financial advisory services for mergers and acquisitions, and proprietary trading. Additionally, the company provides margin trading, short selling, and securities lending services to individual and institutional clients. Through its subsidiaries, it extends its reach into futures brokerage and alternative investment management. The firm focuses on delivering integrated financial solutions, leveraging its extensive branch network to serve a diverse client base. Its service portfolio also encompasses investment consulting and the distribution of financial products, aiming to facilitate capital market participation and wealth management.

Recent filings

Filing Released Lang Actions
第二届董事会第二十五次会议决议公告
Declaration of Voting Results & Voting Rights Announcements Classification · 95% confidence The document is a formal announcement of resolutions passed at a board meeting of Nanjing Securities Co., Ltd. It includes voting results on several matters, including approval of the company's 2019 third quarter report, branch adjustments, and donation authorizations. The document is short (701 characters) and primarily reports on board decisions and voting outcomes rather than providing detailed financial data or the full report itself. It is not the full quarterly report but an announcement of board resolutions and voting results. Therefore, it fits best under the category of Declaration of Voting Results & Voting Rights Announcements (DVA).
2019-10-29 Chinese
2019年第三季度报告
Interim / Quarterly Report Classification · 100% confidence The document is titled as the "2019 Third Quarter Report" of 南京证券股份有限公司 (Nanjing Securities Co., Ltd.). It contains detailed financial data for the third quarter of 2019, including balance sheet items, income statement figures, shareholder information, and explanations of significant changes in financial metrics. The presence of quarterly financial statements and substantive financial data indicates this is a comprehensive interim financial report. The document is about 15,000 characters long, which is consistent with a full report rather than a brief announcement. Therefore, this document fits the definition of an Interim / Quarterly Report (IR). 9M 2019
2019-10-29 Chinese
2017年公开发行公司债券（第一期）2019年付息公告
Capital/Financing Update Classification · 95% confidence The document is an announcement from Nanjing Securities Co., Ltd. regarding the interest payment for a corporate bond issued in 2017. It details the bond's basic information, interest payment date, interest rate, tax information, and related contact details. The document does not contain financial statements or comprehensive financial analysis but rather provides information about the bond interest payment event. The document length is 3156 characters, which is relatively short and consistent with an announcement rather than a full report. This fits the category of a Capital/Financing Update (CAP), as it relates to bond issuance and interest payment updates.
2019-10-16 Chinese
2019年9月份财务数据简报
Fund Information / Factsheet Classification · 95% confidence The document is a brief financial data summary for September 2019 from Nanjing Securities. It explicitly states the data is unaudited, non-consolidated, and preliminary, with final data to be provided in the company's regular periodic report. The document length is short (508 characters), and it serves as a financial data update rather than a full interim or annual report. It does not contain comprehensive financial statements or detailed analysis, so it does not qualify as an Interim/Quarterly Report (IR) or Annual Report (10-K). It is a financial data brief or summary, which aligns best with Fund Information / Factsheet (FS) category, as it provides key financial figures in a concise format.
2019-10-15 Chinese
2019年第二次临时股东大会的法律意见书
Declaration of Voting Results & Voting Rights Announcements Classification · 95% confidence The document is a legal opinion letter from a law firm regarding the 2019 second extraordinary general meeting (EGM) of Nanjing Securities Co., Ltd. It details the legality of the meeting's convening, attendance, voting procedures, and the voting results on various proposals related to a non-public issuance of A shares. The document includes detailed voting results and legal compliance statements. This is not a full financial report, earnings release, or management discussion, but a formal legal opinion on the shareholder meeting and its resolutions. The content aligns with a Declaration of Voting Results & Voting Rights Announcements (DVA) filing, as it reports official voting outcomes from a shareholder meeting. The document length is substantial and contains detailed voting data, not just an announcement of a report publication or a brief notice. Therefore, the correct classification is DVA.
2019-10-09 Chinese
关于收到纪律处分事先告知文件的公告
Regulatory Filings Classification · 95% confidence The document is an announcement from Nanjing Securities regarding receipt of disciplinary notices from the Shanghai and Shenzhen Stock Exchanges. It details the regulatory disciplinary actions proposed against the company for compliance issues related to stock pledge repurchase transactions. The document does not contain financial statements, management discussion, or report data. It is a regulatory announcement about disciplinary proceedings and compliance matters, not a financial report or earnings release. Therefore, it fits best under Regulatory Filings (RNS). The document length is short and it is a formal regulatory disclosure.
2019-10-09 Chinese

Browse filings by year

9 years

Report missing filing

Can't find a specific document? Let us know and we'll add it within 24 hours.

We will notify you once the filing is added.
Report sent
Thank you. We will check the data and update it shortly.